CC - Item 4J - Approval Of Lead Remediation GuidelinesC
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TO: HONORABLE MAYOR AND MEMBERS
ROSEMEAD CITY COUNCIL
FROM: BILL Cf CITY MANAGER
DATE: MAY 28, 2002
SUBJECT: APPROVAL OF LEAD REMEDIATION GUIDELINES
On September 15, 2000, new federal regulations took effect to help reduce the
hazard of lead-based paint in the environment. These regulations affect
programs offered by the City that are funded through HOME and the Community
Development Block Grant (CDBG) programs. Specifically, these regulations
affect the Residential Rehabilitation Program and the Home Purchase Program.
In accordance with U.S. Department of Housing and Urban Development (HUD)
implementation requirements, the City filed a Transition and Implementation Plan
in order to implement the new requirements. 0
As part of those requirements, the City needs to implement lead remediation
guidelines for properties that have tested positive for lead in areas where City-
funded rehabilitation will take place. In the FY 2001-2002 budget and in the FY
2002-2003 budget, the City Council approved funding for a grant program for
lead remediation. Staff has drafted lead grant guidelines for Council's
consideration and approval.
Main Features of Lead Grant Program
• Must be participants in the City's CDBG-funded Residential Rehabilitation
Program
• Have lead-based paint in areas affected by the proposed rehabilitation as
determined by the lead test/risk assessment
Amount of grant can be up to $15,000 to remediate lead-based paint
conditions as required by regulations
L AGENDA
JUN 112002
ITEM No. . ce
LEAD REMEDIATION GRANT PROGRAM
Grants are available to eligible residents of single family units who are participating in
the City's Residential Rehabilitation Program, including grants, rebates, low interest
loans and deferred loans. The grant must be used for lead remediation related to
authorized work under the City's Residential Rehabilitation Program, as required by the
September 30, 2000 lead regulations of the Department of Housing and Urban
Development (HUD).
The maximum grant is dependent on lead remediation required as determined by the
combined lead test/risk assessment performed for the dwelling; however, total grant
shall not exceed $15,000 per dwelling. Amount of grant shall also include any required
relocation due to inaccessibility of required rooms. Any remediation and/or relocation
over this amount shall be subject to analysis of cost benefit by staff and approval by the
Rosemead City Council. All work must be approved in advance. No payment will be
made for work begun prior to City authorization.
L ELIGIBILITY
Those applicants will be considered eligible if they are:
• Owner occupants of single family residence
• Applicants must be of legal age and have the capacity to competently enter into
contractual or financial arrangements.
• Are income eligible, i.e. are low to moderate income (see current income
guidelines)
• Have lead that requires remediation, as determined by the lead test/risk
assessment
Has been qualified to participate in one of the existing single family rehabilitation
programs
ll. ELIGIBLE ACTIVITIES
Eligible activities include paint stabilization, interim controls and abatement, depending
on level of financial investment in other rehabilitation programs, in accordance with HUD
requirements (see attached table). See Residential Rehabilitation Program Guidelines
for the list of eligible and ineligible activities and improvements under the existing
programs.
Y
Lead Remediation, 1
Ill. PROCEDURES
Applicant completes the Questionnaire and returns to Community Development.
If applicant initially appears to be eligible, applicant is placed on a waiting list.
When applicant comes to the top of the waiting list, the applicant is sent a full
application package. Applicant must complete the application and return with
required documentation of ownership, occupancy, income verification, etc.
Information is reviewed and analyzed. If applicant is determined to be eligible,
the Rehabilitation Specialist will prepare the work write-up and prepare property
for combined lead testing/risk assessment. Once the test/risk assessment has
been received and shows the presence of lead in areas to be rehabilitated, the
final bid is prepared, incorporating required lead remediation.
Where lead tests show positive for lead on windows, jambs and sashes, windows
shall be replaced as appropriate with energy efficient double-pane windows that
fit existing jambs. Strike surfaces (including sash/jamb) shall use appropriate
abatement techniques, including encapsulation where appropriate. Where more
cost effective, interior trim and doors that have lead paint may be replaced (e.g.
encapsulate jamb and install block frame window to fit opening).
The bid is approved by the owner participant. The project is then put out to bid.
Once bids have been received, owner selects contractor. All work over $500.00
must be performed by a licensed, insured contractor.
The Rehabilitation Specialist ensures that selected contractor provides all
required information prior to beginning construction, including proper verification
of contractor or subcontractor's license to perform lead remediation activities.
Owner and contractor enter into owner-contractor agreement. Once all
information is received and approved and contracts entered into, Rehabilitation
Specialist issues Notice to Proceed. Construction begins within ten (10) days of
issuance of Notice to Proceed. Disbursement of funds is done in accordance
with City's standard policy. Final payment will be made after all permits are final,
work is completed and releases are filed and 35-days after filing of Notice of
Completion.
Lead Remediation, 2
IV. GENERAL CONDITIONS
The following general conditions apply to lead remediation and to residential
rehabilitation programs:
1. As included in the Lead Paint Warning, the U.S. Department of
Housing and Urban Development requires that the City advise
applicant of the dangers of lead-based paint and note any incidence of
lead-based paint during inspection.
2. In accordance with federal and state requirements, contractors must
give disclosure pamphlet regarding lead to each home owner.
