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MillimanPrepared by: John Hankerson 1301 Fifth Avenue, Suite 3800 Seattle, Washington 98101-2605 206/504.5545 September 24, 2008 o 0 0 0 Ulwilf - oaa el 0 cft a0 el 0 @R Nutt C @ m~3M o D • Q Q e O, City of Rosemead Classification and Total Compensation Study Section I Transmittal Letter ...........................................................................3 Section 11 Executive Summary .......................................................................4 Section III Firm Qualifications & Experience ...................................................9 Section IV Personnel .......................................................................................12 Section V Project Approach/Solution .............................................................14 Section VI Team Qualifications .......................................................................28 Section VII Project Timing & Fees ...................................................................30 Section VIII Proposed Contract Language ........................................................32 Appendix Consultant Biographies MILLIMAN 2 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • September 24, 2008 Ms. Gloria Molleda City Clerk City of Rosemead 8838 E. Valley Boulevard Rosemead, California 91770 Dear Ms. Molleda: Milliman is pleased to submit this proposal to conduct a Classification and Total Compensation Study for the City of Rosemead. We believe Milliman's experience and reputation for high quality compensation consulting services are second to none. Our experience administering salary surveys and designing compensation systems as well as our experience-based knowledge of the public sector and its unique challenges make us uniquely qualified to assist the City with this effort. In addition our experience bringing the best practices of our private sector clients into the conversation with our public sector clients has proven to be invaluable. Our consultants are committed to excellence and to providing the highest quality services to our clients. We have tried to be responsive to your RFP and would be happy to discuss our approach or qualifications with you. We have included a full scope of activities and recognize that you may want to limit or expand them to better fit your needs. If you believe that the Milliman team is qualified for this project, we would be happy to discuss modifying the activities to meet your budget and focus. This proposal is contingent on the execution of a written agreement by the parties. If we are the selected vendor, we are happy to negotiate a mutually acceptable definitive agreement that incorporates your required contract provisions and Milliman's required contract provisions. Included are Milliman's standard terms and conditions for your review. If we can provide any additional information to help in evaluating the Milliman team, please don't hesitate to contact me at 206/504.5545. Sincerely, John Hankerson Principal & Practice Leader, Strategic Rewards MILLIMAN • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • The City of Rosemead is soliciting proposals from qualified consultants with significant experience in job analysis, salary survey management, compensation and classification systems and communication. The focus of this effort will be: Classification Review of all pertinent background information including City job evaluation and compensation systems Develop and review job content information provided by employees Interview employees as needed to solicit additional job information e Conduct conferences with department management to review department structure and identify issues Recommend job/class title changes and consolidate where possible Recommend an approach to job measurement that fits the City's overall program Develop appropriate series of jobs/classifications Identify benchmarks and the relationships between benchmarks and other jobs in a series and relative to the overall structure Update job descriptions and evaluations to support recommended changes Provide all necessary guidelines for the maintenance of the classification system including job analysis, job descriptions, structure, managing job audits, etc. Communication Develop a communication plan for the project Conduct orientation and briefing sessions Maintain weekly contact with staff on study matters Review findings with staff Compensation o Identify labor markets and develop target data sources e Recommend benchmarks Review current compensation system Conduct total compensation survey Review internal and external equity Develop salary recommendations for each job Recommend placement of jobs into salary ranges Develop a maintenance program to keep the system current and responsive Prepare report of findings and recommendations Develop implementation strategy for recommended changes MILLIMAN • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Benefits (option as part of total compensation survey) e Collect specific benefit plan data from the City's peer group o Compare the relative value of the City's benefits to its peers e Combine the benefit values with cash compensation to evaluate the competitiveness of the "total compensation" package offered by the City Review the competitiveness of the City's total benefit package 4 Recommend changes to the City's benefit package to align it more closely to the City's total compensation philosophy and the desired "mix" of pay elements relative to each other If the City intends to look at total compensation, it is Milliman's recommendation that the two portions of this study, compensation and benefits, be tied closely together and in a job-based comparison. For both portions as a whole we plan to: e Identify the appropriate survey sample of organizations and information to be collected e Work closely with the City to identify appropriate benchmarks and then develop accurate survey jobs descriptions for each benchmark e Develop a comprehensive questionnaire to collect that information Administer the survey Statistically analyze and adjust the survey data as necessary Report and present the results of the study Performance Evaluation System Milliman will review the current system, its forms, application, evaluation criteria and process. Based on changes to job classifications, Milliman will recommend performance standards applicable to new or revised classifications. In addition we will evaluate and recommend changes to the documentation, measurement and management of performance at the City to align these practices with the City's goals and values. It is our intention to conduct this study with the following approach: Collaboration We believe that the best survey instrument, analysis and reporting will result from the consultants working closely with City personnel at each stage. It is our intention to: Provide sufficient explanatory material so that key stakeholders will understand the method, the process and the results obtained Develop the final report through close collaboration with City personnel "State of the Art" Analytics We believe that one of the pitfalls of common survey practice today is to separate the cash compensation data from the benefits data. We propose conducting our analysis such that the City can view the data both separately, element by element and aggregated together on a job basis for each of MILLIMAN the participants. For example, one element in our report could be base salary comparisons for each benchmark job; another element could be comparisons of the cost-based value of each major benefit component; and still another element could be a comparison of the total compensation provided to each job (a roll-up of base salary, health and welfare benefits, retirement benefits, and any bonus amounts). This kind of analysis can aid the City in optimally allocating its resources, development of better employee communications which focus on the value of the total package, and ensuring that the total compensation package offered by the City is competitive in the marketplace. Milliman's analytic approach will allow the City to determine its competitive position with respect to each pay element as well as all elements in total. Specifically this will demonstrate in actual dollars where surplus or deficits exist in the City's pay mix. The following table is an illustration of this type of analysis. Total Compensation Evaluation (Representative Illustration) Raze Salary ST[ C51 Medical and Vision Dental LTD Sick Leave Cash Out life Wsnance Pension RN¢e Medical Ocher Co-, Total Comp Mkt Ratio Off,, Clak Clicm $25,179 $0 $0 $2,339 $0 $128 $3,208 $445 $1,951 $0 $629 $34,179 87.4% Alk,A, $26,895 $1,205 $0 $4,116 $250 $281 $762 $474 S?555 $2511 $39,123 Recctfi mvt Client $26,354 $0 $0 S2,339 $0 $3(K $2,295 $318 $2,042 SO $659 $34313 90.0% Mkt Avg $26,587 $991 $0 $4,116 $250 $202 $547 $340 $2,526 $2,585 $38,144 Acc nunt aunt $42,738 $0 $0 $2,339 $0 $262 $1,968 $273 $3,312 $U $1068 $51960 85.9% \Ikt Avg $N,20 $3,505 $0 $4,116 $250 $195 $945 $4A $4,202 $2,585 $60,482 N,.B Clerk Cl-, $3?094 $0 $0 $2,339 $0 $188 $1,408 $195 $?487 $0 $802 $39513 97.0% ?Ikl Avg $29,266 $852 $0 $4,116 $250 $164 $+45 $277 $2780 $2,585 $40,736 Dan EtI,, Clink Client $23,999 $0 $0 $2,339 $0 $150 $1,123 $136 $ 1,8611 $0 $600 $30,226 83.1% Mk, Avg $25,461 $746 $0 $4.116 $250 $145 $393 $245 $?419 $?585 $36,359 Fmgrmvntt/Analyse Client $57,517 $O $0 $2,339 SO $309 $2,320 5322 $4;160 $0 $1439 $68,736 96.9% Mkt Avg $54,961 $2,820 $0 $4,116 $250 $187 $507 $316 $5,217 $2,585 $74911 S-, Cmnl Client $31,939 $0 $0 $2,339 $0 $232 $1,741 $241 $?475 $0 $798 $39,766 96.6% ,Mkt A,, $NMI $1,285 $0 $4,116 $250 $174 $472 $293 $1_777 $2,585 $41,183 Fl«trnian Client $42,843 $0 $0 $2,339 $0 $252 $1,891 $262 $3,553 $0 $1,146 $55,286 85.5% Mkt AT $49,785 $10742 $0 $4,116 $250 $195 $945 $277 $4,730 $?585 $64,623 ..