CC - Item 2A - Approval of Partnership with Rosemead Housing Development Corporation for use of Home fundsTO: HONORABLE MAYOR
AND MEMBERS OF THE
ROSEME CITY COUNCIL
FROM: BILL CRO#E, CITY MANAGER
DATE: JULY 20, 2004
SUBJECT: APPROVAL OF PARTNERSHIP WITH THE ROSEMEAD HOUSING
DEVELOPMENT CORPORATION FOR USE OF HOME FUNDS
In Fiscal Year 1996, the City of Rosemead became an entitlement jurisdiction for HOME
funds. HOME funds are federal funds restricted to the creation of affordable housing.
Under this program, the City is entitled to a formula share of HOME funds. The City's
annual allocation is a little over $500,000 per year. Of the total amount, 15% must be
set aside for Community Development Housing Organizations (CHDO's). Since 1996,
the City was successful in using HOME funds in the acquisition and construction of the
Garvey senior housing development. However, beginning in 1999, the City has had
difficulty in finding eligible projects in which to expend the funds. HOME funds are highly
restrictive and must be obligated for expenditure within twenty-four (24) months of
receipt of funds or they are subject to recapture by the federal government.
Background and Discussion
The City has created the Mortgage Assistance Program (MAP) and the Housing
Development Fund using HOME funds. Of the funds set aside for the Housing
Development Fund, $500,000 must be committed by July 31, 2004 or they will be
recaptured by the U.S. Department of Housing and Urban Development (HUD).
CAUt4CI.L AGENDPi
JUL 27 2004
ITEM No.
Recognizing the. needs to expend HOME funds for projects other than the Mortgage
Assistance Program, the City Council, in a public hearing on May 13, 2003, approved
creation of a HOME development fund. Since that time, the City has used funds from
the Development fund for development of affordable housing units by the East Los
Angeles Community Corporation.
In FY 2003-2004, the City created the Zapopan Park Target Area as a result of input
from residents of the area. As part of the activities in the Target Area, the City began a
proactive code enforcement program for residential properties within the area. Since
that time, the City has conducted 123 inspections of properties. 26 owners have since
complied with the City's requests and made all corrections. 96 cases are still open and
pending. Of those, approximately, ten buildings are multi-family properties that need
more rehabilitation than the owners are able to provide. The Zapopan Park Target Area
is located in an eligible low-moderate income area of the City. Because of this, it is
feasible to use HOME funds for a multi-family residential rehabilitation program for
these properties. Staff is proposing that the City enter into a commitment agreement
with the Rosemead Housing Development Corporation (RHD,C) for $500,000 in HOME
funds at-risk of recapture in order to provide rehabilitation opportunities for these
properties. The project will provide that:
1. The RHDC prepare final program guidelines, loan and deed documents in a form
acceptable to the City;
2. That the RHDC conduct outreach to affected multi-family properties for participation;
1 That units be rented to HOME-eligible households;
4. That the rehabilitation be done as a deferred loan secured by a Deed of Trust;
5. That any loan provided require maintenance and management covenants, including
a covenant not to allow criminal activity on the premises;
6. That an annual inspection and income verification process be performed;
7. That the loan be forgiven after ten (10) years if the owner complies with all
requirements and covenants.
Attached for your review are the following
1. Draft Commitment Agreement
2. Proposed Program Points
HOME Partnership, 2
RECOMMENDATION:
1. That the City Council approve the partnership with the Rosemead Housing
Development Corporation;
2. Authorize the City Attorney to finalize the commitment agreement and related
documents; and
3. Authorize the City Manager or designee to execute all agreements.
HOME Partnership, 3
ZAPOPAN TARGET AREA: MULTI-FAMILY REHABILITATION
Program Points
July 2004
INTRODUCTION: The following represents basic program points for a multi-
family rehabilitation program to be provided by the Rosemead Housing
Development Corporation (RHDC) using HOME funds in support of the Zapopan
Park Target Area. The RHDC if awarded funding will complete program
guidelines, loan documents, deed of trusts and covenants in order to provide
multi-family rehabilitation to buildings with three (3) or more rental units that have
been cited for health and safety and other code violations. '
PURPOSE: To improve safety and security for Rosemead residents living in
multi-family housing in the Zapopan Park Target Area, with preference given to
properties on Langford Place. To assist landlords/owners in correcting health and
safety code violations as a result of code enforcement activities in the Zapopan
Park Target Area.
