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CC - Item 4E - Renewal Of Membership In The San Gabriel Valley Council Of GovernmentsTO: HONORABLE MAYOR AND MEMBERS ROSEMEAD CITY COUNCIL FROM: FRANK G. TRIPEPI, CITY MANAGER DATE: JUNE 20, 2001 RE: RENEWAL OF MEMBERSHIP IN THE SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS Attached for your consideration is a letter from the San Gabriel Valley Council of Governments requesting that the City of Rosemead renew it's membership. Also attached is are copies of their spending plan for 2001-02 and their most recent annual report. RECOMMENDATION It is recommended that the Rosemead City Council authorize the renewal of membership in the San Gabriel Valley Council of Governments. COUNCIL JUN 2 6 2001 ITEM No. I San Gabriel Valley Council of Governments 3871 East Colorado Blvd., Suite 101, Pasadena, California 91107-3970 Phone: (626) 564-9702 FAX: (626) 564-1116 E-Mail SGV§sgvcog.org OFFICERS President June 12, 2001 Harry L. Baldwin Vice President Frank Tripepi Lara L. Blakely City Manager Treasurer/Auditor City of Rosemead D. Barton Doyle 8838 E. Valley Blvd. Rosemead, CA 91770 MEMBERS Alhambra RE: 2001-2002 SGVCOG Membership and Dues Arcadia Azusa Dear Mr. T epl: Baldwin Park Attached, please find your City's invoice for 2001-2002 San Gabriel Valley Council of Bradbury Governments' membership dues. The attached work program outlines the Governing Claremont Board's proposed goals and objectives for the upcoming fiscal year and the attendant Covina allocation of the organization's resources. The budget provides for a continuance of the Diamond Bar current fees and dues structure, which is as follows: Duarte El Monte ✓ Transit and Transportation program fee, which is $.12 per capita and may be paid Glendora with Proposition A and C funds. Industry ✓ Air Quality program fee, which is $.12 per capita and may be paid with AB 2766 Irwindale funds. La Puente ✓ General Fund fees may be paid with General Fund revenue. In Verne Monrovia Please note this is a suggested formula. Member agencies are free to determine whatever . allocation is best suited to their individual circumstances provided the total payment is Montebello met. Monterey Park Pasadena Thank you for your continued support. SGVCOG has completed yet another very Pomona successful year, and looks forward to even greater accomplishments for our Valley Rosemead during the next year. Should you have any questions, please contact me. San Dimas San Gabriel Sincerely, Son Marino Sierra Madre South El Monte Nicholas T. Conway South Pasadena Executive Director walnut west Covina Enclosure: 2001-2002 Invoice 2001-2002 Work Plan EAECIrfI Ve. DIRECTOR/ SECRETARY Nicholas T. Conway Arroyo Associates. Inc. San Gabriel Valley Council of Governments 3871 E. Colorado Blvd., Suite 1... Pasadena, CA 91107 Phone: 626 564-9702 DATE 6/12/2001 INVOICE # 00-01-108 BILL TO City of Rosemead 8838 East Valley Boulevard Rosemead, CA 91770 DUE DATE 7/1/2001 MAIL PAYMENT TO: San Gabriel Valley Council of Governments 3871 East Colorado Blvd., Suite 101 Pasadena, CA 91107-3970 Invoice I DESCRIPTION AMOUNT I 2000-2001 FY Dues/Fees Air Quality Program Fees (AB2766) Transit & Transportation Program Fees (Prop. A&C) General Fund Fees 6,876.00 6,876.00 2,250.00 Total $16.002.00 07 SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS 3871 East Colorado Blvd., Suite 101, Pasadena, California 91107-3970 Phone: (626) 564-9702 FAX: (626) 564-1116 E-Mail SGV@sgvcog.org DATE: May 17, 2001 TO: Governing Board FROM: Nicholas T. Conway Executive Director RE: SGVCOG 2001-2002 Proposed Work Program Transmitted herewith is the San Gabriel Valley Council of Governments' (SGVCOG) proposed work program for the Fiscal Year 2001-2002. This document outlines the accomplishments of this last year, the proposed objectives for the coming year and the allocation of resources to achieve those desired outcomes. It is important to note, the proposed work program does not anticipate an increase in the current dues. Mission SGVCOG Mission Statement: "To ensure the San Gabriel Valley's fair share' of scarce Federal, State and Local resources by fostering consensus among cities in the San Gabriel Valley regarding policies and programs that address issues relating to land use, air quality, transportation, solid waste and other matters deemed essential to our cities. " 2000-2001 Achievements During this last year, a number of major objectives were achieved in support of SGVCOG's annual goals. Goal #1 - Enhance the recognition and political influence of the San Gabriel Valley ✓ We continue to build and strengthen ties with our Valley's elected representatives in Washington DC, Sacramento, and downtown Los Angeles. We have established ongoing and regularly scheduled meetings with each of our five Congressional members, two of whom, Schiff and Solis, were elected this last November. We continue to build ongoing communication with our elected representatives in Sacramento, particularly as they change. This last year saw the Valley elect five new members (Liu, Chavez, Chu, McLeod and Mountjoy) of our seven-member Delegation and four new members (Margett, Soto, Scott, and Romeo) of our Valley's five State Senate Delegation. ✓ Hosted a dinner in Washington DC for our member cities, congressional representatives and other key members of Congress and the Administration. The event, co-sponsored by Foothill Transit, Blue Line Construction Authority and the Alameda Corridor-East Construction Authority, was attended by more than 80 people. The event, which was attended by Secretary of Transportation, Norman Mineta, was very helpful to strengthening our partnership with both elected and appointed officials in Washington, demonstrating the depth