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CC - Item 7A - C3 AI - Memo from City Manager Kim & Order FormCITY OF ROSEMEAD ADMINISTRATION MEMORANDUM TO: Honorable Mayor and City Council FROM: Ben Kim, City Manager SUBJECT: April 23, 2024, Agenda Item 7.A — License Agreement with C3 Al DATE: April 22, 2024 On Friday, April 19, 2024, C3 Al sent a revised term sheet ("Order Form") and asked for it to be forwarded to the City Council for discussion at the April 23, 2024 meeting. The said Order Form is attached. In summary, C3 Al notes the revised Order Form addresses comments at the April 9th council meeting and the key changes are as follows: Generative Al • Sources of data have been expanded from two (2) to five (5) • To mitigate against the concern that 120K queries a year may not be enough when Gen Al is open to the public, C3 have added a clause that caps the monthly additional cost at $10K. • Clarified the terms that the contract includes post -implementation support • Added descriptions of runtime usage fee exclusion Law enforcement Added descriptions of runtime usage fee exclusion Attachment — Revised Order Form C Mal THIS ORDER (this "Order") is made and entered into as of the date of the last signature below (`Effective Date") between City of Rosemead (`Customer") and C3.ai, Inc. (C3 AF'). C3 At and Customer may also be referred to herein each as a "Party" and collectively as the "Parties." The capitalized terms used, but not defined, in this Order have the meanings set forth in the ELLA. 1. Commercial Terms A. C3 At Subscription Term: A deployment phase beginning on the Effective Date and continuing until four (4) months from the Effective Date (`Deployment Phase"). The Deployment Phase automatically converts to the Annual Subscription Phase for four (4) years and eight (8) months (`Annual Subscription Phase") unless Customer timely exercises the Opt Out Right in accordance with Section 4.0 below. B. Derdovment Infrastructure: C3 At hosting services account. 2. Fees TABLE 1— C3 At Subscription Fees* *All pricing options include hosting fees. 3. Fees and Payment Terms A. C3 At Subscription Fees Deplovment Phase: The fee for the Deployment Phase is $350,000 (the `Deployment Phase Fee"), and is an irrevocable, nonrefundable commitment on the Effective Date. The Deployment Phase Fee will be invoiced on the Effective Date. (Version) December 15, 2023 Order — Confidential Annual Subscription Phase C3 At Services eployment Phase (4 -months) Year 1 year 2 Year 3 Year 4 Year 5 8 -months C3 At Subscription C3 Generative At $250,000 $80,000 $117,500 $117,500 $117,500 $117,500 C3 At Law $100,000 $15,000 $20,000 $20,000 $20,000 $20,000 Enforcement C3 At COE Fees Included NA -NA -NA -NA -NA Number of Included 4.5 NA -NA -NA -NA -NA C3 At COE FTEs Annual Total Fees 5350,000 $95,000 $137,500 $137,500 $137,500 $137,500 5 -Year Total Fees $995,000 *All pricing options include hosting fees. 3. Fees and Payment Terms A. C3 At Subscription Fees Deplovment Phase: The fee for the Deployment Phase is $350,000 (the `Deployment Phase Fee"), and is an irrevocable, nonrefundable commitment on the Effective Date. The Deployment Phase Fee will be invoiced on the Effective Date. (Version) December 15, 2023 Order — Confidential ii. Annual Subscription Phase: Unless Customer timely exercises the Opt Out Right in accordance with Section 4.0 below, the fee for the Annual Subscription Phase is $645,000 (the "Annual Subscription Phase Fee"), and is an irrevocable, nonrefundable commitment on the day after the Opt Out Deadline. The Annual Subscription Phase Fee will be invoiced as follows: (i) $95,000 on the date four (4) months after the Effective Date, (ii) $137,500 on the first anniversary of the Effective Date, (iii) $137,500 on the second anniversary of the Effective Date, (iv) $137,500 on the third anniversary of the Effective Date, (v) $137,500 on the fourth anniversary of the Effective Date. iii. C3 Generative At The C3 Generative At subscription includes (i) up to 100,000 PDF/TIFF documents, (ii) up bwe-4five 5 source systems, with up to p*4-stFaGVw4d-dati+three 3 tables w:'w. each, and (iii) up to 120,000 queries per year. Additional queries will be charged at rate of $500 per 1,000 queries-, with additional fees not to exceed $10,000 in each month of the Subscription Term. For avoidance of doubt, the C3 Generative At Subscriptions includes commercially reasonable efforts to provide C3 At support services to integrate additional data into C3 Generative At during the C3 At Subscription Term, provided the additional data are within the Scope of Initial COE Objectives as specified in Exhibit A, (b) includes commercially reasonable efforts to provide C3 At support services to manaee, monitor, operate, and perform unerades of C3 Generative AL and (cl C3 At Runtime usaee fees are not applicable to C3 Generative AL iv. �� AT., -z- .