ELIGIBLE PROPERTIES: Multi-family housing of three (3) or more units, that
have been cited for code violations in the Zapopan Target Area. The Zapopan
Target Area is the residential neighborhood bounded by Hellman on the north,
Walnut Grove on the east, Garvey on the south and San Gabriel on the west.
Several of these owners have begin making corrections, but cannot complete
them due to a lack of funds.
ELIGIBLE IMPROVEMENTS: Funds must first be used to correct any
potentially hazardous conditions, including structural, electrical, plumbing
problems, etc. If funds remain after correcting these deficiencies, general
property improvements, including interior improvements, may be performed. All
items must be of medium grade. Luxury items, such as swimming pools, are not
eligible.
MULTI-PROPERTY INCENTIVE: In order to encourage the rehabilitation of
properties in the area, an incentive will be provided when a group or
consortium of owners simultaneously rehabilitate at least two (2)
properties. In these cases, additional improvements can be made, including
parking and street repairs (if the street is privately owned).
TYPE OF ASSISTANCE: The form of rehabilitation assistance would be a
deferred loan secured by a deed of trust and covenants. The maximum
amount of assistance without a multi-property incentive would be $30,000 per
unit (for example: six HOME units could not exceed $180,000). The maximum
amount of assistance with a multi-property incentive would be $50,000 (or
$300,000 for six HOME units). Total amount of loan, would be based on
Zapopan Multi-family Rehabilitation, page 1
estimate to complete work, up to the maximum amount and based on
equity in the property, equivalent equity of the owners or other equivalent
test and based on minimum and maximum HOME per unit costs. If the
project were to require additional monies and the RHDC and/or City determines
that such a loan would be in the best interest of the City, the RHDC shall request
a waiver of the per unit limitation from the City Council. However, the eligible per
unit amount could not exceed the maximum HOME per unit investment
threshold. Owners would enter into an Owner Participation Agreement (OPA) in
addition to a Note, Deed of Trust and Covenants.
TERMS OF ASSISTANCE: The term of the loan would be ten (10) years.
Similar to our commercial loan programs, at the end of the ten (10) years, if the
owners have complied with all requirements of the program, the owners could
request that the loan be forgiven.
Owners would also agree that 90% of HOME-assisted units be below 60% of
median income and that 10% would be below 80% of median. Not all units
must be HOME-assisted. This would vary based on the amount of funding
provided by the owner. Rehabilitation projects of 12 or more units would be
subject to Davis-Bacon prevailing wage requirements. Properties would be
inspected one time per year by City staff and the owner must provide annual
income verification on the HOME unit properties.
COVENANTS: Owners would covenant the' property against discrimination
and against allowing criminal activity on the premises. Owners would also
agree to a covenant requiring regular maintenance and repair of the
improvements. Covenants would give the City the right to inspect the
premises at least annually and to request the owners to make required
repairs. If the owner does not make the repairs, owner will covenant that the
City or its agent has the right to enter the premises to effect repair and to
bill the owner. If the owner does not repay the City, the owner will covenant
that the City has a right to lien the property to recover repair fees.
SOURCE OF FUNDING: The source of funding for the program would come
from federal HOME funds, administered by the Rosemead Housing
Development Corporation (RHDC).
Zapopan Multi-family Rehabilitation, page 2
CITY OF ROSEMEAD
HOME Program
Commitment Agreement
THIS AGREEMENT made and entered into this July 27, 2004, by and between Rosemead
Housing Development Corporation, (hereinafter "AGENCY") and the City of Rosemead, a
municipal corporation (hereinafter "CITY").
WITNESSETH
WHEREAS, AGENCY is a non-profit organization that provides affordable housing
opportunities within the City of Rosemead;
WHEREAS, CITY is the administrator of federal funds which may be used to provide
assistance to non-profit organizations that will benefit low-to-moderate income residents.