and breath of our Valley's cities to our various entities of all parties in Washington, and demonstrating the level of commitment and support the SGVCOG has in undertaking its various initiatives. ✓ Hosted a dinner in Sacramento for our Valley's Senate and Assemblymembers in conjunction with the League's annual legislative meeting. ✓ Hosted a monthly breakfast and prepared briefing materials for SGV elected officials serving on SCAG's Regional Council and various committees. The purpose of these meetings is to better prepare SGV representatives for subsequent discussions at SCAG's regional policy meetings. ✓ Twenty-nine (29) of our thirty (30) San Gabriel Valley cities have for the sixth consecutive year renewed their SGVCOG membership. We have also had a quorum at all but one of the SGVCOG Board meetings this year. ✓ Maintained contact with various media sources, most notably radio and TV representatives, that provide media coverage and report on local news events and assisting them in gaining an understanding and awareness of the San Gabriel Valley. The San Gabriel Valley is now a designation commonly found in most regional media sources. ✓ The San Gabriel Valley Newspaper featured a special insert publication on the San Gabriel Rivers and the COG's efforts to establish the Mountains and Rivers Conservancy. Goal #2 - Ensure the San Gabriel Valley receives its fair share of scarce federal, state and local resources to support needed transportation improvement projects. ✓ Completed the creation of an Interim Joint Powers Agency for the creation of a second bus transportation zone in the West San Gabriel Valley. The UPA will include nine cities and Los Angeles County. ✓ Currently in the process of completing the steps required to create a new zone in the West San Gabriel Valley. We anticipate the Zone Application will be submitted for MTA Board consideration in Fall 2001 ✓ Secured funding to support the update of the EIS/EIR for Phase U of the Pasadena Blue Line. San Gabriel Valley Council of Governments 2 2001-20021 roposed Budget ✓ Organized a project steering committee to oversee the Blue Line Phase II project. Each of the nine cities along the Phase II corridor currently participate in this important project. ✓ We participated in SCAG's Route 60 Truck Lane feasibility study and successfully reversed the committee's and staff's recommendation to include San Juan Creek as a possible route configuration. The feasibility study will continue to the next phase, but the scope will be limited to the existing SR 60 corridor. ✓ Continue to provide staff support and technical assistance to COG representatives that serve on SCAG's various committees related to key issues involving transportation priorities, including 710, ACE, Transit Restructuring, Route 60 Truck Line, and Blue Line. ✓ Assisted the ACE Construction Authority in continuing its efforts to secure the remaining $500 million needed to complete the adopted ACE Project. ✓ Assisted the ACE Authority in completing a coordinated plan with San Bernardino, Riverside, and Orange Counties, and Gateway COG, as required in AB2928, prior to receiving State funds needed to begin implementation of ACE projects. Goal #3 - Enhance environmental quality for our 2 million residents, while safeguarding the political and economic interests of our cities. ✓ Took an active role in opposing the numerical regulations imposed by the Water Resources Board regarding storm water runoff. ✓ Reactivated the SGVCOG Solid Waste Committee and completed the most thorough survey ever conducted of solid waste operations, policies, and policy/program positions in San Gabriel Valley. We also developed an RFQ and hired a consultant to assist the COG in developing policies and programs for our cities. ✓ Members of the Solid Waste Committee, and its consultant, successfully applied to participate in each of three (3) California Integrated Waste Management Board working groups. Those groups were created by SB 2202 and are developing recommendations that will be forwarded to the State Legislature for action. ✓ Solid Waste Committee coordinated presentation of half-day workshop on the State Disposal Reporting System and is planning a second workshop on rate negotiations with waste haulers. ✓ Worked with the South Coast Air Quality Management District on development of proposed Fleet Rules 1191-1196 requiring certain fleet operators to replace their vehicles with clean-burning, alternative fuel models. ✓ Created a new Environmental Committee to oversee and coordinate various activities and initiatives relating to our Valley's air and water quality. San Gabriel Valley Council of Governments 3 2001-20021'roposed Budget ✓ Hosted an Environmental Summit focusing on San Gabriel Valley environment issues. Over 100 people attended the event held at the Industry Hills Sheraton. Elected and appointed leaders, members of the environmental and business community attended the event. Goal #4 - Shape planning and economic development policies to help ensure that San Gabriel Valley cities can continue to grow in ways that maintain residents' quality of life. ✓ The SGVCOG was the only Subregion in Los Angeles County to accept delegation of responsibility from SCAG for development of Regional Housing Needs Allocations. Member cities worked closely and with remarkably little dissension on this effort. However, based on this experience, we have recommended significant revisions to housing allocation policies and procedures, and have obtained support from State representatives in the development of legislation to help get those revisions implemented. ✓ Following up on the success of the 1998-99 Livable Communities project, we obtained funding for and have begun work on a third