\ICexnBa Client $26,813 $0 $0 $2,339 $0 $229 $1,716 3238 $2,078 $0 $670 $34,082 83.9% Mkt Avg $28,995 $I,I1AI $0 $4,116 $250 $615 $392 $244 $2755 $2,58i $40,641 ]wbm;an Client 548,2111 $O $O $2,339 $0 $181 $1360 $189 $3,736 $0 $1,205 $57,220 92.8% Mkt Avg $47,463 $1,899 $0 $4,116 $250 $159 $430 $267 $4,5W $2,585 $61,677 Cook Client $29,x0 $0 $0 $2,339 $0 $MI $1,654 $229 $2,252 $0 $727 536,481 90.3% Alkt Arg $28.931 $1,013 $0 $4.116 $250 $139 $378 $235 $2,748 $2,585 $40,3% lab Tc m m Chan $35,728 $0 $0 S?339 $0 $IM $1,258 $174 $2,769 $0 $893 $43,329 90.8% \Ikt Arg $15,010 $1751 $0 $4,116 $250 $123 $334 $207 $3,326 $$585 $47,702 Milliman will partner with City staff on each step of the project to ensure that the highest levels of quality are maintained as well as to ensure that each activity is clearly focused on the City's goals for the effort. The following brief summary of each activity reflects Milliman's approach. MILLIMAN 6 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • PLANNING: Milliman consultants will meet with a project Advisory Team to develop a detailed plan as well as begin the development of a communication strategy for the project and its implementation. Prior to this meeting, Milliman will review as much background information and data as the City can make available regarding the City's compensation program. COMPENSATION STRATEGY: Milliman will conduct interviews with key senior management for the purpose of understanding the City's past pay practices. We will also use these interviews to develop a strategy of compensation for the City, one that reflects desired competitiveness, the role of each element, the linkage with performance (if any), desired degree of flexibility, the definition of the "market," the degree of hierarchy and the degree of specificity desired in jobs, and other key elements of the City's total pay program. JOB CLASSIFICATION/ MEASUREMENT APPROACH: In order to slot jobs into appropriate pay ranges, the City must use a job evaluation/measurement approach of one kind or another. We will review existing practice and develop any modifications necessary to reflect the desired direction and strategy identified in the first two steps. Classification approaches are varied and often use job descriptions rather than broad classes. We will work with the City to determine which approach fits the City's needs best. Milliman can either modify the existing approach or create a new process for use in the City. The current trend in the market is to adopt a market-based approach to internal equity that relies on compensation data to determine pay levels and internal relationships and to drive the design of the classification system. This approach relies on a simple job measurement/slotting process to place jobs without market data into pay ranges. JOB DOCUMENTATION: Milliman will gather current information on the City's jobs using a JCQ (job content questionnaire) developed in partnership with the Advisory Team. This instrument will capture essential job duties, responsibilities, scope, complexity and minimum qualifications. The questionnaire will be tailored to align with both the job measurement approach and desired differentiation for career ladders. The questionnaire will be distributed to employees, completed and returned to Milliman for analysis. Milliman will conduct interviews with a representative sample of employees to confirm job content. For multi-incumbent jobs, a single questionnaire is preferred. BENCHMARK SALARY SURVEY: Milliman will identify benchmark jobs for inclusion in a custom salary survey. We will work with the Advisory Team to determine the most cost-effective and credible approach to collecting market data. Our experience is that a total pay survey (cash and benefits) can include up to 100- 110 jobs. The City may desire additional cash compensation data which can be gathered from published survey sources if the market ends up being given a prominent role in the City's pay philosophy. Our fee estimate provides an option for use of published data. BENEFIT SURVEY (OPTIONAL): There are two approaches possible for the City here. We recommend including benefits in the salary survey and developing actual values for each benefit analyzed and then combining those values on a job and organization basis to develop total compensation for each benchmark job. This is a very powerful way to analyze total compensation as it allows evaluating the mix and magnitude of each element of compensation. The other approach is to use published benefit data and provide a line-by-line comparison of the City's benefits to those described in the survey source. This approach is less costly and does not allow assigning an actual dollar value to the benefits nor does it allow combining the benefits' values with the cash compensation values to compare total compensation. MILLIMAN • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • JOB SLOTTING AND INTERNAL EQUITY: For jobs not included in the benchmark analysis, Mllllman will apply the job evaluation/measurement approach developed previously. We will ensure that these evaluations are related to the market to the degree desired by the City. Once all jobs have been evaluated, they will be assigned to a proposed salary structure that reflects the compensation philosophy and approach to job hierarchy defined early in the project. Milliman will also analyze the internal relationships among jobs to ensure that appropriate levels of internal equity are maintained. IMPACT ANALYSIS: Milliman will model the impact of proposed changes to pay ranges and job hierarchy on individual employees and on the total cost of compensation for the department. RE-ASSESSMENT: Milliman will develop, in partnership with Human Resources, a process for employees to request a classification reassessment in cases where there is disagreement with the recommendations of the study. If the City adopts a "market driven" approach to pay, we anticipate that the number of these kinds of appeals will be limited assuming that adequate training and communication are carried out with respect to the process and the use of data. We will provide such materials for the City to use if appropriate. IMPLEMENTATION: Working with the Advisory Team, Milliman will develop an implementation plan to assist the City in adopting any changes recommended as a result of the study. The plan will include detailed timeline, costs, communication activities, training schedules, etc. REPORTING: Final reports will be prepared for each group of employees documenting the project's activities, findings and recommendations. To the degree desired, Milliman can participate in presenting findings to key stakeholder groups. MILLIMAN • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Milliman is a Seattle-based actuarial and human resource consulting firm founded in 1947 and incorporated in Washington. Our offices are licensed to do business in nearly every state in the U.S. Milliman is part of Milliman Global, a network of actuaries and management consultants serving clients as recognized leaders in their respective countries. Milliman Principals share the ownership of the corporation and are responsible for its management. At present time, Milliman has over two hundred Principals in the United States. In the United States, Milliman has over thirty consulting offices. These offices provide consulting services across a broad spectrum of human resource areas including health and welfare plans, retirement programs, investor education, record-keeping services, compensation and human resources management, and organizational communications. In addition, our offices can coordinate services throughout Milliman with experts in a wide variety of areas. The collective resources of Milliman's thirty-two U.S. offices are available to every consultant staffed on this project. Financial Status of the Firm Milliman is privately owned and managed by its Principals, who have been elected in recognition of their technical, professional and business achievements. Milliman's revenues were over $522 million in 2007. Research Capabilities and Resources Milliman maintains an Employee Benefits Research Group in our Washington D.C. office. Our research consultants, which include actuaries and attorneys, specialize in compensation and benefits knowledge management and provide timely alerts and critical analyses of all emerging compensation and benefits-related developments from Congress, the White House, regulatory agencies, the federal courts, and other practice governing boards (such as the Financial Accounting Standards Board). Previous Experience City of Seattle John Hankerson and Stephanie Eng have conducted numerous projects for this client. The first project was a comprehensive audit of their compensation and classification process. The audit included a study of "best practices" among other municipalities, a review of their job measurement tool, analysis of their competitiveness in the market, a review of their job documentation processes and administrative processes and recommendations for change. The second project was an executive pay program redesign that included an extensive market pricing component, redesign of their performance appraisal process and recommendations on supplemental compensation elements (e.g. time off, bonuses, etc.). The third project was a custom compensation survey of executive, manager and information technology jobs at the City. MILLIMAN • • • • • i • • • • • • i • • • • s • • • • • • • • • • • • • • • • • • • i • • • • • • City of West Palm Beach John Hankerson and Greg McNutt conducted an extensive custom survey and published data analysis to assess and then modify the City's compensation program. Presentations to the City Council in support of making changes were provided by Milliman. State of Colorado John Hankerson and Greg McNutt completed the fourth year of audit services of the State's annual market survey and salary structure adjustment effort. Our task has been to review the methodology of the existing survey process, its conclusions and recommendations, and prepare a presentation of findings and recommendations for the Legislative Audit Committee. City of Olympia John Hankerson, Stephanie Eng and Greg McNutt provide ongoing consulting services to this client in reviewing executive total compensation and assisting with the development of a new pay program for non-represented employees. Our work has included numerous market studies, frequent meetings with a design team of city employees working on the project, interviews and presentations to the Directors, new pay structure, simplified job measurement tool for non-priceable jobs, new compensation philosophy statement, and salary administration guidelines. City of Tacoma The project team have recently completed a comprehensive total pay study for this City. Data collected included other cities as well as utilities and roughly ninety benchmarks and benefits data. Recommendations included a pay philosophy and new salary ranges. Our work included meeting with the City Council and management throughout the study. Below is a reference list of clients for whom this project team has provided classification and compensation services: Ms. Tina Nelson Human Resources Analyst City of Beaverton 503/526.2539 We are currently completing a classification and total compensation study for this City. The classification portion is basically completed. The City has under five-hundred employees. Mr. John Twitty CEO & General Manager City Utilities of Springfield 417/863.9000 This on-going client engaged Milliman to conduct a total pay analysis of its executive jobs as well as its rank and file jobs. The utility has roughly one-thousand employees both represented and not. MILLIMAN 10 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Mr. Patrick Cooney Director Human Resources City of West Palm Beach 561/494.1006 One year ago Milliman conducted a comprehensive analysis of the City's salary program including job titles, pay grade, and pay administration practices. Our recommended changes were presented to the City Council and approved after thorough discussion. The City employs under one-thousand employees. Ms. Shelley Middlebrooks Compensation and Classification Director University of Washington 206/543.2297 Total compensation study for over three-thousand employees, both represented and bargained. Reviewed classifications, pay ranges and other pay policies. Meet with bargaining units to review survey process and results when completed. Ms. Michelle Colin Senior Auditor State of Colorado 303/869.2823 Milliman conducts an audit of the State's total pay survey and its application. The survey affects more than five-thousand employees of the State. We review base pay as well as benefits and present findings to the legislative audit committee of the state legislature. Mr. Bill Gaines Chief Executive Officer Tacoma Public Utilities (City of Tacoma) 253/502.8378 Milliman conducted a total pay study primarily for the utility but that also included a number of key general government jobs three years ago. We are currently engaged by the City in a comprehensive classification and pay/benefits study that will result in totally revamped classifications, pay ranges/steps, policies, and potential performance-based pay administration. Bargaining units play a significant role in the process and Milliman meets both with management and these bargaining units regularly. The market analysis will collect cash compensation information as well as provide dollar values for major benefits in a way that the City and utility can compare their plans and total pay to their peers. (Note: The City has recently undergone a change in the HR function so the Director of the Utility can provide the most comprehensive reference for Milliman.) MILLIMAN 11 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Account Executive Milliman Account Executive (Client Oversight/Project Management): The Milliman Account Executive has overall responsibility for the outcome of client projects and directly responsible for overall deliverables and client satisfaction. John Hankerson will fill this role. The Account Executive will have responsibility for the day-to-day progress of the project, including assuring that Milliman resources are available, when needed, to complete agreed-upon project tasks; create and maintain the project plans and is directly responsible for meeting client expectations. The Account Executive has responsibility for completion and acceptance of deliverables; and works closely with the consulting team to assure resources are used appropriately. John Hankerson - Account Executive. Mr. Hankerson has worked extensively with a number of public, quasi-public and not-for-profit organizations in his seventeen years of consulting. Recently he has worked with the University of Washington on a number of compensation studies for non- represented and represented staff. In addition, he is the Account Executive for City Utilities of Springfield, the Cities of Seattle and Bellingham, the State of Colorado, Energy Northwest, Puget Sound Clean Air Agency, Port of Seattle, and Metro. He has helped a number of public sector clients develop and manage performance-based pay programs and progressive range systems. Project Team Quality Oversight: The Milliman Quality Oversight Consultant has overall responsibility for providing quality and strategic oversight to consulting activities. At Milliman we are committed to providing the highest quality of consulting advice and services to our clients. One way we accomplish this goal is to have experts review the work of other experts. Larry Daniels will fill this role. Milliman Project Management (Project Strategy/Integration): The Milliman Project Manager has overall responsibility for managing and coordinating compensation project elements and consulting assignments. Greg McNutt will fill this role. MILLIMAN 12 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Consulting Staff (Resource Consultants): Some individuals may perform project assignments and/or technical assistance work. These consulting team members are specialists with responsibility for completing assigned tasks. They will, for example; conduct data collection activities, interpret findings, draw conclusions, develop recommendations, and participate in meetings and reviews that relate to their particular area(s) of expertise. They will work with City staff and other Milliman staff members to complete project tasks and other assignments. The consultants who will fulfill this role include Stephanie Eng, Dave Evans, Jonathan Tsun and Lisa Hughes/ Milliman Administrative Staff (Clerical Support): As required, they will assist the Milliman consulting staff in administrative management tasks and perform clerical support, such as report production, etc. Various members of the Milliman staff will perform this function. Larry Daniels - Quality Oversight. Mr. Daniels will provide quality and strategic oversight to all project deliverables. Mr. Daniels has over twenty years of survey management experience and leads the survey group in Milliman's Seattle office. He has served as project manager for the annual Puget Sound Regional Salary Survey since its inception in 1981. Similarly, he leads the annual efforts to plan, conduct, and publish other major surveys, including the Northwest Management & Professional Salary Survey and the Northwest Executive Compensation Survey. Mr. Daniels also assists individual clients in conducting custom salary and benefit surveys, and in the establishment of competitive and cost-effective salary and benefit structures. Greg McNutt - Project Manager. Mr. McNutt will be responsible for managing and coordinating compensation project elements and consulting assignments. Mr. McNutt has been involved in the design and administration of a variety of compensation programs. In his eighteen years of experience he has focused on working in the public sector, recently for South Carolina Education Lottery, City of West Palm Beach, the State of Colorado and the Los Angeles Convention & Visitors Bureau where he has managed extensive projects to collect, analyze and apply large amounts of compensation data to client organizations. Additionally, he has managed and administered compensation and retirement benefit plans for an international private-sector organization. Lisa Hughes - Resource Consultant. Ms. Hughes will provide significant assistance in the reclassification process. She has over fourteen years in consulting and compensation management experience. Stephanie Eng - Resource Consultant. Ms. Eng will provide significant assistance to the client team on compensation analysis as well as survey administration and data management as needed. Ms. Eng has more than twenty years consulting experience and manages custom survey activities for the Seattle office of Milliman as well as consults to a number of organizations on compensation issues. Dave Evans & Jonathan Tsun - Resource Consultant. Mr. Evans and Mr. Tsun will provide assistance to the project in the form of administration and data management for the custom survey. Copies of the project team biographies are located in the Appendix of this