WHEREAS, AGENCY desires to provide multi-family rehabilitation opportunities within the
City's Zapopan Park Target Area. Said area is bounded by Garvey on the south, Hellman
on the north, Walnut Grove Avenue on the east and San Gabriel Boulevard on the west;
NOW, THEREFORE, for and in consideration of their mutual promises, the AGENCY and
the CITY hereby agree as follows:
1. CITY shall make available to AGENCY the amount of FIVE HUNDRED THOUSAND
DOLLARS ($500,000) for rehabilitation of rental properties of over three (3) units in
the Zapopan Park Target Area that have health/safety and other code violations.
Such rehabilitation assistance shall be in the form of a deferred loan to the owners
of said property. The loan documentation shall be in a from approved by the CITY,
including, without limitation, the Note and Deed of Trust, including provisions
enforcing HOME affordability requirements, maintenance and management
covenants and regarding assignment of rents and profits and assignment of
AGENCY'S interest in all governmental permits and construction contracts obtained
for development of the improvements.
2. FINANCING: AGENCY agrees to use the grant proceeds only for paying the cost of
rehabilitation construction and to finance any additional costs and expenses using
other funds. CITY's commitment to disburse funds is subject to the following:
a. AGENCY securing agreements to participate from owners, environmental
clearances and permits necessary for rehabilitation of properties;
Commitment Agreement, page I
b. Evidence that units will be rented by eligible low income residents in
conformance with HOME requirements and that annual tracking of resident
incomes. is performed in accordance with HOME requirements;
c. Evidence that adequate equity funds are available to fund any portion of the
development costs that are not funded by the rehabilitation loan;
d. In the performance of this Agreement, the AGENCY shall cause CITY to be
named as an additional insured under any and all liability policies secured with
respect to any rehabilitation project. AGENCY shall provide CITY with
evidence of insurance to the satisfaction of CITY.
3. HOME REQUIREMENTS: The provisions of the HOME regulations are
incorporated into this Agreement by reference and AGENCY agrees to comply with
all such terms.
The CITY and AGENCY in the performance of this Agreement shall take all actions
necessary to assure compliance with the provisions of the National Environmental
Policy Act of 1969, Title VI of the Civil Rights Act of 1964, Title VII of Civil Rights Act
of 1968, Section 3 of the Housing and Urban Development Act of 1968, as amended,
The Fair Housing Act, the Act, and all other applicable laws and regulations.
5. MARKETING: AGENCY shall ensure that the project is open to applicants from the
CITY of Rosemead jurisdiction. CITY shall be responsible for disseminating any
marketing materials for the project within its own jurisdiction. AGENCY shall ensure
that, in accordance with HOME requirements, that AGENCY has an affirmative
marketing plan that meets federal requirements.
6. INDEMNIFICATION: AGENCY shall indemnify, defend and hold harmless, the CITY
its officers, agents, or employees from and against any loss, liability, or expense
from defense costs, legal fees, and claims for damages that may arise or result from
the wrongful acts or omissions or the allegedly wrongful or negligent acts or
omissions of the AGENCY, its officers, agents or employees.
7. FAIR HOUSING: The CITY and AGENCY agree that HOME Program funding for any
activities in or in support of any cooperating CITY that does not affirmatively further
fair housing within its own jurisdiction, or that impedes CITY action to comply with its
fair housing certification, is prohibited.
8. EMPLOYMENT DISCRIMINATION: AGENCY shall not discriminate against any
employee or application for employment because of race, color, religion, sex,
national origin, age, familial status or handicap. AGENCY shall take affirmative
Commitment Agreement, page? .
action to ensure that applicants are employed, and that employees are treated
during employment, without regard to their race, color religion, sex, national origin,
age, familial status or handicap. Such action shall include, but not be limited to, the
following: employment, upgrading, demotion or transfer, recruitment or recruitment
advertising, layoff or termination, rate of pay or other forms of compensation and
selection for training including apprenticeship.
