CC - Item 2A - Ninth Circuit's Decision Recall ElectionMemorandum
TO: Honorable Mayor and Members of the City Council
FROM: Peter L. Wallin, City Attorney
DATE: December 5, 2005
RE: Impact of the Ninth Circuit's Decision in Padilla v. Lever on the February 7,
2006 Recall Election
This memorandum addresses issues raised by the November 23, 2005, decision of
the United States Court of Appeals for the Ninth Circuit in the case of Padilla v. Lever
(No. 03-56259). All members of the Council have previously been provided with a copy
of that decision.
Under the court's holding in Padilla, Section 203 of the federal Voting Rights Act
applies to recall petitions circulated pursuant to California law. This means that for
jurisdictions such as Rosemead that have a significant number of voters who need
assistance in the election process in languages other than English, recall petitions and
other election-related materials must be provided in the specific prevalent languages. On
September 8, 2005, a consent decree, order and judgment was entered in the United
States District Court (the "Consent Decree") by which the City stipulated that it would
provide election-related materials in English, Chinese, Vietnamese and Spanish.
Under the Consent Decree, the City of Rosemead, including the City Council, City
Clerk and City Manager, are required to ensure that any registration or voting notices,
forms, instructions, assistance or other materials or information relating to the electoral
process be in Chinese, Vietnamese and Spanish, as well as English.
The petitions that were circulated to trigger the recall Councilmembers Jay
Imperial and Gary Taylor were only printed in English-not in Chinese, Vietnamese
and/or Spanish. As required by law, those petitions were approved as to form by the City
Clerk and City Attorney's Office prior to being circulated by the recall proponents.
However, the approval predated the Consent Decree (as well as the Ninth Circuit's recent
decision) and therefore cannot be seen as having violated the decree. Nevertheless, based
on the Ninth Circuit's interpretation of Section 203 of the Voting Rights Act, the
petitions were and are defective.
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Honorable Mayor and Members
of the City Council
December 5, 2005
Page 2
The City is now faced with the prospect of spending public funds on a special
election that is likely to be determined invalid because it was initiated by petitions that
violated the Voting Rights Act. Whether or not the defective petitions would invalidate
the election was not answered by the Padilla case. That question was rendered moot
because the recall election had already been held.
If the February 7, 2006, election is allowed to go forward both the holding of the
election and/or the election results will be open to challenge based upon the defective
recall petitions. The City would be potentially exposed to an award of a prevailing
party's attorney's fees in any such successful litigation. The City, City Council, City
clerk and City Manager could also be found to be in violation of the Consent Decree and
exposed to sanctions, attorney fees and other possible penalties. Given the obligation of
the City to indemnify Councilmembers and employees acting in good faith in the course
and scope of their employment, nobody should be exposed to risk of personal liability.
At this point in time, the City Council has two options to address the issues raised
by the Padilla decision before the February 7, 2006 election:
1. The City Council may elect to do nothing and proceed with the February 7,
2006, election. If the Council chooses this option, there is a risk that a lawsuit may be
brought by affected parties based upon violation of both Section 203 of the Voting Rights
Act and the Consent Decree.
2 The City Council may rescind its prior actions calling for and setting the
February 7, 2006, election date and requesting the assistance of the County of Los
Angeles in the election process. Although the City Council has the ability to rescind its
prior actions calling for an election under well-established California Supreme Court
authority (see Vernon v. Board of Supervisors (1904) 142 Cal. 513, 516), this option
could also expose the City to a lawsuit by the proponents of the recall to reinstate the
election. Alternatively, the proponents might choose to recommence the recall process
with proper petitions.
A resolution has been prepared implementing the second option if the City
Council chooses to cancel the election.
RESOLUTION NO. 2005-45
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
ROSEMEAD, CALIFORNIA RESCINDING ITS ADOPTION OF
RESOLUTION NO. 2005-33, WHICH CALLED FOR AND GAVE
NOTICE OF THE HOLDING OF A SPECIAL MUNICIPAL ELECTION
ON TUESDAY, FEBRUARY 7, 2006, FOR THE SUBMISSION OF
THE QUESTION OF THE RECALL OF CERTAIN OFFICERS AND
THE ELECTION OF CANDIDATES TO FILL THE VACANCY OR
VACANCIES IF THE RECALL PREVAILS, AND RESCINDING ITS
ADOPTION OF RESOLUTION NO. 2005-35, WHICH REQUESTED
THE BOARD OF SUPERVISORS OF THE COUNTY OF LOS
ANGELES TO RENDER SPECIFIED SERVICES TO THE CITY OF
ROSEMEAD RELATING TO THE CONDUCT OF A SPECIAL
MUNICIPAL ELECTION TO BE HELD ON TUESDAY, FEBRUARY
7, 2006
WHEREAS, on July 14, 2005, the United States Department of Justice filed a
lawsuit against the City of Rosemead, the Rosemead City Council, and the City Manager
and the City Clerk in their official capacities (collectively, the "City") based upon alleged
violations of the Voting Rights Act in the conduct of elections within the City of
Rosemead; and
WHEREAS, on September 8, 2005, the Voting Rights Act action brought against
the City was settled by entry of a consent decree, order and judgment in the Unites States
District Court; and
WHEREAS, pursuant to the terms of the Consent Decree, the City is enjoined
from failing to provide in the Chinese, Vietnamese and Spanish languages any
registration or voting notices, forms, instructions, assistance or other materials or
information relating to the electoral process, including ballots that the City provides in
the English language, as required by Section 203 of the Voting Rights Act, as amended;
and
WHEREAS, pursuant to the terms of the Consent Decree, the City is also required
to disseminate in the Chinese, Vietnamese and Spanish languages all information about
registration or voting notices, forms, instructions, assistance, or other materials or
information relating to the electoral process, including ballots that are also disseminated
in English; and
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WHEREAS, prior to circulation of recall petitions to recall Councilmember Jay
Imperial and Councilmember Gary Taylor the proponents of the recall lodged the
proposed recall petitions with the City Clerk's office; and
WHEREAS, the City Clerk thereafter informed the recall proponents that the
form of the recall petitions was sufficient and that the proponents could start collecting
signatures for the recall; and
WHEREAS, on August 30, 2005, the proponents of the recall submitted the
signed petitions calling for the recall of Councilmember Jay Imperial and
Councilmember Gary Taylor to the City Clerk's office; and
WHEREAS, at the City Council meeting on September 27, 2005, the Rosemead
City Council received and filed two Notices of Sufficiency from the City Clerk relating to
the proposed recall of Councilmember Jay Imperial and Councilmember Gary Taylor;
and
WHEREAS, on October 11, 2005, the City Council adopted Resolution No. 2005-
33 calling for and noticing the holding of the special election on Tuesday, February 7,
2006 for the submission of the question of the recall of certain officers and the election of
candidates to fill the vacancy or vacancies if the recall prevails; and
WHEREAS, on October 11, 2005, the City Council also adopted Resolution No.