year Livable Communities study, focused on developing and distributing a toolbox of implementable strategies of use not only to the three case study cities, but to all 29 member cities. ✓ The Committee oversaw and assisted in the development of a revised socioeconomic forecast for the SGVCOG Subregion. Supported by Committee and City staff, the project contractor, GRC Associates, gathered data from local jurisdictions on population, households and employment levels. The report, issued in August 2000, showed the population for the SGVCOG Subregion increasing from 1.76 million in 1997 to a projected 2.1 million in 2025 - an increase of 19%. Households are forecast to increase by 26% over the same period, and employment by 31%. The Subregion is forecast to add 212,000 jobs from 1997 to 2025. ✓ The committee oversaw and assisted in the development of a regional general plan update. The project contractor, Cotton/Bridges/Associates, developed an updated digital general plan map showing land use patterns for the entire San Gabriel Valley. The summary map and report indicate lower-than-expected densities in much of the Valley. General Operating Income As shown in Figure 1, the 2001-2002 estimated revenues represents a continued decline from the prior year. The decline is directly attributable to completion of various projects. It is important to note that the reduction in revenues was offset by a corresponding reduction in our operating expenditures. It is anticipated, as additional categorical projects are undertaken in the future, there will be a increase in income to cover the costs of the new program. Our income comes from two sources: 1) Dues; and 2) Capital/planning monies for our cities made available through San Gabriel Valley Council of Governments 4 2001-2002Proposed Budget competitive grants and other categorical funds from other public agencies including MTA and $7,000,000 SCAG. $6,000,000 $5,000,000 Dues $4,000,000 Revenues from memberships and $3,000,000 dues are the primary sources of $2A00,000 income to support the SGVCOG's $1,000,000 day-to-day operations and services. ■ DUES ❑ SCAG ■ MCA p MSRC These funds are also used to support our efforts in writing grants and 94-95 95-96 96-97 97-98 98-99 99-00 00-01 00-02 seeking other categorical funds. Figure 1 They also provide the needed 9GVCOGOperating Income matching resources required for the various categorical projects. Membership and dues money should provide sufficient working capital to ensure stability, but must be leveraged in achieving desired outcomes. El Prop. A&C NAB2766 ❑General Fund $500,000 $400,000 $300.000 $200,000 $100,000 s- 5 Figure 2 General Operating Income from Dues population, Irwindale and Industry, are charged the average fees paid by the 27 other cities, which offsets the loss in income due to the cap. It is important to note that monies derived from our dues are, by statute, restricted to supporting specific eligible activities, as discussed below and illustrated in Figure 3. Proposition A & C - Each member city currently pays .12¢ per capita from the receipt of their City's Proposition A & C As shown in Figure 2, the SGVCOG's general operating income from dues has remained relatively constant for the last three years. Given the fact that 29 of our 30 cities are now paying dues, the SGVCOG's general operating income has, for the most part, achieved its maximum yield under the current fee structure. The Board's current policy provides for a capitation of dues at $30,000 annually. Our three largest cities (Pasadena, E1 Monte and Pomona) benefit from that capitation policy, which results in $14,900 less in potential income. Conversely, our two member cities with the smallest General Prop. A&C Fund 44% 15% AB2766 41% Figure 3 Membership and Dues Revenue San Gabriel Valley Council of Governments 5 2001-2002Proposed Budget funds to support our regional transportation activities. As shown in Figure 3, this revenue source provides 44% of our general operating income. AB2766 - Each member city currently pays .120 from AB2766 monies to support SGVCOG programs relating to air quality and transportation. As shown in Figure 3, monies from this revenue source represents 41% of general operating income. General Fund - Each member City pays a minimum contribution of $1,500, which increases based on per ten thousand in population up to a maximum of $3,000, to support the general administrative activities of the SGVCOG. Reliance on General Funds has decreased proportionally in the budget. As shown in Figure 3, the SGVCOG's operating monies derived from this revenue source now account for 14% of the SGVCOG's overall operating income. Exhibit 1 on the following page provides a comparison of dues paid by cities for the current fiscal year and the proposed. Categorical Funds In addition to income from dues and membership, which supports our core programs, the SGVCOG anticipates receiving income from the Southern California Association of Governments (SCAG). This money is earmarked to support specific projects and activities that have been funded as a result of an application or request submitted by the SGVCOG. SCAG OWP Each subregion executes an Overall Work Program adopted by SCAG. All of the revenue received from SCAG is intended to cover direct costs incurred in providing specific mandated products. As a condition of receiving these funds, SGVCOG is required to provide a 20% match in cash or in-kind services. The SGVCOG's adopted policy for providing matching funds is to use in-kind services spent in working on the various projects provided by staff from our member cities. For example, the hourly rate established for SGVCOG's Planning Director members is $75 hour. The time spent by Planning Directors and other