AGENCY agrees that contractors for any rehabilitation will post in conspicuous place
available to employees and applicants for employment, notices setting forth the
provisions of this non-discrimination clause. AGENCY shall, in all solicitations or
advertisements for employees placed by or on behalf of AGENCY, state that all
qualified applicants will receive consideration foremployment without regard to race,
color, religion, sex, national origin, age, familial status or handicap
10. INSPECTION OF RECORDS: CITY and the United States Government and/or their
representatives shall have access for purpose of monitoring, auditing, and
examining AGENCY'S activities and performance, to books, documents and papers,
and the right to examine records of AGENCY'S sub-contractors, bookkeepers and
accountants, employees in regard to said loan. CITY and the United States
Government and/or their representative shall also schedule on-site monitoring at
their discretion. Monitoring activities may also include, but are not limited to,
questioning employees and entering any premises or any site in which any activity
funded hereunder are conducted or in which any of the records of AGENCY are
kept. Nothing herein shall be construed to require access to any privileged or
confidential information as set forth in Federal or State law.
In the event AGENCY does not make the above-referenced documents available to
the City of Rosemead, California, AGENCY agrees to pay all necessary and
reasonable expenses incurred by CITY in conducting any audit at the location
where said records and books of account are maintained.
11. ASSIGNABILITY. AGENCY shall not assign or transfer any interest in this
AGREEMENT, whether by assignment, delegation or novation, without the prior
written consent of CITY.
12. AGREEMENT: This Agreement supersedes any and all other agreements, either
oral or in writing, between the parties hereto and contains all the covenants and
agreements between the parties with respect to the conditions of said services and
funding in any manner whatsoever. Each party to this Agreement acknowledges
that no representations, inducements, promises or agreements, orally or otherwise,
have been made by any party, or anyone acting on behalf of any party, which are
not embodied herein, and that no other agreement or amendment hereto shall be
effective unless executed in writing and signed by both CITY and AGENCY.
Commitment Agreement, page 3
IN WITNESS WHEREOF, the parties hereto have executed this agreement as of the day
and year first set forth hereinabove.
BY:
CITY OF ROSEMEAD
ROSEMEAD HOUSING
DEVELOPMENT CORPORATION
APPROVED BY CITY ATTORNEY:
Commitment Agreement, page 4
ZAPOPAN TARGET AREA: MULTI-FAMILY REHABILITATION
Program Points
July 200
INTRODUCTION: The following represents basic program points for a multi-
family rehabilitation program to be provided by the Rosemead Housing
Development Corporation (RHDC) using HOME funds in support of the Zapopan
Park Target Area. The RHDC, if awarded funding will complete program
guidelines, loan documents, deed of trusts and covenants in order to provide
multi-family rehabilitation to buildings with.three (3) or more rental units that have
been cited for health and safety and other code violations.
PURPOSE: To improve safety and security for Rosemead residents living in
multi-family housing in the Zapopan Park Target Area, with preference given to
properties on Langford Place. To assist landlords/owners in correcting health and
safety code violations as a result of code enforcement activities in.the Zapopan
Park Target Area.
ELIGIBLE PROPERTIES: Multi-family housing of three (3) or more units, that
have been cited for code violations in the Zapopan Target Area. The Zapopan
Target Area is the residential neighborhood bounded by Hellman on the north,
Walnut Grove on the east, Garvey on the south and San Gabriel on the west.
Several of these owners have begin making corrections, but cannot complete
them due to a lack of funds.
ELIGIBLE IMPROVEMENTS: Funds must first be used to correct any
potentially hazardous conditions, including structural, electrical, plumbing
problems, etc. If funds remain after correcting these deficiencies, general
property improvements, including interior improvements, may be performed. All
items must be of medium grade. Luxury items, such as swimming pools, are not
eligible.
MULTI-PROPERTY INCENTIVE: In order to encourage the rehabilitation of
properties in the area, an incentive will be provided when a group or
consortium of owners simultaneously rehabilitate at least two (2)
properties. In these cases, additional improvements can be made, including
parking and street repairs (if the street is privately owned).
TYPE OF ASSISTANCE: The form of rehabilitation assistance would be a
deferred loan secured by a deed of trust and covenants. The maximum
amount of assistance without a multi-property incentive would be $30,000 per
unit (for example: six HOME units could not exceed $180,000). The maximum
amount of assistance with a multi-property incentive would be $50,000 (or
$300,000 for six HOME units). Total amount of loan would be based on
Zapopan Multi-family Rehabilitation, page 1
estimate to complete work, up to the maximum. amount and based on
equity in the property, equivalent equity of the owners or other equivalent
test and based on minimum and maximum HOME per unit costs. If the
project were to require additional monies and the RHDC and/or City determines
that such a loan would be in the best interest of the City, the RHDC shall request
a waiver of the per unit limitation from the City Council. However, the eligible per
unit amount could not exceed the maximum HOME per unit investment
threshold. Owners would enter into an Owner Participation Agreement (OPA) in
addition to a Note, Deed of Trust and Covenants.