2005-35, which requested the Board of Supervisors of the County of Los Angeles to
render specified services to the City of Rosemead relating to the conduct of a special
municipal election to be held on Tuesday, February 7, 2006; and
WHEREAS, on November 23, 2005, the United States Court of Appeals for the
Ninth Circuit filed its decision in the case of Padilla v. Lever (Case No. 03-56259), a
copy of which is attached hereto as Exhibit A and incorporated herein by this reference;
and
WHEREAS, pursuant to the holding of Padilla v. Lever, Section 203 of the
Voting Rights Act applies to recall petitions circulated pursuant to California law, thus
requiring that recall petitions in the City of Rosemead must be circulated in Chinese,
Vietnamese and Spanish, as well as in English; and
WHEREAS, the recall petitions that were circulated within the City of Rosemead
and submitted to the City Clerk on August 30, 2005 were not circulated in Chinese,
Vietnamese and Spanish, as required by the Padilla v. Lever decision in its interpretation
of Section 203 of the Voting Rights Act; and
WHEREAS, pursuant to the Consent Decree, the City is required to comply with
the requirements of Section 203 of the Voting Rights Act; and
• 0
WHEREAS, if the City Council allows the February 7, 2006 recall election to go
forward despite the flawed recall petitions that were circulated then the City could be
found to be in violation of Section 203 of the Voting Rights Act, the court's decision in
Padilla v. Lever and the Consent Decree;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF ROSEMEAD,
CALIFORNIA, DOES HEREBY RESOLVE, DECLARE, DETERMINE AND ORDER
AS FOLLOWS:
SECTION 1. That Resolution No. 2005-33, which called for and gave notice of
the holding of a special election on Tuesday, February 7, 2006, for the submission of the
question of the recall of certain officers and the election of candidates to fill the vacancy
or vacancies if the recall prevails, is hereby rescinded.
SECTION 2. That Resolution No. 2005-35, which requested the Board of
Supervisors of the County of Los Angeles to render specified services to the City of
Rosemead relating to the conduct of a special municipal election to be held on Tuesday,
February 7, 2006, is hereby rescinded.
SECTION 3. That the City of Rosemead shall reimburse the County of Los
Angeles for any services performed pursuant to the provisions of Resolution No. 2005-35
prior to its rescission.
SECTION 4. That the City Clerk is directed to forward without delay to the
Board of Supervisors and to the County Election Department, each a certified copy of
this resolution.
SECTION 5. That the City Clerk shall certify to the passage and adoption of this
Resolution and enter it into the book of original Resolutions.
PASSED, APPROVED AND ADOPTED ON DECEMBER , 2005.
MAYOR
ATTEST:
City Clerk
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Exhibit A
Padilla v. Lever (Case No.03-56259)
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I of 16 DOCUMENTS
•
SANDRA PADILLA; VICTOR SANCHEZ; ROSA ANDRADE, Plaintiffs-
Appellants, v. ROSALYN LEVER, in her official capacity as Registrar of Voters,
Orange County Registration and Elections Department; SUZANNE SLUPSKY, in
her official capacity as Assistant Registrar of Voters, Orange County Registration
and Elections Department, Defendants-Appellees, and VIVIAN MARTINEZ. De-
fendant.
No. 03-56259
UNI'T'ED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
2005 U.S. App. LEXIS 25254
February 8, 2005, Argued and Submitted, Pasadena, California
November 23, 2005, Filed
PRIOR HISTORY: Appeal from the United States District Court for the Central District of California. D.C. No.
CV-02-01145-AHS. Alicemarie H. Stotler, District Judge, Presiding.
COUNSEL: Thomas A. Saenz, Mexican American Legal Defense and Education Fund, Los Angeles, California, for
the plaintiffs-appellants.
Wendy J. Phillips, Deputy County Counsel, Santa Ana, California, for the defendants-appellees-
George W. Shaeffer, Jr., Breon, Shaeffer & Bryant, Irvine, California, for the amici curiae.
JUDGES: Before: Harry Pregerson and William C. Canby, Jr., Circuit Judges, and Edward C. Reed, Jr., * District
Judge. Opinion by Judge Pregerson; Dissent by Judge Canby.
* The Honorable Edward C. Reed, Jr., Senior United States District Judge for the District of Nevada, sitting by
designation.
OPINIONBY: Harry Pregerson
OPINION: PREGERSON, Circuit Judge:
Plaintiffs, residents and registered voters in the Santa Ana Unified School District ("SAUSD") whose primary lan-
guage is Spanish, appeal the district court's dismissal of their lawsuit, filed pursuant to the Voting Rights Act of 1965,
42 U.S.C. § 1973urr-1rr(c). Plaintiffti suit sought declaratory and injunctive relief against [*2] the Orange County elec-
tions officials charged with overseeing the recall election process in the SAUSD because the officials failed to ensure
that petitions in the recall of School Board Member Nativo Lopez were provided in Spanish as well as English. For the
reasons set forth below, we reverse.
FACTUAL AND PROCEDURAL BACKGROUND
In March 2002, defendant Vivian Martinez, nl along with ten other individuals, initiated a recall process against
Santa Ana Unified School District ("SAUSD") Board Member Nativo Lopez. Martinez and the other recall proponents
("Recall Proponents") are private citizens, and all are registered voters of the SAUSD.
2005 U.S. App. LEXIS 25254, *
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Page 2
nl Martinez was not initially named as a defendant in this suit. Rather, after Martinez filed an Ex Parte Ap-
plication for Order Staying Proceedings and Shortening Time for hearing on Motion to Intervene, the plaintiffs
filed a First Amended Complaint inserting Martinez's name as a defendant instead of two previously named de-
fendants.
Pursuant to Calffiornia Elections Code section / 1000 [*3] of seq., the Recall Proponents drafted and printed a No-
tice of Intention to Circulate Recall Petition ("Notice of Intention"). The Notice of Intention included a statement of the
grounds for the recall, and was printed only in English. The Recall Proponents filed the Notice of Intention with the
Orange County Registration and Elections Department (the "Orange County Elections Department") and a copy was
served on Lopez on March 25, 2002. In response to the Notice of Intention, Lopez filed an Answer with the Orange
County Elections Department, which he also served on the Recall Proponents. Lopez's Answer was printed only in Eng-
lish.
After receiving Lopez's Answer, the Recall Proponents drafted a Petition for Recall ("Recall Petition") pursuant to
the California Secretary of State's regulations and to conform to the requirements of the California Elections Code. The
Recall Petition included a request to hold an election to replace Lopez, the Notice of Intention (including a statement of
the reasons for the recall), and Lopez's Answer. Except for Lopez's Answer (which was drafted by Lopez), the Recall
Proponents drafted the contents of the Recall Petition, in adherence to the statutory [*4] content requirements and using
the format provided by the Secretary of State. This draft Recall Petition was in English only.
As required by Elections Code section 11042, the Recall Proponents filed two blank copies of the Recall Petition
with the Orange County Elections Department, along with a proof of publication of the Notice of intention, for elections
officials to ascertain whether the Recall Petition conformed to the proper format and applicable election law. See Cal.
Elec. Code § 11042(a). The Orange County Elections Department reviewed the proposed forni and wording of the peti-
tion to recall Lopez and concluded that the petition conformed to the requirements of the California Elections Code.
Thus, elections officials authorized the proposed Recall Petition for circulation. The Recall Petition was printed only in
English and elections officials did not require translation into Spanish. The final Recall Petition was printed at the Re-
call Proponents' expense and was printed only in English.
In April 2002, the Recall Proponents circulated the Recall Petition and began obtaining signatures. On September
12, 2002, the Recall Proponents submitted signed petitions to the Orange [*5] County Elections Department. Orange
County elections officials Rosalyn Lever and Suzanne Slupsky verified the petition signatures and determined that suf-
ficient signatures had been obtained to hold a recall election. Two weeks later. Lever issued a Certificate of Sufficiency
of Signatures on Recall Petition, thereby confirming that the signed petitions contained sufficient signatures to support a
recall election.
After certifying the petition signatures. SAUSD called for the recall election to be held on February 4, 2003. The
election would determine whether Lopez should be recalled and, if so, who would be his successor. In addition to de-
fendant Martinez, four other candidates appeared on the recall ballot.