proposal. MILLIMAN 13 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • The City of Rosemead (the City) is inviting qualified human resource consultants and professionals to submit proposals for a review of its compensation, classification and benefits system to ensure: The accurate assessment of job duties for each classification, the development of a job measurement tool to provide competitive and fair compensation for City jobs Competitiveness and equity of cash compensation and benefits A competitive and equitable salary program, including administration The development of a communication strategy that is explainable and defensible to all stakeholders Modification of existing performance evaluation system to align with updated classification descriptions as well as the City's performance focus. Milliman is responding to the City's request for proposals to conduct a review of its compensation program and make recommendations for changes and improvements. Scope of Work The project will include the following activities: Review of current pay philosophy and recommendations for improvement to align with organizational strategy, philosophy and values, competitive "best practices," and clarity. Review and modification of the classification, job measurement (evaluation) and related structures to ensure equity and accuracy as well as provide the City with a system that serves its need for career ladders and internal equity. The assignment of all employees to specific classifications/jobs based on the actual work currently being performed. The completion of a market benchmark analysis to include salary, (benefits optional) and other forms of compensation to assess competitiveness and appropriateness of pay mix. The assignment of jobs to appropriate pay ranges based on competitive information and the City's philosophy of equity. The development of a communication strategy to control the focus and content of communication during the project and during the implementation of its findings. Review and modification of the performance evaluation system The development of an implementation plan to include employee appeals process. The preparation of a draft and final report of findings, recommendations, and supporting justifications. MILLIMAN 14 Outline of Tasks Milliman, in partnership with the City, will: Develop a thorough understanding of the City's current process through interviews, meetings and a review of existing documentation. Communicate regularly with the City to review project milestones. Review and evaluate the current compensation program and develop recommendations for changes that will better align the City's compensation and classification process with its goals. The application, usability, and appropriateness in meeting the City's pay program goals will be preserved in all recommendations. Compare and analyze the compensation and benefits system with target labor market. Conduct regression analysis of general pay competitiveness as well as individual job analyses. Develop a job measurement/evaluation approach/tool that meets the City's pay philosophy and goals for recruitment and retention of personnel. Assign employees to appropriate classifications and modify titles and content as needed. Assign non-benchmark jobs to appropriate pay ranges. Ensure accuracy of job/class descriptions Ensure effective and appropriate performance evaluation process, system and forms Ensure effective communication throughout the study and after by developing a comprehensive implementation and communication strategy at the outset of the study effort, including communicating with City staff on all aspects of market analysis, benchmarking, plan design, and best practices. Program Objectives Milliman approaches projects like this one with a number of criteria that help us both to evaluate our client's programs and design new options for consideration. These criteria include: Internal equity: the maintenance of a compensation structure that fairly and objectively reflects each job's value relative to other jobs within the organization. External competitiveness: assurance that the City's pay structure is adequate to attract, retain and motivate employees. Effective administration: a program that is efficient, easy to communicate and understand, and responsive to changes in the marketplace. MILLIMAN 15 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Effective communication: plans and programs in place to ensure that employees understand how the pay program functions and the goals it is intended to achieve. Compliance: full compliance with all pertinent state and national guidelines and regulations regarding compensation. Project Components Project components include job analyses, competitive market analysis, salary structure review, performance evaluation, administrative systems and communications. We believe that communications are crucial to an organization's efforts to manage change, whether that change is a simple modification to an existing program or an entire shift in direction. Our consultants understand how public jurisdictions operate; we know how to manage human resources and foster effective communication. We have expertise in conducting employee focus groups and surveys, and planning communications strategies. The following is an overview of Milliman's suggested approach to achieve the required scope of services in the project: Planning and Communication Since Milliman typically conducts projects in collaboration with our clients, we suggest the City form an Advisory Team for this project. This Advisory Team should be comprised of the project coordinator and several other City representatives who have input and perspective regarding the strategic direction of the pay program. The Advisory Team will give Milliman feedback and provide information/data on the current program. Additionally, it will provide feedback on results and findings as they are developed. We do not anticipate that the City will need to dedicate staff either exclusively or extensively to this effort. The first step will be a planning meeting attended by Milliman and the City Advisory Team to finalize and refine the project work plan, scope and timeline. At this meeting we will review and agree on all major project deliverables and any other issues that need to be resolved before the project begins. The City will want to develop a communications plan at the start of this project, anticipating that some change will result from the analysis. The process of developing a communications plan involves the following: Research. We want to determine what employees and other key audiences know and feel about the current pay program, what media have been used to communicate with employees in the past (and how well they worked!) and what other significant events are taking place that might affect the communications. Planning. We can help you prepare a communications plan that will identify specific communications objectives, key audiences, important themes and messages, resources, roles and responsibilities and best media to employ. The planning process is usually conducted in a one-half day meeting with your Advisory Team. A Milliman consultant facilitates this meeting. Members of the Advisory Team prepare for the meeting by reviewing and completing a MILLIMAN 16 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • compensation communications planning guide. The outcome of this step is a communications roadmap that will guide us through communicating the project and its outcomes. Our price estimate includes consulting fees to develop the communication plan. Fees for additional communications work--if needed--can be determined once the plan is established. Data Review It is important for your consultant to have any information related to project elements as early in the project effort as possible. We suggest that prior to the initial planning meeting, the following documentation be gathered and transmitted to Milliman so that we can review it prior to this important meeting: Current pay structure and other related information. Current documentation and communication materials. e Results of any recent pay studies. Organizational information including department organization charts, mission statements, etc. e Copies of existing classifications and/or job descriptions. Copies of the job evaluation plan and the evaluations currently assigned to jobs. Information regarding the performance evaluation system including historical data, existing forms, samples of past evaluations, etc. Communications to employees about the pay system over the past twenty-four months. e Current employee and job compensation information in electronic format. Pay Plan Effectiveness Evaluation We use certain criteria in evaluating the effectiveness of a pay plan, including competitiveness, perceived fairness, linkage with organizational values, administrative ease, consistency of application, and retention and attraction features. To assess effectiveness, we must first determine the goals the organization seeks to realize through the pay program itself. This effort can also allow any changes to the philosophy to serve as a "ruler" against which to measure the programs that are in place. Pay Philosophy Review We propose to conduct interviews with key management to gather their perspectives on the City's "business," its strategy in the short and long-term, and perceptions about the pay system. Each interview will last approximately 45 minutes and will cover a pre-determined set of questions. Milliman will prepare a preliminary interview guide for review and approval by the Advisory Team prior to actual interviews. The following categories of questions will be included