TERMS OF ASSISTANCE: The term of the loan would be ten (10) years.
Similar to our commercial loan programs, at the end of the ten (10) years, if the
owners have complied with all requirements of the program, the owners could
request that the loan be forgiven.
Owners would also agree that 90% of HOME-assisted units be below 60% of
median income and that 10% would be below 80% of median. Not all units
must be HOME-assisted. This would vary based on the amount of funding
provided by the owner. Rehabilitation projects of 12 or more units would be
subject to Davis-Bacon prevailing wage requirements. Properties would be
inspected one time per year by City staff and the owner must provide annual
income verification on the HOME unit properties.
COVENANTS: Owners would covenant the property against discrimination
and against allowing criminal activity on the premises. Owners would also
agree to a covenant requiring regular maintenance and repair of the
improvements. Covenants would give the City the right to inspect the
premises at least annually and to request the owners to make required
repairs. If the owner does not make the repairs, owner will covenant that the
City or its agent has the right to enter the premises to effect repair and to
bill the owner. If the owner does not repay the City, the owner will covenant
that the City has a right to lien the property to recover repair fees.
SOURCE OF FUNDING: The source of funding for the program would come
from federal HOME funds, administered by the Rosemead Housing
Development Corporation (RHDC).
Zapopan Multi-family Rehabilitation, page 2
CITY OF ROSEMEAD
HOME Program
Commitment Agreement
THIS AGREEMENT made and entered into this July 27, 2004, by and between Rosemead
Housing Development Corporation, (hereinafter "AGENCY") and the City of Rosemead, a
municipal corporation (hereinafter "CITY").
WITNESSETH
WHEREAS, AGENCY is a non-profit organization that provides affordable housing
opportunities within the City of Rosemead;
WHEREAS. CITY is the administrator of federal funds which may be used to provide
assistance to non-profit organizations that will benefit low-to-moderate income residents.
WHEREAS, AGENCY desires to provide multi-family rehabilitation opportunities within the
City's Zapopan Park Target Area. Said area is bounded by Garvey on the south, Hellman
on the north, Walnut Grove Avenue on the east and San Gabriel Boulevard on the west,
NOW, THEREFORE, for and in consideration of their mutual promises, the AGENCY and
the CITY hereby agree as follows:
1. CITY shall make available to AGENCY the amount of FIVE HUNDRED THOUSAND
DOLLARS ($500,000) for rehabilitation of rental properties of over three (3) units in
the Zapopan Park Target Area that have health/safety and other code violations.
Such rehabilitation assistance shall be in the form of a deferred loan to the owners
of said property. The loan documentation shall be in a from approved by the CITY,
including, without limitation, the Note and Deed of Trust, including provisions
enforcing HOME affordability requirements, maintenance and management
covenants and regarding assignment of rents and profits and assignment of
AGENCY'S interest in all governmental permits and construction contracts obtained
for development of the improvements.
2. FINANCING: AGENCY agrees to use the grant proceeds only for paying the cost of
rehabilitation construction and to finance any additional costs and expenses using
other funds. CITY's commitment to disburse funds is subject to the following:
a. AGENCY securing agreements to participate from owners, environmental
clearances and permits necessary for rehabilitation of properties;
Commitment Agreement, page I
b. Evidence that units will be rented by eligible low income residents in
conformance with HOME requirements and that annual tracking of resident
incomes is performed in accordance with HOME requirements;
c. Evidence that adequate equity funds are available to fund any portion of the
development costs that are not funded by the rehabilitation loan;
d. In the performance of this Agreement, the AGENCY shall cause CITY to be
named as an additional insured under any and all liability policies secured with
respect to any rehabilitation project. AGENCY shall provide CITY with
evidence of insurance to the satisfaction of CITY.
3. HOME REQUIREMENTS: The provisions of the HOME regulations are
incorporated into this Agreement by reference and AGENCY agrees to comply with
all such terms.