3. The participant shall not discriminate on the basis of sex, age, race,
creed, color, class, national origin, ancestry, familial status or handicap
in the sale, lease, rental, use, occupancy, and awarding of contract of
the property to be rehabilitated with assistance of CDBG funds.
4. The participant shall permit inspections, by the City of Rosemead, of
the property to be rehabilitated for compliance with the Building and
Property Rehabilitation Standards of the City. The participant shall
also permit all other inspections deemed necessary by the Department
of Housing and Community Development/Building and Planning
Division regarding the property and the remediation and rehabilitation
work.
5. The participant shall assure that the remediation and rehabilitation
work shall be carried out promptly and efficiently, through a written
contract awarded after review by the Rehabilitation Coordinator.
6. The participant shall agree not to award any contract for remediation or
rehabilitation work to be paid for in whole or in part with the proceeds
of the rehabilitation loan or grant to any contractor who, at the time,
does not meet standards of the Residential Rehabilitation Program as
an eligible contractor.
7. The participant shall allow no member of the governing body of the
City of Rosemead, who exercises any function or responsibility in
connection with the administration of the Residential Rehabilitation
Program, to have any interest, direct or indirect, in the proceeds of the
program, or in any contract entered into by the participant for
performance of work financed, in whole or in part, with the proceeds of
the program.
Lead Remediation, 3
8. The participant shall not pay any bonus, commission, or fee for the
purpose of obtaining approval of participation in the program and/or of
certifying that lead remediation has taken place.
9. Participant may select an approved contractor of their choice for
competitive bidding.
10. For all remediation and rehabilitation work, excepting the Emergency
Grant, participant and contractor shall use the City's standard contract
form.
11. Contractor/subcontractor shall ensure that requirements of federal lead
regulations, including Cal-EPA and HUD, are followed with respect to
employing standardized remediation techniques. Where applicable,
contractors/subcontractors will also comply with State law regarding
lead abatement.
12. Contractor/subcontractor shall ensure that all Cal-OSHA and worker
safety regulations are followed and maintained, including requirements
for trigger tasks and air monitoring.
13. Contractor/subcontractor shall ensure that lead clearance testing shall
be requested within the time frames required under the law, including
the requirement that clearance testing will not take place until after at
least one hour after construction is complete.
14. Contractor/subcontractor shall file an order of work with the City's
Rehabilitation Specialist that shall ensure that relocation requirements
are kept to a minimum and staged in such a way that the lead
remediation does not unduly impact the participant family.
I
V. STEP BY STEP PROCEDURES
1. Homeowner contacts program
2. Homeowner completes Questionnaire and returns to Program.
3. Application is checked to see if applicant appears to qualify; if so,
applicant is placed on waiting list.
4. When applicant comes to top of waiting list, applicant receives full
application package.
5. Applicant completes package and returns it with proof of ownership,
occupancy, income verification, etc.
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Lead Remediation, 4
6. Application is reviewed and eligibility for participation is determined.
7. Staff sets up appointment for site inspection and work write-up. Staff
sets appointment time for lead test/risk assessment.
8. Staff checks/documents existing code violations, otherwise eligible
items and requested home improvements on work write-up. Staff
incorporates results of lead test/risk assessment into work write-up.
9. Staff explains to homeowner which improvements are eligible and
which are not. Prioritizes with homeowner work to be accomplished.
10. Staff makes a preliminary estimate as to whether or not the differences
can be corrected within the Program's maximum dollar limitations.
11. Staff completes final work write-up.
12. Staff contacts applicant to review and approve work write-up, make
necessary changes (within limits of Code Enforcement) and explains
contractor selection procedures.
13. Homeowner approves work write-up prior to bid.
14. City forwards notice to bid to list of bidders with deadline for return of
bid.
15. Bids are returned and ranked. Homeowner(s) selects contractor.
16. Bid proposal and Acceptance Form are completed by contractor and
homeowner.
17. Contractor agreement is completed by contractor/homeowner.
18. Staff retains a copy of each completed form, including required
signatures, in the case file.
19. Contractor/Homeowner must obtain Building and Planning Division
approval if rehabilitation work involves significant alteration of present
use of property or if it involves a room addition.
20. All documents are received by Staff, including plan for lead
remediation and Notice to Proceed is issued
21. Construction begins. If lead remediation is completed during
construction, clearance test is requested. If clearance is obtained,
Lead Remediation, 5
move forward with balance of construction. If not, re-clean premises
and obtain another clearance test until clearance is obtained.
22. Contractor paid in accordance with program requirements and City's
disbursement system
23. Project complete. Contractor/subcontractor requests clearance test if
necessary at end of project
24. Clearance test conducted. If ok, project is complete and Notice of
Completion is filed. If clearance test fails, re-clean premises and
request clearance test until clearance is obtained.
25. Final payment issued at end of 35-days of filing of Notice of
Completion
Lead Remediation, 6
HUD REQUIRED LEVELS OF REMEDIATION.
Level of Assistance Level of Remediation
$1 -$5,000 Paint Stabilization
$5,001 - $25,000 Interim Controls
$25,001+ Abatement of Surfaces
HOUSEHOLD INCOME GUIDELINES, 2002
(80% MEDIAN INCOME)
1 person
2 persons
3 persons
4 persons
5 persons
6 persons
7 persons
8 persons
30,850,
35,250
39,650
44,100
47,600
51,150
54,650
58,200
*Includes incomes for all persons living in dwelling or with name on title, including
retirement income, e.g. Social Security pension.