City staff on various committee assignments related to a project is then multiplied by the hourly rate and submitted as documentation for our matching requirement. These hours and costs are supplemented where needed by staff from Arroyo Associates, which is the COG's staffing resources. The growth in our categorical funds and their matching requirement has a significant impact on the organization. Phase II - Blue Line - The COG Governing Board has established two priorities with respect to the allocation of SCAG OWP transportation planning funds: 1) Completion of Los Angeles to Pasadena Metro Blue Line Phase II EIR/EIS, and 2) Completion of a second Transit Zone in West San Gabriel Valley. Both projects were started this current year and will be completed by June 30, 2002. SR60 Truck Lane - In addition, we will continue to participate in SCAG's SR-60 Truck Lane Study and completing the update of the RTP. San Gabriel Valley Council of Governments 6 2001-20021'roposed Budget San Gabriel Valley Council of Governments Exhibit 1 2001-2002 Dues Page 1 of 1 CITY 2000 Census 2001-2002 Dues 2000-2001 Dues Alhambra 85,804 23,292.96 25,122.00 Arcadia 53,054 14,982.96 15,210.00 Azusa 44,712 12,830.88 13,200.00 Baldwin Park 75,837 20,750.88 21,054.00 Bradbury 855 1,705.20 1,732.80 Claremont 33,998 10,109.52 10,578.00 Covina 46,837 13,340.88 13,620.00 Diamond Bar 56,287 15,758.88 16,434.00 Duarte 21,486 6,956.64 7,320.00 El Monte 115,965 30,000.00 30,000.00 Glendora 49,415 13,959.60 15,162.00 Industry 777 14,794.00 14,794.00 , Irwindale 1,446 14,794.00 14,794.00 La Puente 41,063 11,955.12 12,228.00 La Verne 31,638 9,543.12 10,302.00 Monrovia 36,929 10,812.96 11,952.00 Montebello 62,150 17,316.00 18,000.00 Monterey Park 60,051 16,812.24 18,576.00 Pasadena 133,936 30,000.00 30,000.00 Pomona 149,473 30,000.00 30,000.00 Rosemead 53,505 15,091.20 16,002.00 San Dimas 34,980 10,345.20 10,914.00 San Gabriel 39,804 11,502.96 12,084.00 San Marino 12,945 4,756.80 5,010.00 Sierra Madre 10,578 4,188.72 4,458.00 South El Monte 21,144 7,024.56 7,248.00 South Pasadena 24,292 7,630.08 8,040.00 Walnut 30,004 9,150.96 9,918.00 West Covina 105,080 28,219.20 28.824.00 TOTAL 1,434,045 417,625.52 432,576.80 State of California Inter-Regional Housing Grant - We anticipate receiving grant funding to develop alternative housing allocations for our cities and communities here in the San Gabriel Valley. However, those funds are not reflected in this current plan. Blue Line - Phase II Advocacy - The eleven cities along the Phase 11 route will be contributing additional funds ($300,000) to support the COG'S efforts to secure funding for this project in DC and Sacramento. This is identical to the approach used in the formative stages of ACE. Fund Balance 250,000 200,000 150,000 100,000 50,000 At the time the SGVCOG was created, two predecessor organizations, San Gabriel Valley Association of Cities and San Gabriel Valley Transportation Coalition, contributed $44,884 and $19,389 respectively as startup capital contributions. During its first year of 1995 1996 1997 1998 1999 2000 2001 operation, the SGVCOG ran a deficit Figure 5 thereby reducing its initial fund balance. Fund Balance Since that time, as shown in Figure 5, the SGVCOG has made significant strides in achieving financial stability. Our fund balance is anticipated to be approximately $200,000 as of June 30, 2001. These funds are invested in LAIF in accordance with SGVCOG's investment policy used to meet cash flow needs to the organization throughout the year. Interest income is estimated to be $15,000 in FY 2002. General Operating Expenditures As shown in Figure 6, the SGVCOG has four existing contracts to support its ongoing operations programs and services. These ongoing contracts are paid from the funds collected from member dues. Funds received from our dues are allocated to support activities in one of five functional areas, as shown in Figure 7. rroyo Associates, Inc. 2002 Proposed I Budget $ 300,000 2~001 Acutal Expenses $ 300,000 2001 Approved Budget $ 300,000 MTA(50% of Permanent Costs - B. Cardwell) 50,000 50,000 50,000 Burke Willams & Sorsensen 15,000 15,000 15,000 Edwards, Eichel & Beranek 7,500 7,500 7,500 Hilton Farnkopf and Hobson - 45,000 45,000 Media (Web Site, Newsletter, Etc 10,000 10,000 10,000 $ 382,500 $ 427,500 $ 427,500 Figure 6 SGVCOG Contracts San Gabriel valley Council of Governments 7 2001-2002Proposed Budget Transit and Transportation Programs 1.5 1.5 2.0 ® $ 162,000 $ 160,313 $ 191,250 Environmental Programs 1.5 1.5 1.25 $ 162,000 $ 160,313 $ 119,532 Planning 0.5 0.5 0.25 $ 54,000 $ 53,438 $ 23,906 Solid Waste Program 0.25 0.25 0.25 $ 27,000 $ 26,718 $ 23,906 Administration 0.25 0.25 0.25 $ 27,000 $ 26,718 $ 23,906 Total 4 4 4 $ 432,000 $ 427,500 $ 382,500 Figure 7 Contract Allocations to Functional Areas Arroyo Associates, Inc. (AAI) AAI is responsible for the day-to-day management of SGVCOG. The firm provides staff support to the Governing Board and all committees including: Transportation, Planning Directors, Public Works/Engineering, Transit Restructuring, Trucking Committee, Solid Waste, Environmental Quality, Legislative, San Gabriel River and Mountains Conservancy, Regional Housing Needs Assessment and Blue Line Authority. At the time, AAI began this service, in addition to the Governing Board, there were two SGVCOG committees: City Manager Technical Advisory and Planning Directors. In addition, AAI prepares and distributes meeting minutes and Board actions, conduct analysis, prepare all grant applications and staff reports; prepare, copy and distribute all correspondence and mailings, oversee and manage all contracts and projects and provide office space, utilities and all ancillary services necessary to run the