The CITY and AGENCY in the performance of this Agreement shall take all actions
necessary to assure compliance with the provisions of the National Environmental
Policy Act of 1969, Title VI of the Civil Rights Act of 1964, Title VII of Civil Rights Act
of 1968, Section 3 of the Housing and Urban Development Act of 1968, as amended,
The Fair Housing Act, the Act, and all other applicable laws and regulations.
5. MARKETING: AGENCY shall ensure that the project is open to applicants from the
CITY of Rosemead jurisdiction. CITY shall be responsible for disseminating any
marketing materials for the project within its own jurisdiction. AGENCY shall ensure
that, in accordance with HOME requirements, that AGENCY has an affirmative
marketing plan that meets federal requirements.
6. INDEMNIFICATION: AGENCY shall indemnify, defend and hold harmless, the CITY
its officers, agents, or employees from and against any loss, liability, or expense
from defense costs, legal fees, and claims for damages that may arise or result from
the wrongful acts or omissions or the allegedly wrongful or negligent acts or
omissions of the AGENCY, its officers, agents or employees.
7. FAIR HOUSING: The CITY and AGENCY agree that HOME Program funding for any
activities in or in support of any cooperating CITY that does not affirmatively further
fair housing within its own jurisdiction, or that impedes CITY action to comply with its
fair housing certification, is prohibited.
8. EMPLOYMENT DISCRIMINATION: AGENCY shall not discriminate against any
employee or application for employment because of race, color, religion, sex,
national origin, age, familial status or handicap. AGENCY shall take affirmative
Commitment Agreement, page 2
action to ensure that applicants are employed, and that employees are treated
during employment, without regard to their race, color religion, sex, national origin,
age, familial status or handicap. Such action shall include, but not be limited to, the
following: employment, upgrading, demotion or transfer, recruitment or recruitment
advertising, layoff or termination, rate of pay or other forms of compensation and
selection for training including apprenticeship.
' i
AGENCY agrees that contractors for any rehabilitation will post in conspicuous place
available to employees and applicants for 'employment, notices setting forth the
provisions of this non-discrimination clause. AGENCY shall, in all solicitations or
advertisements for employees placed by or on behalf of AGENCY, state that all
qualified applicants will receive consideration for employment without regard to race,
color, religion, sex, national origin, age, familial status or handicap
10. INSPECTION OF RECORDS: CITY and the United States Government and/or their
representatives shall have access for purpose of monitoring, auditing, and
examining AGENCY'S activities and performance, to books, documents and papers,
and the right to examine records of AGENCY'S sub-contractors, bookkeepers and
accountants, employees in regard to said loan. CITY and the United States
Government and/or their representative shall also schedule on-site monitoring at
their discretion. Monitoring activities may also include, but are not limited to,
questioning employees and entering any premises or any site in which any activity
funded hereunder are conducted or in which any of the records of AGENCY are
kept. Nothing herein shall be construed to require access to any privileged or
confidential information as set forth in Federal or State law.
In the event AGENCY does not make the above-referenced documents available to
the City of Rosemead, California, AGENCY agrees to pay all necessary and
reasonable expenses incurred by CITY in conducting any audit at the location
where said records and books of account are maintained.
11. ASSIGNABILITY. AGENCY shall not assign or transfer any interest in this
AGREEMENT, whether by assignment, delegation or novation, without the prior
written consent of CITY.
12. AGREEMENT: This Agreement supersedes any and all other agreements, either
oral-or in writing, between the parties hereto and contains all the covenants and
agreements between the parties with respect to the conditions of said services and
funding in any manner whatsoever. Each party to this Agreement acknowledges
that no representations, inducements, promises or agreements, orally or otherwise,
have been made by any party, or anyone acting on behalf of any party, which are
not embodied herein, and that no other agreement or amendment hereto shall be
effective unless executed in writing and signed by both CITY and AGENCY.
Commitment Agreement, page 3
f. .
IN WITNESS WHEREOF, the parties hereto have executed this agreement as of the day
and year first set forth hereinabove.
BY: 45w~~
CITY OF ROSEMEAD
ROSEM AD HOUSING
DEVELOPMENT CORPORATION
Commitment Agreement, page 4