On December 12, 2002, Sandra Padilla and other residents and registered voters in the SAUSD whose primary lan-
guage is Spanish, filed suit seeking injunctive and declaratory relief against Orange County elections officials Lever and
Slupsky, n2 who were charged with overseeing the recall. Plaintiffti suit alleged that the Recall Petition violated section
203, 42 U.S.C. § 1973aa-la, of the 1965 Voting Rights Act, which requires that voting materials [*6] in certain voting
districts be distributed in specified minority languages as defined by the Voting Rights Act and by U.S. Attorney Gen-
eral Regulations. Plaintiffs sought an injunction prohibiting the Orange County Election Department from taking any
steps to proceed with the recall election and requiring translation of the Recall Petition into Spanish as required by sec-
tion 203. Eight days later, plaintiffs moved for a temporary restraining order, seeking to restrain defendants Lever and
Slupsky from conducting the February 4, 2003 recall election.
In their suit, plaintiffs allege that because defendants failed to require translation of the Recall Petition, plaintiffs
signed the circulated petitions without being aware that they were signing a petition to recall Lopez. According to plain-
tiffs, the petitions they signed were printed only in English and petition circulators misrepresented the purpose of the
petition. Specifically, plaintiffs charge that petition signature collector told them that the petition was merely a form to
request additional information and was not, in fact, a petition to recall Lopez.
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2005 U.S. App. LEXIS 25254, *
•
Page 3
n2 Lever and Slupsky were sued in their official capacities as, respectively. Registrar and Assistant Regis-
trar for the County of Orange.
*7
The district court denied plaintiffs' request for a temporary restraining order on December 24, 2004, concluding that
plaintiffs failed to show that they were likely to succeed on the merits and failed to raise the existence of serious ques-
tions going to the merits. On January 10, 2003, the district court denied plaintiff., request for a preliminary injunction.
n3 On
February 21, 2003, the district court granted defendant Martinez's Rule 12(b)(6) motion and dismissed plaintiffs
suit against Martinez, with prejudice. Finally, on June 16, 2003, the district court granted remaining defendants Lever
and Slupsky's motion for Judgment on the Pleadings under Rule 12(c), dismissing plaintiff; suit with prejudice. Relying
on Montero v. Mever. 861 F.2d 603 (10th Cir. 1988), and Delgado v. Smith, 861 F .2d 1489 (1l th Cir. 1988), the district
court concluded that the Recall Petition was not governed by section 203 of the Voting Rights Act because it was not
"provided by" the Orange County elections officials and because it was not material or information "relating to the elec-
toral process," sec: 42 US. C. § /973aa-/a. Plaintiffs [*8] appeal. n4
n3 The disputed recall election has already occurred, thereby mooting plaintiffs request for injunctive relief.
I lowever, their request for declaratory relief remains ripe for consideration because it challenges a wrong that is
capable of repetition yet evading review. See in re Burrell, 415 F.3d 994. 998 (91h Cir. 2005) (noting four major
exceptions to mootness doctrine, including "wrongs capable of repetition yet evading review"). The "capable of
repetition yet evading review" exception applies where "(1) the duration of the challenged action is too short to
allow full litigation before it ceases, and (2) there is a reasonable expectation that the plaintiffs will be subjected
to it again." Biodiversity Legal Found. v. Badgley, 309 Fad 1166, 1173 (91h Cir. 2002) (quoting Greenpeace
Action v. Franklin, 14 F3d 1324, 1329 (9th Cir. 1993)). "The duration component of the repetition/evasion
analysis is present where the underlying action is almost certain to run its course before either this court or the
Supreme Court can give the case full consideration." Id. (internal quotations and citations omitted). An issue
"evades review" when, "in its regular course, [it] resolves itself without allowing sufficient time for appellate re-
view." Id.; see also Greenpeace Action, 14 Fad at 1329-30 (finding that one year was not sufficient time for ju-
dicial review); Alaska Ctr, for the Env't U.S. Forest Sent, 189 Fad 851, 855 (91h Cir. /999) (finding that two
years not enough time to allow for full litigation). Here, the district court denied the petition for injunctive relief
and the election was held within two weeks of the filing of plaintiffs' appeal, leaving an insufficient time to re-
solve the dispute before the election.
"The second component of the repetition/evasion exception to the mootness doctrine requires a probability
that the challenged action will affect the Appellants in the future." Biodiversity Legal round., 309 Fad at 1174.
Where a plaintiff seeks declaratory relief, the question before us is "whether the facts alleged, under all the cir-
cumstances, show that there is a substantial controversy, between parties having adverse legal interests, of suffi-
cient immediacy and reality to warrant the issuance of a declaratory judgment." /d. at 1174-75 (quoting Md.
Casual'v Co. v. Pac. Coal & Oil Co., 312 U.S. 270, 273, 85 L. Ed. 826 (1941)). The plaintiffs seek declaratory
relief on behalf of minority-language speaking voters on the ground that elections officials permitted the printing
and distribution of English-only recall petitions in violation of the Voting Rights Act. Defendants argue that sec-
tion 203 does not require the translation of recall petitions. It is clear that a substantial controversy exists be-
twcen the parties and will continue absent a decision in this case. Moreover, this recall election was not an iso-
lated incident, but an event that in all probability will recur. Thus, we conclude that we have jurisdiction to con-
sider the plaintiffs' request for declaratory relief.
1*91
n4 Plaintiffs also filed an Emergency Motion for Injunction Pending Appeal, which this court denied on
January 30, 2003. That appeal was dismissed on February 25, 2003, pursuant to plaintiffs request.
DISCUSSION
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2005 U.S. App. LEXIS 25254, *
1. Standard of Review
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We review de novo a district court's dismissal for failure to state a claim pursuant to Federal Rule of Civil Proce-
dure 12(6)(6). Sea: Decker v. Advantage Fund, Ltd., 362 Fad 593, 595-96 (9th Cir. 2004). Likewise, dismissals on the
pleadings under Rule 12(c) are reviewed de novo. See Turner v. Cook, 362 F3d 1219, 1225 (91h Or. 1004).
I1. Section 203 of the Voting Rights Act
A. The Voting Rights Act of 1964
In 1975, Congress amended the Voting Rights Act to require certain jurisdictions to provide bilingual voting mate-
rials. See 41 U.S.C. § 1973aa-1a; Laldivar v. Ci{v of Loa Angeles, 7801--.2d 823, 816 (91h Cir. 1986), overrated on
otherground+• by Cooter & Gell v. Hartnxax Coin., 496 U.S. 384, 110 L. Ed. 2d 359 (1990). 1*101 Congress took this
action after expressly finding that,
Through the use of various practices and procedures, citizens of language minorities have been effec-
tively excluded from participation in the electoral process. Among other factors, the denial of the right to
vote of such minority group citizens is ordinarily directly related to the unequal educational opportunities
afforded them resulting in high illiteracy and low voting participation. The Congress declares that, in or-
der to enforce the guarantees of the Fourteenth and Fifteenth Amendments to the United States Constitu-
tion, it is necessary to eliminate such discrimination by prohibiting these practices, and by prescribing
other remedial devices.
42 U.S.C. § 1973aa-la(a). To remedy this voting discrimination, Congress acted to require that,
Whenever any State or political subdivision subject to the prohibition of subsection (b) of this section
provides any registration or voting notices, forms, instructions, assistance, or other materials or informa-
tion relating to the electoral process, including ballots, it shall provide them in the language of the appli-
cable minority group [*11] as well as in the English language.
