OB - Item 3C - ROPS Submittal - January through June 2013ROSEMEAD SUCCESSOR
AGENCY STAFF REPORT
TO: THE HONORABLE CHAIR AND BOARD MEMBERS
FROM: MATTHEW HAWKESWORTH, ASSISTANT CITY MANAGER
DATE: JULY 18, 2012
SUBJECT: ROPS SUBMITTAL —JANUARY THROUGH JUNE 2013
SUMMARY
With the passage of Assembly Bill 1484 (AB 1484), new deadlines have been
established for the submittal of the Recognized Obligation Payment Schedule (ROPS)
on a semi - annual basis to the Department of Finance (DOF) and other State and
County agencies. Per Health and Safety Code Section 34177(m) the ROPS for the
period covering January through June 2013, must be submitted no later than
September 1, 2012. All subsequent ROPS must be submitted no fewer than 90 days
before the date of property tax distribution. Since the Rosemead Successor Agency's
Oversight Board will only have two regularly scheduled meetings prior to the September
Vt deadline, the ROPS is being presented for approval. In the event there are
questions or additional information requested by the Oversight Board, staff will have the
time to provide such information prior to the deadline.
The proposed ROPS for January through June 2013 is virtually identical to the ROPS
that have been previously approved. The debt service payments for the 2006 and 2010
series bonds have been modified according to the debt service payment schedule and
the administrative costs have been modified to reflect those costs which are due in this
six month period. The Administrative Cost Allowance for the entire fiscal year still
remains within the $250,000 allowance. The one new item that has been added to the
ROPS is the pre- funding of a reserve to make the necessary bond debt service
payments in October and December 2013. This pre- funding of the reserve is necessary
as we do not anticipate receiving sufficient funds through the regular tax increment
period covering July through December 2013 to cover these payments.
Staff Recommendation:
That the Oversight Board approve Resolution 2012 -0008 approving the ROPS for the
period of January through June 2013.
BACKGROUND
AB 1484 has provided new timelines and guidelines regarding the dissolution of the
former redevelopment agencies by successor agencies. Included in AB 1484 is an
improved timeline for the submittal of the semi - annual ROPS will should allow sufficient
ITEM NO.
Rosemead Successor Agency Oversight Board
July 18, 2012
Page 2 of 3
time for the DOF and various other agencies to review the ROPS, request additional
information, and allow successor agencies to appeal any adverse decisions.
Also included in AB 1484 are defined processes for how to handle shortfalls in the event
there is not sufficient tax increment funds in one six -month period to fund the
enforceable obligations. Included with this report is the 'Redevelopment Property Tax
Trust Fund Allocations & Distributions for June 1, 2012 Covering the Period 7/1/2012
through 12/31/2012" report provided by the County for the June 1, 2012 property tax
distribution. As shown in this report, the Rosemead Successor Agency had
$2,735,830.64 in Enforceable Obligations and an additional $119,505.00 in allowable
Administrative Cost Allowance; however; the property tax distribution to the Successor
Agency was only $2,331,698.56 for Enforceable Obligations and no funds were
provided for the Administrative Cost Allowance. This resulted in a total shortfall of
$523,637.08. Through AB 1484, Successor Agencies have the ability to request these
funds through ROPS of periods outside the period in which the payments are due.
Specifically to Rosemead, the necessary debt service payments can be requested in
the preceding ROPS period to establish a reserve fund to anticipate the shortfall. The
establishment of this reserve is specifically identified in H &S Code Section
34171(d)(1)(a).
(d) (1) "Enforceable obligation" means any of the following:
(A) Bonds, as defined by Section 33602 and bonds issued pursuant to Chapter
10.5 (commencing with Section 5850) of Division 6 of Title 1 of the Government
Code, including the required debt service, reserve set - asides, and any other
payments required under the indenture or similar documents governing the
issuance of the outstanding bonds of the former redevelopment agency. A reserve
may be held when required by the bond indenture or when the next property tax
allocation will be insufficient to pay all obligations due under the provisions of the
bond for the next payment due in the following half of the calendar year.