initially in the guide: MILLIMAN 17 Competitiveness of current total compensation system and desired competitiveness in the future Strengths and weaknesses of the system Importance of internal equity Ability/willingness of City supervisors to "manage" pay issues Performance orientation Mix of pay and benefits Role of each element e Effectiveness For the purpose of estimating fees, we have assumed up to eight interviews. Job Review and Development of Classification/Measurement System Specifically, we will: Review the City's "job measurement philosophy." Review advantages/disadvantages of current job hierarchy. e Identify strengths/weaknesses in current job measurement approach and suggest changes "best" suited for the City. e Perform gap analyses of current system as opposed to "best" suited. C Identify barriers and issues associated with recommended changes. Develop solutions to barriers and issues. Any change in the job measurement philosophy is likely to impact other programs related to how the City deals with its employees, including compensation, training and development, recruiting, selection, labor relations, seniority issues and various administrative activities. The result will be recommendations for classification/job measurement that can be used to slot jobs into the City's pay structure. (Note: Should the City move towards a "market-based" approach to job measurement, a tool of some kind will still be required to slot non-market jobs into the pay structure.) It will include: A. Supporting documentation. B. The ability to be regularly used to measure and compensate jobs while preserving the City's stated pay philosophy (i.e. link to market, internal equity, etc.). MILLIMAN 18 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • C. A mechanism to allow for modification in the system in event of labor market shifts. Total Compensation (Salary and Benefits) Assessment - Custom Survey Selection of benchmarks (It may be that the City will adopt a market-based approach, in which case we will collect data on most of the City's jobs rather than a "benchmark" selection.) The following criteria are ones that we have found to be valuable in selecting benchmarks for a pay study: Market comparability: it is important to select jobs that are commonly found in other organizations that are being surveyed Organizational hierarchy: it is important to select jobs that represent the full range of size of jobs being included in the study, from the smallest job to the largest Employee representation: it is important to select jobs that represent large numbers of employees whenever possible Cross-functional representation: it is important to select jobs that represent all of the functions within the organization, from administration to engineering to maintenance Key managers should review the preliminary list of benchmark jobs to ensure that data are collected on the "right" jobs, jobs that will provide the best set of data for the organization. The final list will be submitted for approval prior to the development of summary descriptions for inclusion in the survey instrument. Identification of survey sample To identify the appropriate survey sample of organizations, consideration must be given to the relevant labor market of the City. Milliman will identify for all benchmark job classes the types of organizations the City competes with for labor talent. In addition, we have found that management jobs often require selecting peer cities that are out of state in order to have sufficient sample size. We recommend close to thirty (30) organizations be targeted for participation. Participation rates generally do not exceed 50% so the number of organizations invited to participate must be large enough to ensure a reliable result. Once the appropriate organizations have been identified, contact information must be obtained. Milliman will determine the appropriate contact person for all organizations where the City is unable to provide such data. We also will develop specific data on cost of labor in each market where a survey participant is located. These data are critical to ensuring that a fair comparison is made when evaluating compensation practices. The process of selecting target organizations is directly related to the selection of benchmarks since participants must be likely to employ individuals in the benchmark jobs. MILLIMAN 19 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Identification of information to be collected The information collected as part of this study will provide the City with a picture of how its employees' compensation compares with that of its competitors. We recommend the following information be collected: e Organization name Type of industry Location of organization o Size of organization of employees, revenues, operating budgets, etc.) o Number of incumbents in each benchmark job o Strength of job match e Whether job is part of a collective bargaining agreement Average base salary for each benchmark job o Average bonus amount paid to each benchmark job o Salary range minimum, midpoint, and maximums For the benefit portion (if selected by the City), we will collect the following information (additional benefits can be included as needed by the City): o Premium or contribution to the medical plan across tiers o Premium or contribution to the vision plan across tiers Premium or contribution to the dental plan across tiers e Rate per $1,000 of life-insurance coverage (and level of coverage provided by employer) Premium or contribution to employee AD&D plan Premium or contribution to employee long-term disability plan (rate per $100) Sick leave or short-term disability benefits (levels, costs, etc.) o Annual percent match for defined contribution plans (401 k, etc.) Defined benefit formula(s) and/or other retirement plans Paid time off schedule Estimated percent of payroll spent on entire employee benefit program The data collection process is critical to the success of the project as our final analysis will be contingent upon the data we receive back. Development of survey mob descriptions It is our general practice to develop survey descriptions based on existing job documentation (descriptions or class specs), but we believe that using the job content questionnaires along with job descriptions will likely produce the best survey descriptions: Milliman will develop summary (capsule) job descriptions for each benchmark job using existing documentation and data collected through the JCQ (job content questionnaire). These descriptions will then be reviewed by the appropriate City personnel (managers over the job, human resource representatives, etc.). MILLIMAN 20 • • • • • • • • • • • • • • • • • • • • • • • • • • s • • • i • i • • • • • i • • • • • Development of survey questionnaire Milliman will compose a draft of the survey questionnaire that will include capsule descriptions of all benchmark jobs to be surveyed and the information described above. The City will then have an opportunity to review the questionnaire. Milliman will make any changes, modifications or revisions needed and a final draft will be submitted for approval prior to distribution. Administration of survey Milliman will duplicate and distribute the survey questionnaire to the identified survey sample of organizations as well as to the City. After surveys have been distributed, Milliman will make follow- up telephone calls to targeted participants to encourage participation. Milliman will also be available to answer questions about the survey and to help participants complete their forms. Milliman staff will call those organizations that have not submitted completed questionnaires soon after the submission deadline to further encourage participation. Milliman will collect, code, and review for completeness all survey responses. Milliman will contact participants if additional information or clarification is needed. Statistical analysis of survey data Data will be input into our survey processing software by Milliman staff. A thorough review of the data will be performed to flag any abnormal or extreme responses from participants. Milliman will discuss any of these types of responses with survey participants to determine how that information should be handled. Once Milliman is satisfied that the data is "clean" we will begin the statistical analysis. This will include generation of summary tables identifying key market comparison points such as the 25th percentile, 501h percentile, 75th percentile, and mean of all data elements collected. Depending on the number of responses from each of the market segments, these market points can be calculated for each segment or combination of segments. After the survey data are analyzed, Milliman will then compare the survey results to the City's compensation data. For each benchmark job we will provide a comparison of competitiveness. Because the benefit portion of a survey like this is complex, we have developed a valuation approach that ahs been successful with other organizations. Our general philosophy and methods are defined below. Base employer- refers to the median employer in the study. Comparison employer- refers to any employer to which the base employer is being compared. Relative value - refers to the value of a particular comparison employer's plan relative to the value of the base employer's plan. A relative value will be assigned to the benefit plan before applying any adjustments. This relative value is based on the characteristics of the base employer's demographics and the provisions of the comparison employer's benefit plan. This approach removes some of the differences that impair the comparability of the results. For example, two employers could have