42 U.S.C. § 1973aa-la(c). Section 203', remedial provisions apply if (1) five percent or more of the voters in the state
or political subdivision are members of a single language minority, and (2) the illiteracy rate among this group is higher
than the national average. n5 42 U.S.C. § 1973aa-la(b)(2)(A); bildivar, 780 F1d at 832.
n5 Specifically, the Voting Rights Act states that:
A State or political subdivision is a covered State or political subdivision for the purposes of this
Subsection if the Director of the Census determines, based on census data, that
(i)(1) more than 5 percent of the citizens of voting age of such State or political
subdivision are members of a single language minority and are limited-English
proficient,
(11) more than 10,000 of the citizens of voting age of'such political subdivision are
members of a single language minority and are limited-English proficient; or
(111) in the case of a political subdivision that contains all or any part of an Indian
reservation, more than 5 percent of the American Indian or Alaska Native citizens
of voting age within the Indian reservation are members of a single language mi-
nority and are limited-English proficient; and
r
2005 U.S. App. LEXIS 25254, •
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Page 5
(ii) the illiteracy rate of the citizens in the language minority as a group is higher
than the national illiteracy rate.
41 U.S.C. § 1973aa-la(b)(2)(A).
['12]
The parties do not dispute that SAUSD is subject to the bilingual provisions of the Voting Rights Act. See 28
C.F.R. pt. 55 app. Rather, the central dispute is whether recall petitions fall under the Act's translation requirements.
B. Is There Any Controlling Precedent'
Plaintiffs contend that Zaldivar v. City gfLos Angeles controls our decision here. In Zaldivar, the issue was whether
the district court properly imposed Rule 11 sanctions against the plaintiffs counsel on the ground that "their Voting
Rights claims were'totally frivolous' and 'totally without merit.'" Zaldivar. 780 F.2d at 827. Plaintiffs argued that sec-
(ion 203 applied to recall petitions and claimed that the defendant violated the Voting Rights Act by not translating the
petitions into the appropriate minority language. Id. at 815-26. The panel noted that it was not reviewing Plaintiffs'
complaint in the same way as it would under Rule 12(b)(6), and that "under the appropriate legal standard, we are con-
cerned only with whether the complaint asserts a good faith argument for applying the Voting Rights Act under these
circumstances, even if that legal 13] argument may ultimately fail." Id. at 531.
Nevertheless, the panel determined that the "basic question we must answer is whether the plaintiffs have an argu-
able claim under the Voting Rights Act." Id. It then determined that they did. Id. at 833. In so concluding, the panel
rejected the argument that a recall notice is merely a "preliminary step to voting" and not covered by section 203's trans-
lation requirements. Id. at 833 n. 11. As the panel explained,
The argument that a recall notice is only a preliminary step to voting and therefore is unaffected by the
bilingual provisions of the Act is without merit. The Act requires all "notices, forms, instructions, assis-
tance, or other materials or information relating to the electoral process" to be in the minority language.
The Act does not exempt information or material, compelled by statute, which is preliminary to voting,
but essential if an election is to occur. The argument that a necessary step, such as the publications of a
notice to recall an office holder, is within the scope of section 1973aa-la is one which can be made in ob-
jective good faith.
lei
Defendants [014J dismiss this quoted language as "dicta" and urge this court to disregard Zaldivar. What exactly
constitutes "dicta," however, is hotly contested and judges often disagree about what is or is not dicta in a particular
case. See United States v. Johnson, 156 F.3d 895, 914-16 (91h Cir. 2001) (en bane) (Kozinski, J., concurring). In John-
son, Judge Kozinski explained that, "where a panel confronts an issue germane to the eventual resolution of the case,
and resolves it after reasoned consideration in a published opinion, that ruling becomes the law of the circuit, regardless
of whether doing so is necessary in some strict logical sense." id. at 914; accord Cetacean Cmty. v. Bush. 386 F. 3d
l 169, 1173 (9th Cir. 1004) (quoting Johnson); Miranda B. v. Kitzhaber, 318 F.3d 1181, 1186 (9th Cir. 1003) (per cu-
riam) (same). Only "where it is clear that a statement is made casually and without analysis, where the statement is ut-
tered in passing without due consideration of the alternatives, or where it is merely a prelude to another legal issue that
commands the panel's full attention, it maybe appropriate to revisit [*15] the issue in a later case." Johnson, 156 F.3d
at 915. Nevertheless, "any such reconsideration should be done cautiously and rarely only where the later panel is
convinced that the earlier panel did not make a deliberate decision to adopt the rule of law it announced." id. If, how-
ever, "it is clear that a majority of the panel has focused on the legal issue presented by the case before it and made a
deliberate decision to resolve the issue, that ruling becomes the law of the circuit and can only be overturned by an en
bane court or by the Supreme Court." id. at 916; see also Cetacean Cmty.. 386 F.3d at 1173; Miranda B.. 328 Fad at
1186. This understanding of binding circuit authority was further articulated in Barapind v. Enomota, 400 F.3d 744 (9th
Cir. 1005) (en bane) (per curiam), where we said that when a panel has "addressed [an] issue and decided it in an opin-
i
2005 U.S. App. LEXIS 25254, *
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Page 6
ion joined in relevant part by a majority of the panel," the panel's decision becomes "law of the circuit." 1d. at 750-51
(footnote omitted).
In Zaldivar, the panel engaged in reasoned deliberation and made 16] a considered decision regarding whether
the Voting Rights Act applies to recall petitions. See Zaldirar, 781 F. 2d at 832-33. In two pages of opinion, the panel
described Congress's intent in amending the Voting Rights Act to include a minority language translation requirement,
considered the purpose of the Voting Rights Act, and whether the purpose was served in applying it to recall petitions.
See id. Nothing in the panel's consideration of this issue suggests that its decision was made casually or without due
consideration.
While the panel's discussion of section 203 was preliminary to its decision on the appropriateness of Rule i I sanc-
tions, the panel made a deliberate decision to resolve the issue. Even if we were not bound by its conclusion, we find
Zaldivar's reasoning compelling and useful in resolving the current dispute. n6
n6 The dissent takes issue with our discussion of Zaldivar. However, as the next section makes clear, inde-
pendent of l ildivar, we reach the same result.
*17
Defendants, however, argue that two out-of-circuit decisions should determine the outcome here. In the first case,
Mantero v. Meyer, 861 F.2d 603 (101h Cir. 1988), the Tenth Circuit held that initiative petitions did not fall under the
Voting Rights Act's bilingual requirements. See id. at 609-10. In Montero, the plaintiffs challenged initiative petitions
circulated by members of the Official English Committee seeking to amend the Colorado Constitution to make English
the state's official language. !d. at 605. According to the Tenth Circuit, the "electoral process" did not commence until a
measure qualified for placement on the ballot and signing an initiative petition was not "voting" within the meaning of
the Voting Rights Act. /d. at 607. The court further held that petitions were not "provided by" the state such as to make
the minority language provisions operable. Id. at 609-10. Rather, the court reasoned that the state's actions in approving
the initiative petitions were merely "ministerial" and did not alter the character of the petitions or render their circulation
"state action." Id. at 610. [*181
Employing similar reasoning, the Eleventh Circuit reached the same conclusion in Delgado v. Smith, 861 F.2d 1489
(11th Cir. 1988). Like Mantero, this case also involved a proposed citizen initiative to make English the official lan-
guage of Florida. !d. at 1491. The court concluded that the Voting Rights Act did not apply because Congress did not
intend the bilingual requirements to apply to private citizens. Id. at 1492. In addition, Florida elections officials' in-
volvement in approving the initiatives was "ministerial" and did not constitute "state action." !d. as 1495-96. Thus, the
initiative to amend Florida's Constitution to make English the state's official language did not require translation into
minority languages under the Voting Rights Act. Id. at 1498.
We are not persuaded to depart from Zaldivra's holding by these two out-of-circuit cases, which are readily distin-
guishable from the instant case. First, as discussed below, we find that California's statutory scheme is more stringent
than those underlying the Mantero or Delgado decisions, making the Orange County Elections 191 Department's ap-
proval of the Recall Petition more than "merely ministerial." Neither Florida's nor Colorado's statutory and regulatory
scheme governing initiative petitions are structurally equivalent to California's scheme. For instance, under Florida law,
Florida elections officials are limited to verifying only that a proposed initiative petition complies with applicable for-
mat requirements, the regulations do not provide for a review of the petition's contents. See Fla. Admin. Code Ann. r.