In regards to the shortfall created by the non - funding of the Administrative Cost
Allowance, the amount will be funded for this period with existing tax increment funds
still being held by the Successor Agency. The balance of existing funds will not be
returned to the County Auditor - Controller until April 10, 2013 per the deadlines
established in AB 1484. For future ROPS periods, if the tax increment funds are
insufficient to cover Administrative Cost Allowances, H &S Code Section 34173(h)
permits the City to loan the Successor Agency funds for these costs and then can
report the costs as an Enforceable Obligation and submitted on a future ROPS.
34173(h) The city, county, or city and county that authorized the creation of a
redevelopment agency may loan or grant funds to a successor agency for
administrative costs, enforceable obligations, or project - related expenses at the
city's discretion, but the receipt and use of these funds shall be reflected on the
Recognized Obligation Payment Schedule or the administrative budget and
therefore are subject to the oversight and approval of the oversight board. An
Rosemead Successor Agency Oversight Board
July 18, 2012
Page 3 of 3
enforceable obligation shall be deemed to be created for the repayment of those
loans.
This option will be evaluated at a future time if it becomes necessary.
PUBLIC NOTICE PROCESS
This item has been noticed through the regular agenda notification process in
accordance with the Brown Act.
Prepared by:
r�
Matthew E. Hawkesworth
Assistant City Manager
Attachments: Resolution 2012 -0008
Redevelopment Property Tax Trust Fund Allocations & Distributions for
June 1, 2012 Covering the Period 711/2012 through 12/31/2012
RESOLUTION: 2012 -0008
A RESOLUTION OF THE OVERSIGHT BOARD FOR THE SUCCESSOR AGENCY
TO THE ROSEMEAD COMMUNITY DEVELOPMENT COMMISSION APPROVING
THE RECOGNIZED OBLIGATION PAYMENT SCHEDULES FOR THE PERIOD OF
JANUARY 1, 2013 THROUGH JUNE 30, 2013
WHEREAS, California Health and Safety Code section 34179 requires that each
Successor Agency have an Oversight Board; and
WHEREAS, Section 34177 requires each Successor Agency to prepare a draft
Obligation Payment Schedule ( "ROPS ") and section 34180 requires the Oversight Board to
approve same; and
WHEREAS, Section 34177 provides that each ROPS shall be forward looking to the
next six months; and
WHEREAS, section 34177 requires that the draft ROPS prepared by the Successor
Agency be certified by an external auditor designated by the County Auditor - Controller and then
submitted to the Oversight Board for approval, after which it is to be transmitted to the County
Auditor - Controller, the State Controller and the State Department of Finance; and
WHEREAS, notwithstanding the sequencing contemplated in section 34177, the
Department of Finance is requesting the ROPS be considered by the Oversight Board and
transmitted as soon as possible; and
WHEREAS, the County will not make any payments of property taxes to the Successor
Agency for use in payment of the obligations listed on the BOPS until the ROPS has been
approved by the Oversight Board. Any delay in such payment could impair the Successor
Agency's ability to make payments for the enforceable obligations; and
WHEREAS, the Successor Agency prepared a draft ROPS for the period January 1,
2013 through June 30, 2013 is attached hereto as Exhibit A.
NOW THEREFORE, THE OVERSIGHT BOARD FOR THE SUCCESSOR AGENCY
TO ROSEMEAD COMMUNITY DEVELOPMENT COMMISSION HEREBY RESOLVES:
1. The BOPS for the period January 1, 2013 through June 30, 2013 attached hereto as
Exhibit A is hereby approved.
2. Successor Agency staff is directed to provide a copy of this Resolution along with
the approved ROPS to the County Auditor - Controller, the State Controller's Office
and the State Department of Finance.
PASSED, APPROVED AND ADOPTED this 18th day of July 2012.
Chairperson
ATTEST:
Matthew E. Hawkesworth
Successor Agency Staff
Assistant City Manager
HEREBY CERTIFY that the above and foregoing resolution was duly passed and adopted by
the Oversight Board for the Successor Agency to the Rosemead Community Development
Commission at its special meeting held on the 18th day of July 2013, by the following vote, to
wit:
AYES:
NOES:
ABSENT:
ABSTAINED:
Matthew E. Hawkesworth
Successor Agency Staff
Assistant City Manager
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Name of Redevelopment Agency.