Management Fee $ 300,000 Reproduction, Telephone, Postage, Faxes, Etc. $ 40,000 SCAG In-Kind Match Requirement (20%) $ 95,000 Balance Available $ 188,000 Staffing Available 165,000/15 = 2,200 = 2.0 FTE Figure 8 Arroyo Budget Burke, Williams & Sorensen (BWS) day to day operations of the COG. As shown in Figure 8, that amount, which is remaining unchanged for the fourth year, currently provides approximately 2.00 FTE staffing level. BWS provides legal assistance to the Board in policy deliberations. A retainer agreement was executed for $3,750 per quarter or $15,000 annually for the COG's legal services. Last year provides for the legal services that were higher than budget due to the legal issues surrounding the formation of the conservancy and evaluating the alternatives to forming a new transit zone in our Valley. I do not anticipate the COG will need additional legal services this year to warrant an increase in the budget. San Gabriel Valley Council of Governments 8 2001-2002Proposed Budget Edwards, Eichel and Beranek (EEB) EEB is a certified public accounting firm and conducts an annual audit to ensure compliance with adopted rules and regulations. A fee of $7,500 is paid for that audit. MTA In 1997, the Governing Board authorized execution of a contract with MTA to pay 50% of the staff costs involved in providing assistance to John Fasana, San Gabriel Valley MTA Board representative. The contract amount is $4,166.67 per month or $50,000 annually and is intended to be matched by an equal amount from MTA for this staff position. Hilton Farnkopf and Hobson (HF&H) HF&H was hired the last year to provide analytical and advocacy support to the SGVCOG Solid Waste Committee. The firm has been instrumental in analysis of the Valley-wide survey of waste operations, and in development of a strategic work plan for the Committee. HF&H will continue to monitor legislation, represent the SGVCOG to relevant agencies, recommend policy positions and program options, and report to the Committee and Governing Board as needed. We have recommended an FY2000-01 contract not to exceed $30,000. This was a temporary program and the budget was based on a preliminary estimate of the Committee's Work Plan for FY 2000-2001. While judged to be a successful endeavor, it was the Solid Waste Committee's recommendation not to continue the contract this next year. Media (Web Site, Newsletter) A major objective of the COG is to enhance the visibility and accessibility of information regarding the San Gabriel Valley and its communities. We rely on two principal mediums: newsletter and web site. The SGVCOG will continue to publish and distribute The Gabrielino Carillon three times a year in an effort to improve our communication with our organization stakeholders, which are growing each year. The editor of the newsletter is a DBE/WBE located here in San Gabriel Valley. www.SGVCOG.org, the COG's web site has proven to be a very effective communication tool in reaching stakeholders. It is continually updated with meeting information and upcoming projects. The firm that manages our web site, Digital Media, is SBE/DBE, also located here in the San Gabriel Valley as well. 2000-2001 Goals and Objectives There are a number of objectives to be achieved by our respective committees during the coming year and each of them is important in their own right and are listed below. However, there are several objectives that, due to their overarching importance, need to be achieved in the next year. Listed in order of priority: Leadership Development - The San Gabriel Valley is fortunate to have many fine elected officials who seek leadership opportunities in a variety of organizations (League of California Cities, Independent Cities Association, Contract Cities Association, SCAG, AQMD, etc.). Many of our elected leaders are seasoned veterans who provide leadership on important issues not only in their cities, but also in San Gabriel Valley, the entire region and State. Due to the advent of term limits and just the stress and strains of serving in public office, we are beginning to witness turnover of our San Gabriel Valley Council of Governments 9 2001-20021'roposed Budget elected leaders. We need to develop the next generation of elected leaders here in the San Gabriel Valley. There are a number of initiatives that provide funding to organizations such as the SGVCOG to put together an ongoing development program for both current and further office holders. I recommend the SGV establish a leadership development program for our cities here in San Gabriel Valley. This could possibly be done with SGV Economic Partnership and include business leaders in that program. Transportation - We have achieved many of the transportation objects that were set forth five years ago. We now need to identify and set forth our next five-year transportation goals. We have several key transportation issues that need to be addressed during the next year. We need to make sure the ACE Project continues to remain on schedule and secure the needed remaining funds. Planning for Phase II of the Pasadena Blue Line needs to commence immediately so we are able to keep building on the success of the Authority's accomplishments and ensure the completion this major transportation project out to Claremont. Completion of the 710 has been stated a priority of the SGVCOG since its inception. However, it does not appear we are any closer to having resolution of this transportation issue. Although a regional issue, the problems rests squarely in the San Gabriel Valley and the San Gabriel Valley must take a leadership position in trying to resolve this issue. Housing - Seventy percent of the Valley's existing housing inventory is singe family detached units. We