1 S-2.009(1) ("The Division shall review the form for sufficiency of the format only."). In contrast, California elections
officials arc charged with authorizing and approving the form and content of the recall petition. See Cal. Elec. Code
11042(a) (charging elections officials with "ascertaining if die proposed forni and wording of the petition meets the re-
quirements of this chapter" (emphasis added)).
While Colorado empowers elections officials to suggest revisions as to a petition's content, such revisions are
merely suggestions: recommendations made as to format or content are discretionary to the petitioner. See Colo. Rev.
Stat_ § 1-40-105(2) [*20] ("The proponents may amend the petition in response to some or all of the comments of the
directors of the legislative council and the office of legislative legal services, or their designees." (emphasis added)).
Unlike Colorado, California recall proponents are statutorily required to alter their recall petition as directed by elec-
tions officials until elections officials are satisfied that no further alterations are required. Compare Cal. Elec. Code
1 1042(x), (c), with Colo. Rev. Star. § 1-40-105(2).
0
2005 U.S. App. LEXIS 25254, *
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['age 7
Finally, that both Montero and Delgado concerned petitions to qualify English-only initiatives to amend their re-
spective state constitutions perhaps best, and rather ironically, demonstrates the problem with excluding pre-election
petitions from section 203's requirements for translation. The decisions of these circuit courts essentially exclude non-
English speaking persons from knowledgeably deciding whether to qualify an initiative enshrining an English-only re-
quirement into their state constitutions. Such a result cannot be what Congress intended when it defined the purpose of
section 203 as one to remedy past language discrimination 1*21 ] in voting practices so as to enforce the guarantees of
the Fourteenth and Fifteenth Amendments to the Constitution and to ensure that citizens of language minorities are no
longer effectively excluded from participation in the electoral process. See 42 U.S.C. § / 973aa- la(a).
C The Voting Rights Act and Recall Petitions
Section 203 of the Voting Rights Act requires translation into the jurisdiction's minority language(s) whenever a
state or political subdivision "provides any registration or voting notices, forms, instructions, assistance, or other mate-
rials or information relating to the electoral process, including ballots." 42 U.S.C. ,tip 1973aa-la(c). Thus, the essential
questions here are ( I ) whether recall petitions are "other materials or information relating to the electoral process," and
(2) whether the Orange County Elections Department "provided" the recall petitions.
As a remedial statute, the Voting Rights Act is to be broadly construed so as to achieve the Act's objectives. See
Tcherepnin v. Knight, 389 U.S. 332, 336, 19 L. Ed. 2d 564 (1967) ("We are guided by the familiar canon [*22] of statu-
tory construction that remedial legislation should be construed broadly to effectuate its purposes."). The Supreme Court
has explained "the Voting Rights Act was aimed at the subtle, as well as the obvious, state regulations which have the
effect of denying citizens their right to vote because of their race." Allen v. State Bd. of Elections, 393 US. 544, 565. 22
L. Ed. 2d 1 (1969) (footnote omitted). Thus, in Allan, the Supreme Court "rejected a narrow construction to § 5"
and concluded that "the [Voting Rights] Act gives a broad interpretation to the right to vote, recognizing that voting
includes 'all action necessary to make a vote effective."' n7 Id. at 565-66. It is this well-established canon of statutory
construction that must guide our analysis here.
n7 In a footnote, the Court further explained that,
"Congress knew that some of the States covered by § 4(b) of the Act had resorted to the extraor-
dinary stratagem of contriving new rules of various kinds for the sole purpose of perpetuating
voting discrimination in the face of adverse federal court decrees. Congress had reason to suppose
that these States might try similar maneuvers in the future in order to evade the remedies for vot-
ing discrimination contained in the Act itself."
Id. at 565 n.30 (quoting South Carolina r. Katzenbach, 383 U.S. 301, 335, 15 L. Ed. 2d 769 (1966)).
[*23]
1. "Other Materials"
Section 203 defines "voting materials" to "mean[] registration or voting notices, forms, instructions, assistance, or
other materials or information relating to the electoral process, including ballots." 42 U..S.C. § 1973aa-la(b)(3)(A).
However, it does not define what constitutes "other materials or information relating to the electoral process." Sec- id.
Where a statute fails to define a key term, this court's "duty, in matters of statutory construction, is to give effect to the
intent of Congress." San Jose Christian Coll. v. City of Morgan Hill, 360 F.3d 1024, 1034 (91h Cir. 2004) (quoting A-Z
Intl r. Phillips. 323 F.3d 1141. 1146 (9th Cir. 2023)). "To this end, 'it is elementary that the meaning of a statute must,
in the first instance, be sought in the language in which the act is framed, and if that is plain, the sole function of the
courts is to enforce it according to its terms." id. (quoting Kaplan v. City of N. Las Vegas, 323 F.3d 1226, 1231-32 (9th
Cir, 2003)). "When a statute does not define a term, a court should construe that term in accordance [*24] with its'or-
dinary, contemporary, common meaning."' Id. (quoting A-Z Intl, 323 F.3d at 1146 (citation omitted)). "Only if an am-
biguity exists in the statute, or when an absurd construction results, does this court refer to the statute's legislative his-
tory." Id.
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2005 U.S. App. LEXIS 25254, *
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"To determine the 'plain meaning' of a term undefined by a statute, resort to a dictionary is permissible." Id. Black's
Law Dictionary defines "related" to mean "to stand in some relation; to have bearing or concern; to pertain; refer; to
bring into association with or connection with." [clack's Law Dictionary 1289 (6th ed. 1991). Supreme Court and Ninth
Circuit precedent suggest that this broad definition of "related" is an appropriate one to use here. See, e.g., Morales v.
Trans World Airlines. 504 U.S. 374, 383, 119 L. Ed. 2d 157 (1992) (noting that ordinary meaning of "relating to" is "a
broad one"), Aloha Islandair Inc. v. Tsea. 128 F.3d 1301, 1302 (9th Cir. 1997) ("The phrase 'relating to' should be con-
strued broadly to mean 'has a connection with or reference to."'). Leased on this reading, recall petitions clearly have
some "bearing or concern" and are "connected [*251 with" an election. Indeed, recall petitions serve no other purpose
than to trigger an election. As the Zaldivar panel explained,
The election itself is merely the culmination of the electoral process. It includes those acts that a citizen
must perform to establish his eligibility as a voter, as well as those acts that a candidate must perform to
place his name on the ballot. The range of conduct "relating to the electoral process" includes, I'or exam-
ple, compliance by a would-be voter with statutes regulating registration and compliance with other stat-
utes to place a name or an issue on the ballot. That the state or a political subdivision has mandated by
law that certain preliminary steps be taken by the would-be voter, the candidate for office, or the propo-
nents of an issue does not in any sense absolve the governmental entity of its responsibility under the
Voting Rights Act. Such compelled acts are far removed from those voluntarily undertaken by a candi-
date, such as the printing of campaign literature.
Zaldivar, 780 F.2d at 833. As noted above, Zcddivar rejected "the argument that a recall notice is only a preliminary
step to voting and [*26] therefore is unaffected by the bilingual provisions of the [Voting Rights] Act." Id. at 833 n. 11.