identical benefit MILLIMAN 21 plans; however, because of geographic location or employee demographics, the two plans may have significantly different costs. The relative values do not only look at the actual cost the employer is paying, but rather an assigned value that reflects the differences in benefit provisions. These adjustments include: Coinsurance amounts Co-pays e Limits Accrual and length of service 4 Geographic cost differences Plan provisions Employee contributions e Demographics of covered population Our actuarial methodology utilized for all variables will be fully documented, and where applicable, sources of references will be noted. For health care costs, the final report can include a fixed dollar per employee or a percentage of wages, as long as payroll information submitted from the base employer and the comparison employers are on the same basis. Milliman has a special understanding of the benefit needs of public-sector employers, gained through our consulting work for various states, counties and cities. Our consulting staff - which consists of qualified group actuaries, underwriters, and experts in managed care, finance and administration - will bring a unique partnership of talent to address the variety of issues facing the City. After the survey data is analyzed Milliman will then compare the survey results to the City's total compensation data. For each benchmark job we will provide a comparison of each element of the total compensation package as well as an aggregate comparison for all elements of the total package. The following illustrations are samples of potential analyses that could be used. Retirement Benefits Plan Evaluation (Representative Illustration) 75th% Avg 5DIh% Client 25th % u.nv. ii xrv. Il.six 9N% 0% 2% 4% 6% 8% 10% 12% 14% Percent of Base Pay MILLIMAN 22 Long-term Disability Plan Evaluation (Representative Illustration) 75th% Avg 50th% 25th% Client -'U 016% 013% % 0, 16 0.13% 013% 0.00% 0.02% 0,04% 0.06% 0.08% 0.10% 0.12% 0.14% 0.16% 0.18% Percent of Base Pay Job Slotting and Internal Equity We will use the job evaluation/classification methodology developed in this study to establish appropriate range placement for jobs consistent with the pay philosophy developed in the study. If the City elects to adopt a market-based approach, only a limited number of jobs will likely be evaluated. If another approach is selected, Milliman will apply the evaluation tool consistent with the desired approach. In addition, we will assess both internal equity and external competitiveness of all jobs once the job evaluation/slotting effort is complete. Once jobs have been measured according to their job content, each job can be represented on a graph by locating a dot at the intersection of the job content point value (horizontal scale) and the annual salary (vertical scale) being paid to each person occupying each particular job. The chart that follows is an example illustration of this process: $110 0M _ $90,000 _ m $70,000 550,000 $30,000 510,000 II 12 13 14 15 16 17 18 Crade Actual - - - 1211 % of Actual - - - - rill%. of Actual The line drawn through this pattern of dots is a "line of central tendency." It portrays a pattern of salary practices for the jobs on the graph. This graph allows comparisons to be made among the salary practices within and among occupational groups in the organization. These comparisons facilitate a determination of the internal equity of the existing compensation program. In addition, the analyses enable an evaluation of the current grade structure and highlights areas of concern or areas in need of modification. The above graph also contains lines at 80% and 120% of the "line of central tendency." These indicate a traditionally acceptable range around the organization's pay practice. MILLIMAN 23 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Impact Analyses Milliman will model the impact of proposed changes using a variety of different assumptions, reviewing the findings with the Advisory Team as appropriate before finalization of recommendations. Possible analyses include costs of bringing employees to the minimums of recommended ranges, costs to maintain certain range position and costs to mirror the desired market competitiveness level. Implementation Plan Implementation activities are dependent on the nature of plan changes and new plans that result from the study and design efforts. Anticipating the precise requirements of any implementation/conversion is impossible at the start of a project. Some or all of the following activities might be needed and appropriate for the City: Manager/supervisor briefings Announcement letters Personal compensation statements All-employee meetings Scripted presentations for managers/supervisors to share with staff Frequently asked questions (FAQs) sheets e Follow-up training after six months e Newsletters, brochures, summaries for employees e Video presentations As part of the project, Milliman will recommend the appropriate implementation activities that will best ensure successful implementation of any changes. Consulting fees in this proposal are for the development of an implementation plan. Consulting fees associated with any assistance that the City might require with implementation will be provided once the specifics of implementation activities are known and agreed to. Re-Assessment Working with the Advisory Team, Milliman will develop a process that allows employees who wish to request a review of the recommended classification. Milliman will participate in this review and provide a final recommendation based on the content of the appeal. MILLIMAN 24 Performance Evaluation System Milliman will recommend modifications to the process, the forms and the criteria used to measure and evaluate performance at the City. Recommendations will be reviewed with the Advisory Team. Where job classifications have changed in ways that would affect the performance standards for the classification, Milliman will propose new performance standards that are related to the class specifications and in line with current employment laws. Report Development and Presentation A written report documenting the findings, conclusions and recommendations will be prepared and delivered to the Advisory Team. Milliman will work with the Advisory Team to develop a presentation of findings and recommendations. In addition, Milliman staff will participate in this presentation to the degree desired by the Advisory Team. We often find that the internal staff are the most appropriate persons to deliver the bulk of the presentation, but we are willing to work with the City as extensively as desired. We propose a variety of reports for the City related to this project and will customize this element of the project to meet the City's specific needs. What follows below is a description along with a limited sample of the reports we suggest for consideration initially. Classification and Job Analysis Exec Asst,Sr Senior Executive Administrator Police Department Labor Relations Coord Senior Labor Relations Analyst Public Utilities Labor Relations Spec Labor Relations Analyst Personnel Department Personnel Analyst Benefits/HRIS Analyst Personnel Department Personnel Analyst Compensation Analyst Personnel Department Personnel Analyst Supv Compensation Supervisor Personnel Department Personnel Analyst,Asst Administrative Coordinator Personnel Department Personnel Analyst,Asst Benefits Assistant Personnel Department Personnel Analyst,Asst HRIS/Compensation Assistant Personnel Department Personnel Analyst,Sr Senior Compensation Analyst Personnel Department Personnel Analyst,Sr Senior Employment Analyst Personnel Department Personnel Analyst,Sr Supervisor, Benefits Personnel Department Personnel Analyst,Sr Senior Benefits Analyst Personnel Department Personnel Analyst,Sr Senior Compensation Analyst Personnel Department Personnel Spec Employment Specialist Public Utilities MILLIMAN 25 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Custom Compensation Survey ISurvey ABC Avg ABC/ Mkt # of # of Strength of Job Code Survey Job Title Base Pay 50th Orgs Incumb Match Base 25th Base 50th Base Avg Base 65th Base 75th 201 A¢ounting Tlanagcr $77,052 97% 8 9 2.0 $71,850 $79,642 $76,347 $81,998 $83,568 101 Administrative Sccretag - Department $51,641 103% 7 19 21 $42,312 $50,322 $51,012 $55,960 $59,718 102 Admininmticc Sccrewy - Division $43,294 95% 10 40 2,2 $44,328 $45,415 $48,217 $48,622 $50,7611 601 Assistant City P.nglnccr- Capital $78,978 90% 8 10 2.0 $86,918 $87,636 $86,846 $88,543 $89,147 602 Assistant Public Works IRrcctor $89,196 104% 3 5 2.3 $84,778 $85,509 $94,039 $93,624 $99,034 401 Associate Nanncr(IF,g Range) $63,300 95% 7 13 19 $64,580 $66,324 $66,394 $69,303 $71,290 "Normal Range" Around the Market 50th% (Public and Private) $150,000 $120,000 d $90,000 f $60,000 $30,000 $30,000 $60,000 $90,000 $120,000 Job Size X80% -Mkt 50th - 120% MILLIMAN $150,000 26 Summary Market Report Accounting Manager $77,052 94% $74,081 $82,367 $82,877 $90,982 Administrative Assistant (Exec Asst to City Admin) $66.552 102% $58,043 $65,323 $66.297 $72,947 Administrative Secretary -Dept $51,641 102% $44,792 $50,769 $51,233 $58,064 Administrative Secretary -Division $46,009 102% $40,489 $45,147 $46,092 $50,360 Asst. City Engineer $93,648 102% $83,182 $92,189 $90,540 $96,758 Asst. Director - Public Works $89,196 101% $80,568 $88,245 $91,848 $100,098 Budget Analyst $62,316 98% $54,846 $63,343 $63,545 $69,482 Budget Manager $71,592 80% $80,870 $89,467 $90,766 $104,185 Building Inspector $57,076 97% $52,902 $58,834 $58,862 $68,527 Building Official $93,648 106% $74,808 $88,689 $88,699 $100,444 Building/Planner Tecitnician(Building Permit Specialist) $52,012 