anticipate receiving State funds to assist our cities in determining housing needs and developing allocation methodology and development strategies that will facilitate the growth of housing consistent with our communities' needs and desires. Business Community Partnership - The San Gabriel Valley has approximately 65,000 businesses, who account for some 750,000 jobs. During the last decade, SGV lead the County in the growth of new private sector jobs. We are home to major national and international companies. Moreover, our Valley's economy is undergoing major changes with the advent of high-tech and bio-tech businesses locating along the 210 corridor. We are also home to many small businesses. As an organization whose mission is to unify and move forward the public sector agenda, we have achieved considerable success. However, we cannot achieve our full potential without an increased role and visibility of the business community. We are becoming stymied on a number our initiatives because of the absence of a business partner. This issue has been discussed on numerous occasions with a commitment made to help build the partnership. To date, San Gabriel Valley has been unable to build that business alliance. This last year saw the consolidation of the San Gabriel Valley Economic Partnership and the San Gabriel Valley Economic Council. This was a much needed step in the right direction. However, the highest priority must now be given to identifying and organizing key representatives of the large businesses here in the Valley who can work in partnership with the COG to secure discussed outcomes. SGVCOG has endeavored, and successfully so, to take our initiatives to regional, state and national forums. We cannot maintain that level of success on any of these endeavors unless we have an equally vocal and visible business community sitting with us at the table asking for SGV "fair share" of resources. Environment - Water quality has always been an issue here in SGV and will be increasingly more visible now that federal funds have been allocated to begin addressing this issue. The development of brownfield sites that are scattered throughout the Valley will become another issue that will receive increased awareness in the coming year. These issues along with air quality will dominate the discussion of the environment in the Valley during the next twelve months. Governance - SGVCOG is a joint powers agency comprised of the 30 cities in San Gabriel Valley. In addition to our cities, we have more than three dozen special districts that provide a wide variety of services to our cities. The SGVCOG has developed to the point that it should begin to seek formal recognition and ongoing dialogue with those special districts that serve our Valley's constituents as well. San Gabriel Valley Council of Governments 10 2001-20021'roposed Budget Jun-21-01 09:09 San Gabriel Valley Council of Governments Primary Government Financial Statements With Independent Auditor's Report Year Ended June 30, 2000 P. 02 Jun-21-01 09:10 SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS TABLE OF CONTENTS Pave Independent Auditor's Report Financial Statements Balance Sheet Statement of Income and Fund Equity Statement of Cash Flows 1 2 3 P.03 Notes to Financial Statements 4 Jun-21-01 09:10 Ern~:,t:us. Eicnei. e lieltn~I'K INDEPENDENT AUDITOR'S REPORT Hembers of the Governing Board San Gabriel Valley Council of Governments P.04 We have audited the accompanying primary government balance sheet of the San Gabriel Valley Council of Governments as of June 30, 2000, and the related statements of income and cash flows for the year then ended. These financial statements are the responsibility of the entity's management. Our responsibility. Is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. A primary government is a legal entity or body politic and contains all funds, departments and activities that are not legally-separate. Such legally separate entities are referred to as component unite. In our opinion, the primary government financial statements referred to above present fairly, in all material respects, the financial position of the San Gabriel Valley Council of Governments as of June 30, 2000 and the results of its operations and its cash flown for the year then ended in conformity with generally accepted accounting principles. However, these primary government financial statements, because they do not include the financial data of the component unit of the San Gabriel Valley Council of Governments, namely the Alameda Corridor East Construction Authority, do not purport to and do not, present fairly the financial position of the San Gabriel Valley Council of Governments as of June 30, 2000, and the results of its operations for the year then ended. November 15, 2000 Pasadena, California k GSL..a,[ ► L,4,,- Edwards, ~tEichel & Beranek Certified Public Accountants rIIX, ii26 / i I..;S00 p:~\Iw 7nnnJ_: at•~ioinpu.rn conu Jun-21-01 09:10 Ban Gabriel Valley Council of Governments Balance Sheet June 30, 2000 Beets Cash and cash equivalents, Note 2 Accrued interest receivable Accounts receivable Pasadena Blue Line Southern California Association of Governments (SCAG) Foothill Transit Arroyo Associates Advances to, Alameda Corridor East Construction Authority (ACE) Note 5 Prepaid items Administration Pasadena Blue Line Equipment, net of accumulated depreciation $1308 Total Assets Liabilities and Fund EQUity Liabilities Accounts payable Loan payable to the City of Industry Deferred Income Total Liabilities Fund Equity 5 177,640 3,307 25,000 101,106 93,968 3.083 223,157 2,105,529 25,000 25,000 50,000 8,790 j2,568,4 33 Contributed capital capital contribution by the San Gabriel Valley Coalition, to be used for transportation studies. 