Finally, in the Department of Justice's regulations implementing section 203, the U.S. Attorney General has defined
"written materials" to "include, for example, ballots, sample ballots, informational materials, and petitions." 28 C.F.K. §
55.19(x) (emphasis added). While the Attorney General's views are not binding on this court, they are persuasive and
bolster the conclusion that recall petitions are "other materials relating to the electoral process." n8 Furthermore, it is
important to note that we owe considerable deference to the Attorney General's construction of the Voting Rights Act,
particularly where the language of that interpretation mirrors the Act's own language. n9 See United States K Shffield
Bd. ojComm'rs, 435 US. 110, 131-32, 55 L. Ed. 2d 148 (1978); City vjPleasant Grove v. United States, 479 U.S. 462,
468, 93 L. Ed. 2d 866 (1987) (noting that Attorney General's interpretation of the Voting Rights Act is entitled to con-
siderable deference and that "Congress was aware of the Attorney [*27] General's view in this regard, and implicitly
approved it, when it reenacted the Voting Rights Act in 1982"). The Attorney General's inclusion of the word "petition"
in the definition of "written materials" is consistent with the Justice Department's position that the Act's purpose is to
"enable members of applicable language minority groups to participate effectively in the electoral process." n10 28
C.F.R. § 55.2(h).
n8 Citing MCI Telecommunication Corp. r. AT&T, Ox, 512 U.S. 218, 229, 129 L. Ed. 2d 182 (1994) and
Lonherg, v. Sanborn Theater. Inc., 271 F.3d 953, 954 (9th Cir. 2001), defendants argue that we should not defer
to the Attorney General's "contrary interpretation" where "the statute's text is clear and unambiguous." Even as-
suming that the statute's text is clear and unambiguous, we conclude that its clarity and lack of ambiguity weighs
against the defendant, position. Moreover, the Attorney General's interpretation is far from "contradictory" to
the language of section 203. Indeed, the interpretation is in keeping with the statute's purpose, as stated by Con-
gress, of ensuring minority-language-speaking citizens full participation in the electoral process. 42 U.S.C.
1973aa-1 a(a).
1*281
n9 In Shy ie /d, the Court explained,
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What is perhaps a more compelling argument concerning the original, and subsequent, congres-
sional understanding of the scope of § 5 is that the Attorney General has, since the Act was
adopted in 1965, interpreted § 5 as requiring all political units in designated jurisdictions to pre-
clear proposed voting changes. This contemporaneous administrative construction of the Act is
persuasive evidence of the original understanding, especially in light of the extensive role the At-
torney General played in drafting the statute and explaining its operation to Congress. In recogni-
tion of the Attorney General's key role in the formulation of the Act, this Court in the past has
given great deference to his interpretations of it.
She ield Bd. of Commis, 435 U.S. at 131 (footnote,, and citations omitted).
n 10 Defendants argue that these regulations are not a "requirement" because the same regulations also pro-
vide that "the determination of what is required for compliance with section 203[(c)] is the responsibility of
the affected jurisdiction. "These guidelines should not be used as a substitute for analysis and decision by the af-
fected jurisdiction." See 28 C.F.R. § 55.2(c). But, the defendants place too much importance on this language.
First, nothing in the record suggests that defendants engaged in any analysis regarding the applicability of sec-
tion 203 to the Recall Petition. Second, the language cited by defendants does not diminish that regulation's
minimum requirement that affected jurisdictions are "required to publish in the language of the minority
group materials distributed to the electorate generally for example petitions." See 28 C.F.R. § 19(a)
(emphasis added).
*29
According to the district court, however, "the private recall petition process does not involve 'voting' because inher-
ent in the concept of'voting' is the exercise of a choice between two or more alternatives that has an effect on the out-
come of an election. No voting or election occurs with the circulation of a recall petition." There are several problems
with the district court's analysis.
First, the district court's decision is inconsistent with the plain language of section 203 and Congress's intent. Sec-
tion 203 does not say that it is limited to an actual election. See 42 U.S.C. § 1973aa-la(c). If Congress had intended to
limit the Voting Rights Act's scope, it could have simply used the word "ballot" or "election." But it did not. Instead,
Congress determined that section 203 applied to "tiny registration or voting notices, forms, instructions, assistance, or
other materials or information relating to the electoral process, including ballots." !d. (emphasis added). Under the dis-
trict court's reading, the meaning of this language would be entirely stripped away, leaving only "voting" and "ballots"
as operative words- Such a result [*30] would be completely at odds with the general rule of statutory construction re-
quiring that every word in a statute be given full effect. See Shelhv v. Burdett, 391 F.3d 1061, 1064 (9th Cir. 2004)
("We must'interpret statutes as a whole, giving effect to each word and making every effort not to interpret a provision
in a manner that renders other provisions of the same statute inconsistent, meaningless or superfluous."') (quoting Boise
Cascade Corp. v. U.S. Ernmd. Prof. Agency, 942 F.2d 1427, 1432 (9th Cir. 1991)). The district court does just this by
reading "other materials relating to the electoral process" right out of the statute.
Second, the district court's conclusion that the Voting Rights Act applies only when a vote is cast between two or
more alternative choices relies on too restricted a reading of Congress's intent in requiring bilingual voting materials.
Such a narrow and crabbed reading of this statute is contrary to the general rule that such remedial statutes are to be
broadly construed. See Allen, 393 U.S. at 565-66: see also Tcherepnin, 389 U.S. tit 336. The Supreme Court's decision
in [*31 ] Allen is instructive here. There the Court concluded that the petition process to place a candidate's name on an
electoral ballot constituted a "standard, practice, or procedure with respect to voting" under section 5 of the Voting
Rights Act, 42 U.S.C. § 1973c. Allen, 393 U.S. at 569-70. The recall petition process is comparable to the nomination
process at issue in Allen as both are preliminary steps to an election. While we are concerned with section 3 of the Vot-
ing Rights Act, the language specifically at issue here "materials related to the electoral process" - is at least as
broad as that of section 5 "standard, practice, or procedure with respect to voting" construed by the Court to include
the nomination process. Compare 42 U.S.C. 51 1973aa-la(c) (emphasis added), with 42 U.S.C. § 1973(c) (emphasis
added).
Finally, the district court's reasoning ignores the simple fact that recall petitions do implicate a decision between
two alternatives, i.e., a choice between (1) recalling the officeholder by signing, and (2) not recalling the officeholder
[*32] by not signing the petition. California election law requires that a certain percentage of registered voters join in a
2005 U.S. App. LEXIS 25254. *
Page 10
call to recall an official by signing a valid, pre-approved petition. See Cal. Elec. Code § 1122 1. An effective way to
choose to keep a challenged incumbent in office is to refuse to sign the proffered petition, thereby reducing the likeli-
hood that the recall election will occur. Thus, the choice whether to sign or not sign a recall petition can have a tremen-
dous impact on the fate of the incumbent. n I 1 Indeed, in the First Amendment context, the right to vole is inextricably
tied to the right to petition and petition signatures are treated the same as votes for constitutional purposes. See Green v.
C'i(v gl'Tucson, 340 F.3d 891, 893 (9th Cir. 2001); see also Buckley v. Ant. Constitutional Law Found, 525 U.S. 182,
186, 142 L. Ed 2d 599 (1999) (noting that under First Amendment, petition circulation "is core political speech because
it involves interactive communication concerning political change" (internal quotations omitted)); Me'Ver v. Grunt, 486
U.S. 414, 421. 100 L. Ed. 2d 425 (1988) ("The circulation of [*33] an initiative petition ofnecessity involves both the
expression of a desire for political change and a discussion of the merits of the proposed change.").
n 1 I The dissent suggests that people who circulate recall petitions do not have any incentive to exclude oth-
ers from signing their petitions. Although to some extent this is true, groups like the Recall Proponents in this
case have an incentive to misrepresent the character of the petition. Signature gatherers, for personal political
reasons or because their compensation for circulating the petition is based on the number of signatures gathered,
might induce individuals unwittingly to sign the recall petition. Here, the Recall Proponents disingenuously
claimed their petition was an innocuous request by those who signed the petition for additional information con-
cerning Nativo Lopez, the officeholder whose ultimate recall was the goal of the signature gatherers. The dissent
also claims that a victim of such misrepresentation could rescind her signature, thereby remedying the injury.