PmjectArea(s)
RECOGNIZED OBLIGATION PAYMENT SCHEDULE
Per AS 26 - Section 34167 and 34169
For the Period of January through June 2013
Page 1 of 1 Pages
Project Name /Debt Obligation
Payee
Description
Category
Funding Source
Total Outstanding
Debt or Obligation
Total Due During
Fiscal Year
Pa menu by month
Jan Feb Mar Apr May June Total
ij
2006A Tax Increment Bonds
US Bank
Tax Increment Bond Debt Service
1 -Bands
Redevelopment Property Tax Trust Fund
11906834.49
1,333,206.26
1]6,5]8.13
$ 1]65]8.13
20068 Tax Increment Bonds
US Bank
Tax Increment Bond Debt Service
1 -Bonds
Redevelopment Property Tax Trust Fund
40403520.81
1110.048.76
514,068.13
$ 514068.13
_21
3
2010 Tax Increment Bonds
US Bank
Tax Increment Bond Debt Service
1 -Bonds
Redevelopment Property Tax Trust Fund
15213737.58
688.793.76
220,646.88
$ 220646.88
4
Continuum Discolsure on Bonds
Urban Futures
Continuum duscolure service far2006A, 20068 and 2010A Bonds
8- Contracts or Agreements for continued o eration
Administrative Cost Allowance
109200.00
5,200.00
$
5
Stale ConMllerW Report
RAMS
Preparation ofannualreport
8- Contracts or Agreements for continued operation
Administrative Cog Allowance
21000.00
1,000.00
1000.00
$ 1000.00
6
Bond Trustee Fees
US Bank
Banking fees related to Me 2006A B and 2010A Bonds
8- Contracts or Ameements for contlnuerloperation
Administrative Cog Allowance
42294.00
2,014.00
2,014.00
$ 2014.00
7
Annual Audit
RAMS
Mnual audil services
8- Contractor Agreement for continued operation
Administrative Cog Allowance
169596.00
8076.00
8076.00
$ 8076.00
B
Finances m
Bank of Me West
Lease Obligation for Finance System
8- Contractor Agreement for continuedoperation
Administrative Cog Allowance
47400.00
11600.00
966.67
966.67
966.67
966.67
966.67
966.65
$ 5800.00
9
Statement of Indebtedness
Redevelopment Reporting Solutions
Preparation of annual report
8- Contractor Agreement for contlneedoperation
Administrative Cost Allowance
21000.00
1000.00
1
$
LDI
Arbitrage Calculations
Willdan
Preparation of Arbitrage Rebate Calculation
8- Contractor Agreements for continued operation
Administrative Cost Allowance
86,100.00
4100.00
4100.00
$ 4100.00
jjj
Property Tax Audita/Moullorring
HDL
Monitor Property Tax Collections8 Appeals to ensure Bond Covens a
8- Contract orAgreements for continued operation
Administrative Cost Allowance
264,600.00
12600.00
3,150.00
3150.00
$ 6300.00
12
Rosemead Community Center Parking Lot
Boghossian Enginearina
Community Center pa,*inQ lot cast n
7 -Agreements or related obligations
Bond Proceeds
13670.00
13670.00
13,670.00
$ 13670.00
13
Rosemead Community Center Parking Lot
Vatican
Material Testing for parking lot en ineerin
7 -A reement or related obli ations
Bond Proceeds
12,720.00
12720.00
12,720.00
$ 12720.00
141
Za o an Park Improvements 1
ADA accessibility &additional pinkina
7 -A reement or related obligations
Bond Proceeds
1,050,000.00
1050000.00
$
15
Rosemead Park lm rovements 1
ADA accessibility improvement
7 -A reements or related obli ations
Bond Proceeds
280000.00
280000.00
$
16
Rosemead Cogmunih, Center B Public Plaza Expansion t
ADA accessibility, men center 8 outdoor plaza
7 -Agreements or related obligations
Bond Proceeds
4000000.00
4000000.00
$
1]
New Park at Rush and Walnut Grove 1
Community Infrastructure lm royement
7 -Agreements or related obliffigons
Bond Proceeds
500,000.00
500000.00
$
18
Sewer System Ex anion 1
Sewer Main Replacamend/Upprode an Garrey Ave.
7 -Agreements or related obli rations
Bond Proceeds
750,000.00
750 000.00
$
L91
Em Io ee/Ovelhead Cost
Successor Agency - City of Rosemead
Administrative COSt (Staffing. audits al supplies etc.