19,389 Capital contribution by the San Gabriel Valley Association of Cities. 44,884 Retained earnings Total fund equity Total Liabilities and Fund Equity The accompanying notes are an integral part of these financial statements 5 246,557 2,000,000 25,000 2,271,557 64,273 232.593 296,866 $2,568,423 P. OS 1 Jun-21-01 09:10 Ban Gabriel Valley Council of Governments Statement of Income and Fund Equity Year ended June 30, 2000 Revenues Dues General fund Grants and matches from other governments.. Southern California Association of Governments (SCAG) grants other revenues Total revenues Program expenses Air quality Administrative and technical Transportation Southern California Association of Governments grants Other Administrative expenses(note 3) Total expenses Net income from operations Non-operating income Interest income Net income for the period Fund equity at the beginning of the period Fund equity end of the period 121,000 33,000 131,000 198,742 989 The accompanying notes are an integral part of these financial statements $ 431,024 209,733 15,569 656,326 484,731 146,142 630,873 25,453 18,297 43,750 253,116 S 296,866 P.06 2 Jun-21-01 09:11 San Gabriel Valley Council of Governments Statement of Cash Flows Year ended June 30, 2000 Cash flows from operating-activities P. 07 Net income from operations $ 25,453 Adjustments to reconcile net income from operations Depreciation 3,093 Decrease in receivables 256,543 (Increase) in prepaid expenses (50,000) (Increase) in accrued interest (1,163) (Decrease) in accounts payable (491,506) Increase in deferred income 25,000 Increase in advances to the Alameda Corridor East (ACE) Construction Authority 11.931,0251 Net cash (used by) operating activities (2,163,606) Cash flows from investing activities Interest income 18,297 Cash flows from non-capital financing activities City of Industry loan 2.000.000 Net decrease In cash and cash equivalents (145,309) cash and cash equivalents at the beginning of the period 322,949 Cash and cash equivalents at end of the period L111"640 The accompanying notes are an integral part of these financial statements 3 Jun-21-01 09:11 San Gabriel Valley council of Governments Notes of Financial Statements June 30, 2000 Note 1 Summary of Significant Policies Oroanizatlon and activities P.08 The San Gabriel Valley Council of Governments (the COG) was created effective March 17, 1994 by a joint powers agreement among the various member San Gabriel Valley cities to promote cooperation, exchange ideas,. coordinate regional government programs and to provide recommendations and solutions to problems of common and general concern to member governments. It is the immediate successor to the San Gabriel Valley Association of Cities, an unincorporated association. Its members organized the COG because they recognized a need for a more permanent and formalized structure. The COG is supported by contributions from its member cities and also receives grant funds to conduct regional studies on Transportation, Air Quality, Environment Matters, as a sub grantee of other governmental entities. The COG is a non-profit California Public Agency? thus it is tax exempt. The Reporting Entity These primary government unit financial statements do not include the capital project fund of the component unit, Alameda Corridor East Construction Authority. Basis of Accounting The accounting records of the COG are maintained on the accrual basis of accounting. Cash and Cash Equivalents The COG considers money market funds and all equivalent liquid debt instruments purchased with a maturity of 3 months or leas to be cash equivalents. Grant Funds and Accounts Receivable The COG is the recipient of state grant funds through regional agencies, the Air Quality Management District (AQMD), the Metropolitan Transit Authority (MTA), and the Southern California Association of Governments (SCAG). The MTA grant for local transportation requires 20 per cent participation by the COG. The SCAG grant requires only support for expenditures reimbursed. Accounting for Federal and State grants generally calls for recognition of income from grant funds only as those funds are obligated or paid out. 4 Jun-21-01 09:11 San Gabriel Valley Council.- of Governments Notes to Financial Statements Note 1 Summary of Significant Policies (cont.) P.09 All receivables relate to expense reimbursements from governmental agencies and are expected to be fully collectible. Accordingly, an allowance for doubtful accounts is not provided. Proprietary Fund Types Proprietary funds are accounted for using the economic measurement focus; the accounting objective is determination of net income. All assets and liabilities of a proprietary fund activity are included on its balance sheet. Proprietary fund capital is segregated into contributed capital and retained earnings. Office Ecru pment Office Equipment is carried at historic cost. Depreciation is provided using the straight-line method over the individual asset's estimated useful life, usually five years for computers, copiers and other electronic equipment, ten years for cabinets, desks and furniture. !Zee of Estimates The presentation of financial statements in conformity with generally accepted accounting principles (GAAP) requires the use of estimates in many areas. Estimates used in these financial statements relate primarily to fixing estimated useful lives to depreciable assets. Based upon the preceding information, estimates may not have a material effect on these financial statements. Note 2 Cash and Investments Under provisions of the California Government Code (Code), the COG is authorized to invest in: A variety of federal and state treasury obligations (including local California agencies) Obligations