That assumes, however, that the non-English speaker would at some point be cognizant of the misrepresentation,
which seems unlikely except in rare occasions.
L*34]
2. "Provided By"the Orange County Electrons Department
Although we conclude that recall petitions relate to the recall process, the Recall Petitions would still only fall un-
der the Act's bilingual requirements if they were "provided by" the Orange County Elections Department. See 42 U.S.C.
§ 1973aa-la(c). As discussed more fully below, the broad construction requirements for the Act's remedial provisions
militates in favor of a conclusion that there was sufficient state involvement to trigger the bilingual requirements.
Recall petitions in California are subject to extensive regulations that go beyond imposing mere ministerial duties
upon elections officials. See Cal. Elec. Code § 11000 et seq. Under these regulations, the state, or in this case the Or-
ange County Elections Department, has the authority and obligation to authorize and approve the form and content of
proposed recall petitions, verifying collected signatures, and setting election dates. Cal. Elec. Code § 11042. No signa-
tures may be collected on a recall petition unless and until the Orange County Elections Department notifies the peti-
tion's proponents [*35] that the form and wording of the proposed petition comply with the Elections Code.
I I042(d).
California's Elections Code mandates a specific format for recall petitions that must be used by recall proponents.
Ccd. Elec. Code § 11041(x) ("Proponents shall use the recall petition format provided by the Secretary of State.").
While private persons may print the actual recall petitions, the form must adhere to the statutory requirements, which
regulate the content and even the typeface to be used on such petitions. See id. The proponents must file, within ten days
of receipt the recall target's answer, two blank copies of the recall petition with the jurisdiction's elections officials. Cal.
Elec. Code 3 11042(x). Elections officials are charged with ensuring that the proposed petition conforms to the re-
quirements of the Elections Code in both form and content. See id. If elections officials determine that a proposed peti-
tion does not comply, they must issue written findings. Cal. Elec. Code § 11042(h). In such cases, officials must notify
the proponents of the alterations necessary for the petition's [*36] approval. Cal. Elec. Code § 11042(c).
The Elections Code also dictates the contents of a recall petition, requiring that each page of the petition include:
(1) a request that an election be called to recall an officeholder; (2) a copy of the Notice of Intention; (3) a written
statement of the grounds for the recall; (4) the names of at least ten recall proponents that appear on the Notice of Inten-
tion; (5) any answer filed by the officer sought to be recalled or a statement that the official did not answer; and (6) the
name and title of the officer sought to be recalled. Cal. Elec. Code § § 11020(x)-(d), I I023(a), 11041(a). California
elections officials must also approve the content of the recall petition. See Cal. Elec. Code § 11042(a) (charging elec-
tions officials with "ascertaining if the proposed form and wording of the petition meets the requirements of this chap-
0
2005 U.S. App. LEXIS 25254, *
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ter" (emphasis added)). Indeed, recall proponents are statutorily required to alter their recall petition as directed by elec-
tions officials until elections officials are satisfied that no further alterations are required. See Cal. Elec. Code 0
1 1042(c) [*37] (mandating that recall proponents correct recall petition as directed by elections officials within ten
days until elections official determines that no further alterations are required).
California law prohibits anY private party from circulating a recall petition until the petition receives state approval.
See Cal. Elec. Code § 1 1042(d) ("No signature may be affixed to a recall petition until the elections official or, in the
case of the recall of a state officer, the Secretary of State, has notified the proponents that the form and wording of the
proposed petition meet the requirements of this chapter."). Signed petitions must be submitted to the proper elections
officials for certification. Cal. Elec. Code § § 11222, 11224, 11227. If enough signatures have been collected, the recall
election is called and scheduled by elections officials. See § § 11222, 11224, 11227.
Considering this extensive regulation, it is reasonable to conclude that recall petitions are not the same as fliers or
candidate literature wholly created and controlled by private parties. See Zaldivar, 780 F.2d at 833 ("That the state or a
political subdivision [*38] has mandated by law that certain preliminary steps be taken by the would-be voter, the can-
didate for office, or the proponents of an issue does not in any sense absolve the governmental entity of its responsibility
under the Voting Rights Act. Such compelled acts are far removed from those voluntarily undertaken by a candidate,
such as the printing of campaign literature."). Rather, they are more akin to ballots or initiative materials that are dis-
tributed by voting districts or to the nomination petition at issue in Allen.
Here, the Recall Petitions, in English only, were submitted to the Orange County Elections Department as required
by California election law. By reviewing and approving the Recall Petition for circulation, the Orange County Elections
Department officially sanctioned the content and format of the petition, including its printing only in English. n12 Elec-
tions officials could have altered the text of the petition or demanded that the Recall Proponents publish it in Spanish as
well as English, but chose not to do this and instead approved the petitions in their English-only form. This state ap-
proval, together with the extensive state regulation of the form of [*39] the petitions is sufficient state involvement to
trigger application of the bilingual requirements and to conclude that the state "provided" the Recall Petition within the
meaning of the Voting Rights Act. See Zaldivar, 780 F.2d at 833. This conclusion is further bolstered by the require-
ment that the Voting Rights Act be given broad construction. See Allen, 393 U.S. at 565-66.
n 12 Defendants argue that the Recall Petition is not "provided by" the Orange County Elections Department
because the Recall Proponents drafted the Petition's content, with the exception of LopeZs response. This seems
to take too narrow a view of "provided." If we were to adopt such a definition, then ballots would also not have
to be translated, as the candidates' names, occupations, and political party affiliations are not drafted by the state.
D. "Chilling Effect"
Defendants argue that a conclusion that recall petitions fall within section 203's requirements would result in a
"chilling [*40] effect" on voters by imposing too heavy a burden on recall proponents because of the increased printing
costs necessary to distribute petitions in assorted minority languages. We do not believe that such considerations should
outweigh the right of every voter to participate in the electoral process. Or, that this is a sufficient reason to justify leav-
ing non-English speaking voters in the dark about the petitions they are solicited to sign. In amending the Voting Rights
Act, Congress was responding to a history of language discrimination in voting. It did not suggest that its remedy
should be undone because of an increased financial burden on the states or political subdivisions required to comply
with its provisions. n13 See 42 U.S.C § 1973aa-la.
n13 Furthermore, section 203 does not affect every political subdivision. It only applies to those districts
that have significant limited-English proficient populations, as defined by the statute. See 42 U.S.C. § 1973aa-
la(b) (2)(A)(i). (ii).
[*41]
CONCLUSION
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2005 U.S. App. LEX15 25254, *
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"The purpose of the bilingual provisions of the [Voting Rights] Act is to end the language disability of some citi-
zens to full participation in the electoral process; and to this end, the Act requires information relating to the electoral
process to be brought to their attention in both English and the minority language." Zaldivar, 780 F.2d at 833. Holding
that these bilingual provisions do not apply to recall petitions would deny minority language speakers the right to fully
participate in the electoral process by depriving them of the ability to consider the written arguments i'or and against a
particular recall target. See id. Such a result runs counter to the very purpose of Congress in remedying minority lan-
guage discrimination in voting. Accordingly, we hold that section 203 of the Voting Rights Act applies to recall peti-
tions circulated pursuant to California law. The district court's decision to the contrary is REVERSED and the cause is
REMANDED to the district court for further proceedings not inconsistent with this opinion.