112% $42,687 $46,401 $48,265 $52,352 City Administrator $134,688 94% $142,776 $142,900 $143,114 $143,345 City Attorney $111,060 94% $105,619 $118,324 $119,830 $133,598 City Clerk $60,360 62% $61.692 $73,392 $72,539 $80,923 City Engineer $98,340 91% $98,527 $107603 $108,233 $119,151 Structure Reports 18 Public Works Supervisor $79,512 86% $87,976 $73,739 $92,174 Planning Manager-Current $75,210 82% $90,853 $73,739 $92,174 Planning Manager-Long Range $80,904 88% $91,608 $73,739 $92,174 Project Manger $82,163 89% $93,692 $73,739 $92,174 Asst, City Engineer $93,648 102% $94,931 $73,739 $92,174 WJJ7P Protect Director $80904 88% $95,070 $73,739 $92,174 Asst. Dmik,t r-Public Works $89,196 97% $95,357 $73,739 $92,174 19 Building Official $93,648 92% $95,742 $81,114 $101,392 Budget Manger $71,592 71% $98,297 $81,114 $101,392 Police Lieutenant $70,415 69% $101257 $81,114 $101,392 Director- Information Technology $108,420 107% $105,318 $81,114 $101,392 20 City Engineer $98,340 88% $114,532 $89,225 $111,531 21 Deputy Chief $89,184 73% $116,585 $98,147 $122,684 Director- PIN B Comm Development $111,648 91% $123,907 $98,147 $122,684 Director - Public Works $108,420 88% $126,908 $98,147 $122,684 City Attcmey $111,060 91% $127,488 $98,147 $122,684 Judge $108,634 89% $128,162 $98,147 $122,684 22 Director - Finance $108,420 80% $133,222 $107,962 $134,952 Police Chief $108,420 80% $138,504 $107,962 $134,952 23 City Administrator $134,688 91% $143,167 $118,758 $148,448 MILLIMAN 27 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • The Milliman compensation consulting team is a seasoned team who have years of experience and education as well as strong working relationships. Mr. Hankerson and Ms. Eng have worked together for over seventeen years and together they have worked with Mr. McNutt for ten years. The three of them joined Milliman over six years. The team is effective as a unit and maximizes the benefits received by clients by ensuring that the most appropriate consultant works with each client issue. In addition, Milliman assigns two consultants to work closely on every client project so that at any time, should the primary consultant be unavailable, another consultant is fully up to speed and can respond immediately to the client's needs/requests. Our experience ranges from managing large projects like the City of Seattle total pay study with fees in excess of $100,000 to smaller pricing and classification work for Puget Sound Clean Air Agency at under $12,000 per year. We regularly conduct benchmarking studies and classification reviews for a variety of public sector clients: cities, agencies, states and other quasi-public jurisdictions. The State of Colorado has retained this consulting team for seven years to conduct regular assessments of management and implementation of the State's classification and compensation program. We are currently conducting a very similar study for the City of Tacoma that involves comprehensive classification, compensation and benefits analysis for over 3,000 employees in bargaining jobs as well as non-bargained. The Milliman team that will work with the City brings to the project considerable consulting expertise and benefits. These include: Consultants who have experience working with a wide variety of both private and public-sector organizations on the design and implementation of classification and compensation programs Significant experience analyzing and developing innovative pay programs to meet changing times for public sector entities e Extensive experience in conducting literally hundreds of market studies for dozens of public sector organizations Our salary survey library contains numerous published surveys available in the market. In addition, we have a number of proprietary surveys and databases developed for clients, including data collected for public and quasi-public jurisdictions. For example, our survey resources include surveys from Mercer Human Resources Consulting, Watson Wyatt, Hay Group, Hewitt, Towers Perrin, Dietrich & Associates, Abbott Langer, Economic Research Institute, Radford, Bureau of Labor Statistics, and a wide variety of regional and local data. The consultants included in the project team for the City also have extensive experience working with a wide variety of classification and compensation approaches. Our consultants have multiple years of experience consulting on the Hay Guide Chart Method of job evaluation. We have worked with other systems including the Colgate System, the Decision Band Method, the Position Appraisal Method (PAM) to name just a few. In addition, we have designed and/or modified literally hundreds of evaluation tools for our clients. These efforts have focused on a number of specific goals: Simplifying the process of assigning jobs into a hierarchy. Improving the link between the measurement tool and the marketplace. MILLIMAN 28 Improving the connection between organizational values (what an organization wants to pay more dollars for) and the compensation program. . Increasing credibility among employees with the processes used by human resources. MILLIMAN 29 Task Consultant Timing-I FHoursA lConsulting es Classification Planning & Communication Hankerson/McNutt Week 1 8 $2,000 Background Data Review Hankerson/McNutt Week 1 6 $1,200 Pay Plan Effectiveness Evaluation Hankerson/ Weeks 2-3 20 $3,400 Pay philosophy, salary ranges, job McNutt/Eng measurement, administration Job Analysis McNutt/Eng Weeks 4-10 25 $4,500 Job Content Questionnaire Employee Interviews 3 consultant days) McNutt/En 24 $4,800 Classification (-60 titles) Development of measurement system Hughes/ Weeks 8-15 60 $7,000 -Titles, assignment to classes Hankerson/ McNutt -New job descriptions Communication Orientation and Briefing Sessions Hankerson Weeks 1-2 15 $2,500 Ongoing Communication Ongoing 20 $1,500 Advisory team meetings 4 Hughes Ongoing 25 $3,000 Draft report reviews Inc Preliminary review of findings 7 $1,000 Compensation Custom Salary Survey Eng/Evans/Tsun Weeks 12- 80 $22,000' -Up to 40 benchmarks 18 -Between 20 and 30 participants Published Salary Data (^20 jobs) " Evansrrsun Weeks 14 - 1 hr/job $300/job or Match jobs to multiple survey sources 20 $6,000 Benefit Survey (optional, #1 ) Hankerson/Eng Weeks 14 - 50 $10,000 Benefit Stud (published data, optional, #2 20 10 $2,500 Job Slotting, Equity & Sala Ranges Hankerson/McNutt Week 21 12 $1,200 Impact Analyses Hankerson/ Week 22 6 $1,400 McNutt Performance Evaluation System Hankerson/ Ongoing 15 $2,800 Hughes Implementation Plan McNutt Week 23 8 $1,400 Report Development & Presentation Hankerson Week 24- 14 $2,200 26 Re-assessment En Weeks 26+ 20 $4,000 Totals 435` $81,900 Additional consulting services $225/hour 'Assumes full benefit valuation. Collecting general benefit plan info and comparing on a feature basis will lower the price by $7,500. -Optional, depending on City pay philosophy but included in the total price (market vs. internal equity) MILLIMAN 30 Milliman is prepared to commence the project upon reward of the contract. We do not foresee any obstacles presented by our other business obligations to meeting this timeframe. Our experience has been that clients typically run into internal delays. We have designated adequate resources to the effort and are confident that these resources will be available as needed by the City. We will commit to a "not-to-exceed" total fee amount once the precise scope of the project is determined by the City. We anticipate travel expenses (airfare, lodging and meals) related to six consultant trips to be no more than $3,200 for the scope of services under this request for proposal. These are additional and billed at cost. The above fees are estimates based on our understanding of the City's request. We are eager to work with the City on this opportunity and would be happy to adjust both scope and fees to reflect the City's expectations and resources. This proposal is valid for ninety days from receipt by the City. It is Milliman's policy to bill monthly for fees and expenses incurred in the previous month. MILLIMAN 31 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Milliman proposes the following language be included in the contract: Limitation of Liability. Milliman will perform all services in accordance with applicable professional standards. The parties agree that Milliman shall not be liable to the City of Rosemead, whether in tort, contract or otherwise, for any damages in excess of three times the professional fees paid to Milliman with respect to the work in question. In no event shall Milliman be liable for lost profits of the City of Rosemead or any other type of incidental or consequential damages. The foregoing limitations shall not apply in the event of the intentional fraud or willful misconduct of Milliman. Disputes. In the event of any dispute arising out of or relating to the engagement of Milliman by the City of Rosemead, the parties agree that the dispute will be resolved by final and binding arbitration under the Commercial Arbitration Rules of the American Arbitration Association. The arbitration shall take place before a panel of three arbitrators. Within thirty days of the commencement of the arbitration, each party shall designate in writing a single neutral and independent arbitrator. The two arbitrators designated by the parties shall then select a third arbitrator. The arbitrators shall have a background in either insurance, actuarial science or law. The arbitrators shall have the authority to permit limited discovery, including depositions, prior to the arbitration hearing, and such discovery shall be conducted consistent with the Federal Rules of Civil Procedure. The arbitrators shall have no power or authority to