or other instruments of 'or issued by a federal agency or government sponsored enterprise Bankers' acceptances which are eligible for purchase by the federal reserve system (subject to certain limitation.) Prime quality commercial paper (subject to certain limitations) Negotiable certificates of deposit issued by nationally or state chartered banks, savings and loan associates and credit unions 5 Jun-21-01 09:12 San Gabriel Valley council of Govervment■ Notes to Financial Statements Note 2 Cash and Investments (cont.) P_10 Repurchase agreements or reverse repurchase agreements of any securities authorized by the code. Cash and investments at year-end are categorized as follows to give an indication of'the level of credit risk assumed. Cateaorv 1 Insured and registered or collateralized securities held by the COG or its agent in the COG's name. Cateaorv 2 Uninsured and unregistered, with securities held by the counterparty's trust department or agent in the COG's name. Cateaorv 3 Uninsured and unregistered with securities held by the counterparty or by its trust department or agent but not in the COG's name. At June 30, 2000 the net carrying amount of cash was $4,917 on deposit with a bank, category 1. Investments consisted of $172,724 deposited with the Local Agencies Investment Fund, LAIF, an instrumentality of the State of California, and is not categorized. GASS 31 requiring market value reporting of'short term investments became effective for years ending June 30, 1998. The COG at June 30, 2000 was invested only in the Local Agencies Investment Fund (L.A.I.F.) a fund administered by the treasurer of the State of California. Market value so closely approximates cost that the difference is minor. Accordingly, management has elected to continue to carry investments at cost. 6 Jun-21-01 09:1,2 P.11 San Gabriel Valley Council of Governments Notes to Financial Statements Note 3 Note 4 Administrative Expenses The following were the administrative expenses incurred for the audit period, unallocated to grant revenues. Office supplies and expense Newsletter Transit Entertainment Solid waste Legal Audit Meetings Insurance Depreciation Internet services Contributions Dues 6 subscriptions other Total $ 5,124 7,110 49,743 16,604 24,782 17,526 7,225 7,036 1,499 3,093 2,060 2,000 625 1.715 $146,142 Alameda Corridor East Construction Authority (ACE)(Component unit) Because of the size and scope of activities involving the Alameda Corridor East Project, a separate joint powers authority was set up for this purpose, which while affiliated, will act separately from the COG. The JPA became operative in October 1998 and is empowered to conduct business, hire the necessary consultants and contractors, enter into contracts and agreements and to issue debt instruments as needed. The ACE Authority was in its nascent stage until after June 30, 1999, the COG paying its expenses. In August of 1999 the COG borrowed $2,000,000 from the City of Industry with a pledge of the proceeds of the grants and loans of the grants outstanding. The note is to mature no earlier than 18 months after issuance, no later than 36 months. Prepayment require" five days notice and interest is not to exceed the LAIF interest rate. Loan proceeds are deposited into a segregated account and may only be disbursed as directed by the chief executive of the ACE Authority or the treasurer of the COG. At its October meeting the Governing Board voted to amend the Joint Powers Agreement of the ACE Authority to facilitate obtaining outside financing and also to extend the City of Industry loan. The resolution is awaiting approval by the City Councils of the member cities and also approval of the extension request by the City of Industry. The "Industry" loan originally was to mature no earlier than February 2001, no later than August 2002. Interest is paid by the ACE Authority and was up to date as of June 30, 2000. 7 Yes: Bruesch, Imperial, Clark, Vasquez No: Taylor Absent: None Abstain: None The Mayor declared said motion duty carried and so ordered. Councilman Taylor stated that he voted no as he did at the Budget Study session because there is not a Redevelopment Agency budget to cross correlate many of the items. W. CONSENT CALENDAR CC-A AUTHORIZATION TO ATTEND LEAGUE OF CALIFORNIA CITIES ANNUAL CONFERENCE, SEPTEMBER 12-15,2001, SACRAMENTO CC-B AUTHORIZATION TO ATTEND NATIONAL LEAGUE OF CITIES "YOUR CITY'S FAMILIES CONFERENCE"- SEPTEMBER 19-22,2001, MINNEAPOLIS, MINNESOTA CC-C AUTHORIZATION TO ATTEND 6f° ANNUAL CALIFORNIA JOINT POWERS INSURANCE AUTHORITY CONFERENCE, OCTOBER 10-12, 2001, SAN FRANCISCO CC-D SELECTION OF CONSULTANT FOR COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) AND HOME PROGRAM SERVICES ~C-E RENEWAL OF MEMBERSHIP IN THE SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS CC-F 2000-01 BUDGET AUTHORIZATION TO TRANSFER $379,410 FROM UNAPPROPRIATED RESERVES TO ORGANIZATIONS 4150, 4180, 4310, 4330, 4340, 4630, 4640, 4650, 4660 AND 4840 CC-G ANNUAL ADOPTION OF CITY'S INVESTMENT POLICY MOTION BY COUNCILMAN TAYLOR, SECOND BY COUNCILMAN VASQUEZ that the Council adopt the aforementioned items on the Consent Calendar. Vote resulted: Yes: Bruesch, Taylor, Imperial, Clark, Vasquez No: None Absent: None Abstain: None The Mayor declared said motion duly carried and so ordered. V. MATTERS FOR DISCUSSION AND ACTION A. REQUEST TO EXTEND 5-YEAR AGREEMENT WITH AT&T FOR CELLULAR ANTENNAE AT ROSEM EAD PARK MOTION BY COUNCILMAN TAYLOR, SECOND BY COUNCILMAN VASQUEZ that the Council approve the Fourth Addendum, which was first placed in 1989. Vote resulted: Yes: Bruesch, Taylor, Imperial, Clark, Vasquez No: None Absent: None Abstain: None The Mayor declared said motion duly carried and so ordered. CCAGCNDA:6-26-01 Page 0