DISSENTBY: CANBY
DISSENT: CANBY, Circuit Judge, dissenting:
With all due respect. I cannot agree with [*42] the outcome reached by the majority opinion. 1 must confess that
my approach to the problem is influenced by my conviction that application of § 1973aa-la(c) of the Voting Rights Act
to initiative or recall petitions is inherently perverse; it takes too little account of the incentives that operate on persons
circulating and signing, or not signing, such petitions.
1 certainly agree with the majority's proposition that "the Voting Rights Act is to be broadly construed so as to
achieve the Act's objectives." Supra, p. 15501. One major objective is to ensure that citizens of language minorities not
be "excluded from participation in the electoral process." 42 U.S.C. § 1973aa-let(a). Those who circulate recall peti-
tions, however, have no incentive to exclude anyone from signing their petitions. There is no way, and no need, to vote
"no" on a recall petition itself; those eligible voters who do not sign, for any
reason, are effectively counted as "no" votes on the question of whether to have an election. n I The purpose, there-
fore, of those who circulate recall petitions is to obtain as many signatures as possible in order to precipitate an election
that [*43] otherwise would not occur. To the extent that they fail to provide translations of their petitions, they take the
risk of failure of their enterprise.
nl The number of signatures needed to precipitate a recall election is calculated as a percentage of the total
number of registered voters. Cal. Elec. Code fi 11221.
It might be argued, however, that minority language voters ought to be able to have the opportunity to sign a peti-
tion in their language in order to help precipitate a recall election. It is difficult to see how such an argument can lead to
an enforceable right, however. Certainly the circulators have no obligation to present a petition to any particular voter.
Again, the incentive operating on the circulator is to reach as many potential voters as possible but if, for any number of
reasons, the circulator does not reach an eligible voter and provide an opportunity for that voter to sign the petition, it is
hard to see how there has been a violation of voting rights remediable [*44] by the Voting Rights Act and the courts. It
is equally hard to see how the failure to reach potential signers in their own language gives rise to an enforceable right
that can stop an otherwise successful recall effort in its tracks.
The plaintiffs in this case present an unusual variant of an eligible voters' argument. They allege that they signed
the petition because of a misrepresentation that it was a request for information rather than a recall petition. This situa-
tion is sufficiently extraordinary that it ought not to outweigh the practicalities that will govern most solicitation of sig-
natures for a recall election. There are ample remedies short of enjoining an election to remedy the plaintiff; alleged
injury. One remedy, employed by one of the plaintiffs here, was to rescind her signature. Another, of course, is to vote
"no" in the recall election, where the ballots are required to be printed in both English and Spanish.
The downside of application of § 1973aa-1(a) to initiative and recall petitions is the chilling effect on recalls and
initiatives. As the defendants point out, if the Voting Rights Act were to be applied to recall petitions for an office of
Orange County, [*45] California, petitions would have to be presented in English, Spanish, Vietnamese, Korean and
Chinese. It is not at all clear who is to bear the expense of such translation and printing; presumably it would be those
who seek the recall. Even aside from the expense, the sheer burdensomeness of the effort is likely to chill petition cam-
paigns and make their success extremely unlikely. If, for example, a substantial minority community has enough mem-
bers to precipitate a recall election by themselves, it is questionable that they should be burdened with the unnecessary
0
2005 U.S. App. LEXIS 25254, *
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Page 13
duty to solicit numbers of other minority language speakers in their own languages. Those not solicited will have their
chance to participate in the recall election. I fear that the majority's ruling here, rather than opening the electoral process
in accord with the intent of the Voting Rights Act, will have a tendency to close it. And the lawsuits it will engender
will not be brought by those seeking access to sign a recall petition; they will be brought by plaintiffs like those before
us who seek to prevent an election when sufficient signatures have been gathered to precipitate one.
Of course, all of these considerations [*46] would not carry weight if it were clear that Congress intended §
1973aa-1 a(c) to apply to initiative and recall petitions. That intent is not clear, however; indeed, the words of the statute
and the decisions of two of our sister circuits point firmly in the opposite direction. As the majority opinion recognizes,
§ 1973aa-1 a(c) imposes its requirement only on a State or political subdivision subject to the applicable provisions of
the Voting Rights Act when that State or subdivision "provides any materials of information relating to the elec-
toral process (Emphasis added). It is only those materials provided by the State or subdivision that must be trans-
lated into the language of the applicable minority groups. 1d.
It strains the meaning of these statutory terms to hold, as the majority does, that the State or subdivision "provided"
the recall materials merely because they approved them as to form. The petitions themselves originated with, and were
supplied by, the non-governmental defendants who caused the petitions to be circulated. Thus the Tenth Circuit held in
Montero r. Meyer, 861 F2d 603, 609-10 (10th Cir. 1988), that initiative 1 *47] petitions were not subject to the re-
quirements of § 1973aa-1(c) because they were not provided by the State. The Eleventh Circuit came to the same con-
clusion in Delgado v. Smith, 861 F.2d 1489, 1496 (11th Cir. 1988). I would follow the lead of these two circuits and
hold that § 1973aa-I (c) does not apply to the circulation of recall petitions in the present case.
The majority opinion chooses instead to follow the language of our circuit in Zaldivar r. City of Los Angeles, 780
F2d 823, 833-34 (9th Cir. 1986), opining that a statutorily-required notice of intent to precipitate a recall election was
subject to § 1973aa-I a. But the issue in Zaldivar was whether plaintiffs who brought such a claim and their attorneys
were subject to sanctions under Fed. R. Ch► P. I1 for filing a frivolous lawsuit. Indeed, the lead sentence of the para-
graph of Zaldivar on which the majority relies stated: "Giving section 1973aa-Ia the 'broadest possible scope,'... we
have no difficulty in concluding that a competent attorney, after reasonable inquiry, could argue in good faith that a
notice of intention to recall [*48] an office holder provides information relating to the electoral process." hl. at 833
(citation omitted). Zaldivar's language, therefore, is subject to interpretation as a statement of the attorney's good faith
argument. Moreover, the discussion was confined to the notice of intent, not the recall petitions themselves, and dealt
only with the requirement of § 1973aa-la that the materials in issue "related to the electoral process." Our case, in con-
trast, concerns the petitions themselves and the requirement that they be "provided" by the State or its subdivision. See
id. Zaldivar is therefore distinguishable.
In any event, the language of Zaldivar relied on by the majority clearly was dictum. The majority points out that
views of the scope of dictum vary, and that our court's solemn pronouncements ought not easily to be disregarded as
dictum. With that principle 1 heartily agree. In the case of Zaldivar, however, there is really no room for dispute. The
district court in Zaldivar had ruled in a summary judgment that § 1973aa-la did not apply to the recall process, and it
added Rule I I sanctions against the plaintiffs and their attorneys. By the [*49] time the appeal was decided by our
court, the election had occurred and it appears to have been undisputed that the case on the merits was moot. If there
had been any doubt that our Zaldivar opinion dealt with the merits of the complaint, it was utterly dispelled by the clos-
ing words of our discussion. We said:
The district court was not persuaded by plaintiffs' arguments. Under the proper legal standard, we do
not review the court's decision on the Voting Rights issue for legal error. We hold only that plaintiffs' ar-
gument is not frivolous under the first prong of Rule 11.
Zaldivar, 780 F.2d at 834.
1 have no difficulty accepting the holding of Zaldivar; I would not consider the plaintiffs in this case or their attor-
neys to be subject to Rule I i sanctions for having brought a frivolous claim. 1 am convinced, however, that we should
join the Tenth and Eleventh Circuits in holding that § 1973aa-la does not apply to recall (or in their cases initiative)
petitions, for all of the reasons 1 have set forth. I therefore respectfully dissent from the majority's opinion.