award punitive or exemplary damages. The arbitrators may, in their discretion, award the cost of the arbitration, including reasonable attorney fees, to the prevailing party. Any award made may be confirmed in any court having jurisdiction. Any arbitration shall be confidential, and except as required by law, neither party may disclose the content or results of any arbitration hereunder without the prior written consent of the other parties, except that disclosure is permitted to a party's auditors and legal advisors. Choice of Law. The construction, interpretation, and enforcement of this Agreement shall be governed by the substantive contract law of the State of California without regard to its conflict of law provisions. In the event that the limitation of liability provision is not enforceable under California law, the parties agree that New York law and not California law will apply to that provision. In the event that any provision of this agreement is unenforceable as a matter of law, the remaining provisions will stay in full force and effect. Third Party Distribution. Milliman's work is prepared solely for the use and benefit of the City of Rosemead in accordance with its statutory and regulatory requirements. Milliman recognizes that materials it delivers to the City of Rosemead may be public records subject to disclosure to third parties. However, Milliman does not intend to benefit and assumes no duty or liability to any third parties who receive Milliman's work in this fashion. To the extent that Milliman's work is not subject to disclosure under applicable public record laws, the City of Rosemead agrees that it shall not disclose Milliman's work product to third parties without Milliman's prior written consent. MILLIMAN 32 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • JOHN HANKERSON Principal & Practice Leader, Strategic Rewards John Hankerson leads Milliman's strategic rewards practice in the northwest. John works with organizations in developing and implementing strategic pay programs that maximize the effectiveness of base pay design, incentive pay programs, performance management systems and executive compensation plans. His recent work with organizations has focused on building strong linkages between business strategy and pay program design across all employee groups. EXPERIENCE John has over eighteen years of experience in the design and implementation of employee pay and incentive pay programs. John has worked with a number of organizations in developing employee and climate surveys, assessing the "state of the union" within organizations, and conducting "gap analyses" identifying gaps between what is desired and what is. He also has extensive experience in the design and administration of a wide variety of variable pay systems. John's consulting experience includes compensation philosophy and strategy development, short and long-term incentive design, executive pay and total compensation strategy. He has in-depth experience in the telecommunications, utility, not-for- profit, health care, pharmaceutical and high-technology industries. CLIENTS Sound Transit City of Olympia City of Bellingham Coinstar City Utilities of Springfield Les Schwab Tires South Carolina Education Lottery University of Washington EDUCATION & ACHIEVEMENTS State of Colorado City of Seattle City of Tacoma Cell Therapeutics Energy Northwest Metro Portland ZymoGenetics City of Richland M.B.A. from Stanford University Frequent speaker at compensation and human resource management seminars across the Pacific Northwest Member of WorldatWork Member of the Northwest Compensation Forum MILLIMAN 33 GREG MCNUTT Senior Compensation Consultant Greg McNutt is a senior consultant in the strategic rewards practice in Milliman's Seattle office. Greg assists organizations by analyzing and designing compensation and human resources programs including strategic pay strategy, job analysis, external market evaluation, and salary structure development. EXPERIENCE Greg has over eighteen years of experience with both employee and executive pay programs for a variety of public and private sector organizations. He also has experience in the design and administration of custom salary surveys and the design and implementation of performance management systems. CLIENTS Sound Transit ZymoGenetics Sacred Heart Medical Center T-Mobile City of West Palm Beach Oregon Lottery EDUCATION & ACHIEVEMENTS State of Colorado Federal Home Loan Bank of Seattle Metro Los Angeles Convention & Visitors Bureau South Carolina Education Lottery City of Tacoma Bachelor of Business Administration degree with a concentration in Human Resources Management from Pacific Lutheran University, Tacoma, Washington Member of WorldatWork Certified Compensation Professional MILLIMAN 34 LISA HUGHES Senior Compensation Consultant Lisa Hughes is a senior consultant in the strategic rewards practice in Milliman's Oakland office. Lisa assists organizations by analyzing and designing compensation programs including job analysis, external market evaluation and compensation database management. EXPERIENCE Lisa has more than fourteen years of experience in the design of effective human resources and compensation programs for a variety of public and private sector organizations, both as a consultant and as in-house expert and manager. She also has extensive experience in the design and administration of salary and performance management programs. CLIENTS Coinstar Cell Therapeutics City of Seattle State of Colorado City of Richland Energy Northwest Sacred Heart Medical Center J.Paul Getty Museum EDUCATION & ACHIEVEMENTS Bachelor of Science, Business Administration with an emphasis in Human Resources Management from California State University, Northridge Member of WorldatWork MILLIMAN 35 STEPHANIE ENG Compensation Consultant Stephanie Eng is a consultant in the strategic rewards practice in Milliman's Seattle office. Stephanie assists organizations by analyzing and designing compensation programs including job analysis, external market evaluation and compensation database management. EXPERIENCE Stephanie has more than twenty years of experience with both employee and executive pay programs for a variety of public and private sector organizations. She also has extensive experience in the design and administration of custom salary surveys. CLIENTS Coinstar Casey Family Programs Chapter 13 Trustees City of Bellingham Energy Northwest University of Washington City of Seattle Columbia County Snohomish County PUD Santee Cooper City of Tacoma Sacred Heart Medical Center MILLIMAN 36 DAVE EVANS Senior Compensation Analyst Dave Evans is a senior compensation analyst in Milliman's Seattle office. Dave provides market pricing, database analysis and job analysis to organizations during their review of their compensation programs. EXPERIENCE Dave has over four years of compensation experience in the public and private sectors, including experience in the design and administration of custom salary surveys and job analysis. CLIENTS BDO Seidman City of Federal Way TriMet City of Seattle Totem Ocean Trailer Express City Utilities of Springfield EDUCATION & ACHIEVEMENTS BA degree in Psychology, University of Nebraska-Lincoln MS degree in Organizational Psychology, Montana State University MILLIMAN 37 JONATHAN TSUN Compensation Analyst Jonathan Tsun is a compensation analyst in the strategic rewards practice in Milliman's Seattle office. Jonathan assists organizations by analyzing compensation programs including job analysis, external market pricing and database analysis. EXPERIENCE Jonathan joined Milliman after several years in the service industry. He has experience in data analysis and management. CLIENTS South Carolina Education Lottery SNOPAC YMCA of Greater Seattle EDUCATION & ACHIEVEMENTS Matanuska Telephone Association City of Federal Way American Seafoods Group Bachelor's degree in Business Administration with a concentration in financial analysis from the University of Washington MILLIMAN 38 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • LARRY DANIELS Principal, Survey Manager Larry Daniels is a compensation consultant and survey manager in the Seattle office of Milliman. EXPERIENCE Larry has more than twenty years of experience in compensation consulting and survey management. This experience includes the development and implementation of salary administration programs, the conduct of compensation surveys, and the review and development of human resource policies and procedures. He has performed assignments for clients in a variety of industries, including banking, manufacturing, health care, government, education, and utilities. Larry has served as project manager for the annual Puget Sound Regional Salary Survey since its inception in 1981. Similarly, he leads the annual efforts to plan, conduct, and publish other major surveys, including the Northwest Management & Professional Salary Survey and the Northwest Executive Compensation Survey. Larry also assists individual clients in conducting custom salary and benefit surveys, and in the establishment of competitive and cost-effective salary and benefit structures. Particular technical specialties include the implementation of point-factor and market-based approaches to job evaluation for public and private sector clients. He is skilled in communicating with employee groups to solicit employee input and to enhance their understanding and acceptance of the organization's compensation program. CLIENTS Nordstrom K2 Corporation Clark Public Utilities City of Seattle EDUCATION & ACHIEVEMENTS BA, magna cum laude, from UCLA MBA from University of Oregon Current member WorldatWork and Northwest Compensation Forum MILLIMAN 39