4- Balance B Benefit 8- Contracts or Agreements for continued operations
Administrative Cost Allowance
4,292,610.00
204410.00
17,034.17
17,034.17
17,034.17
17034.17
17,034.17
17034.17
$ 102,205.02
20
Valley Blvd Street lm mvements 1
Infrastructure lm mvemenl- Downtown Corridor
7 -Agreements or related obligations
Bond Proceeds
250,000.00
250000.00
g
21
Rosemead Park Turf Renovations t
Community Infrastructure Improvement
7 -Agreements or related obli ations
Bond Proceeds
784,000.00
784 000.00
$
22
Senior Housing Land Lease -M elus
Rosemead Housing Development Corp.
Cost of annual land lease for property
7 -Agreements a related obligations
Low and Moderate Income Housina Fund
2553,600.00
91200.00
7,600.00
7600.00
7,600.00
7600.00
7,600.00
7600.00
$ 45,600.00
23
Senior Housing 0 erabous/Overhead -M atus
Rosemead Housing Development Corp.
Cost of annual o orations and overhead sulasidly smide b City
7- Agreements or related oblituations,
Low and Moderate Income Housina Fund
3.166,800.00
113100.00
9425.00
9425.00
9,425.00
9425.00
9,425.00
9425.00
$ 56,550.00
24
Senior Housing Shortfall Subsidy -M elus
Rosemead Housing Development Corp.
Cost to cover shoMall beNreen rent and o erationsimaintenance
7- Agreements or related obligations
Low and Moderate Income Housina Fund
459340.00
16405.00
1367.08
1,367.08
1,367.08
136].08
1,367.08
1367.08
$ 8,20248
25
Senior Hougno Land Lease - Gary
Rosemead Housing Development Corp.
Cowl of annual land lease for property
7- Agreement or related obligati ns
Low and Moderate Income Housina Fund
4,202783.31
92200.00
7.683.33
7683.33
7,683.33
768133
7,663.33
7683.33
$ 46,099.98
28
Senior Housing 0 ergions/Overthead - Garaey
Rosemead Housing Development Corp.
Cost of annual operations and overhead subsidy provide by City
]- Agreements or related obli ations
Low and Moderate Income Housina Fund
5,155,475.00
113100.00
9425.00
9,425.00
9,425.00
9425.00
9,425.00
9425.00
$ 56,550.00
27
Senior Housing Shortfall Subsidy - Garver
Rosemead Housing Development Corp.
Cost b cover shormall between rents and o erationstmaii tenance'
7 - Agreements or related obligations
Low and Moderate Income Housing Fund
1,495,589.19
32 810.00
2,734.1]
2,734.17
2,734.17
2,7M.17
2,734.17
2,7M.17
$ 16.405.02
28
Bond Ps men)Reserve
Jul - December 2013 ROPS
Debt Service funding shortfall from Me Jul - December 2013 ROPS"
1 -Bonds
Redevelo ment Property Tax Trust Fund
404,151.44
404151.44
404,151.44
$ 404,151.44
29
$
30
31
$
Totals -This Page
Total Redevelopment Property Tax Trust Fund
Total Administrative Cost Allowance
Total Band Proceetls
Total Low and Moderate Income Housing Funtl
$ 97,658,021.82
$ 1186340522
$486776.86
$ 74fi881.68
$ 56,235.42
$ 295,22228
$1,700,737.08
$ -
$ 351420022
$
$
$
$
$ _
8 z5g Doo.gg
8 _
=235.42$
$ _
$ _
g
$ -
$ 7 640 390.00
$
$
$
$
$
$ 458,815.00
$
$
$
$
' These figures are estimated based upon 201041 actual figures. The agreement states the out Incrementfund must otfael an shortfalls due to necessary maintenance and overhead costa.
"AS Permitted by HBS Code Section 34171(dXlXa) -This amount is being requested to establish a reserve for the anticipated shortfall In funding in the July- Dec. M13 period based upon thefunding shortage realized with the July - December 2012 RODS. From the June 2, 2012 her distribution, the Successor Agency received $404,151.44less than necessary to made debt service Payments on bonds.
(1) The City of Rosemead as the Success or Agency to Me Rosemead Community Development Commission anticipates receiving the°finding ofwmple8on In 2013 and will include expenditures for these projects through a revlsed BOPS as permitted under A 1484 for the use of Bond Proceeds once the Nfinding of completion' is recelved.