@F°JA@^s.Customer may purchase C3 At Services a,a^^^ t4o SubsGFiptien T@^^ to integrate additional source systems into C3 Generative At at a rate not to exceed $50,000 per source system. V. C3 At Law Enforcement: C3 At Law Enforcement subscription includes access for up to 30 named end-users. Additional users will be charged at $100 per user per month. For the avoidance of doubt C3 At Runtime usage fees are not applicable to C3 At Law Enforcement. B. ism jays, PFi9_.. _44An netip@ at two _„to e f $41 66;! ..o_ FTE p@F R.eR4i _'oE FTE Resources Fees. The Parties have designated an initial objective for the CoE during the Deployment Phase as specified in Exhibit A. 4. Additional Terms A. EULA. This Order is subject to the terms of the C3 At End User License Agreement found at �https://c3.ai/legaFc3-ai-EULA.pdf (the "EULA"), which is incorporated herein by reference._ P -A. Reimbursement of Expenses. Customer shall reimburse C3 At at cost plus 15% for any reasonable and necessary expenses for travel and lodging incurred by C3 At during the provision of C3 At Services to Customer. SB. Ont Out Rieht. Provided Customer has paid all fees due and payable hereunder, Customer may opt out of the Annual Subscription Phase (the "Opt Out") by providing written notice to C3 At no later than fifteen (15) weeks following the Effective Date (such deadline, the "Opt Out Deadline"). If Customer timely exercises the Opt Out, this Order shall terminate four (4) months after the Effective Date. P -C. California Public Records Act. If Customer is a government entity subject to the public records and meeting laws of the State of California, including the California Public Records Act (Government Code Section 6250 et seq.) and the California Brown Act (Government Code Section 54950 et seq.), any information, including Confidential Information, communications, and documents received by Customer from C3 AI, and meetings involving Customer may be subject to requests for disclosure pursuant to the California Public Records Act and the Brown Act. Customer acknowledges and agrees that trade secrets are exempt from the disclosure requirements of the California Public Records Act and the California Brown Act. Customer agrees to provide C3 At with a reasonable opportunity to object to any disclosure of C3 At information, including, but not limited to, C3 At Confidential Information, including seeking an order to prevent the public disclosure of any C3 At Confidential Information or to require such Confidential Information to be disclosed under seal. [signatures on nextpage] (Version) December 15, 2023 Order — Confidential In Witness Whereof, each of the Parties has duly executed this Order as of the Effective Date. C3.ai, Inc. By: By: Name: Name: Title: Title: Date: Date: Address for Notice: General Counsel 1400 Seaport Boulevard Redwood City, CA 94063 USA Email: CK Kcal Address for Notice: Email: (Version) December 15, 2023 Order — Confidential City of Rosemead Exhibit A — CoE Deployment Phase Initial Objective The Parties have designated an initial objective for the Deployment Phase, including the Generative AI Deployment (`Deployment #1") and the C3 AI Law Enforcement Deployment (`Deployment #2"). Customer may change the overall objective of the CoE during the Deployment Phase in coordination with C3 AI and subject to the remaining available CoE FTE resources ordered in the Order. Deplovment #1: C3 Generative At As of the Effective Date, the joint objective of the Customer CoE during the Deployment Phase for Deployment #1 is as follows: i. Install C3 Generative AI in C3 AI's cloud environment. ii. Load the Deployment #1 In -Scope Data, as outlined in Table 1, into C3 Generative AI and set a regular sync schedule for ingesting and indexing. iii. Tune C3 Generative AI to improve the precision of search results based on the Deployment #1 In - Scope Data. iv. Expose results in the C3 Generative AI interface, and configure the ability to collect feedback from Rosemead users to enable ongoing model tuning and improvement. The scope of Deployment #1 includes unlimited users and is limited to up to 100,000 PDF/TIFF documents and up to Owe -F ive 5 source systems, with up to 4- @ s;F three 3 tables -- 44 ��each. Customer will need to perform the following activities to ensure a successful deployment: i. Provide access to the Deployment #1 In -Scope Data sources in Table 1. ii. Make subject matter experts and other Rosemead personnel available as defined in Table 3 iii. Make Rosemead users available for two (2) half-day training sessions on the C3 AI Software Table 1: Example In -Scope Data Type of Data (System Name) Description and example fields Expected Data format and frequency LaserFiche Public city documents, including council resolutions, PDF/TIFF; uploaded ordinances, meeting minutes, agendas, and staff reports, per sync schedule Municode/Civic Plus City municipal and building codes PDF, uploaded per sync schedule CRM* Public works database, with details of city projects (e.g., CSV graffiti abatements, tree trims, stormwater drainage) Gov Clarity* Parcel database, with property characteristics (e.g., API improvement characteristics, assessed values, address *Data source may be substituted with another data source, requiring similar level of effort to complete in agreement with C3 AI & the Customer. Deployment #2: C3 At Law Enforcement As of the Effective Date, the joint objective of the Customer CoE during the Deployment Phase for Deployment #2 is as follows: i. Deploy C3 AI Law Enforcement in C3 AI's cloud environment ii. Ingest and unify up to five (5) years of historical extracts of Deployment #2 In -Scope Data, as defined in Table 2, and configure live data connections (updated up to once daily). iii. Configure a data model with entities that represent logical objects related to Deployment #2 In -Scope Data. (Version) December 15, 2023 Order — Confidential iv. Expose the unified data and analytics in eight (8) standard screens of the C3 At Law Enforcement application: i. Executive Dashboard - displays jurisdiction -wide crime trends and a geospatial view for viewing, filtering, and exporting groups of cases ii. Search - returns relevant detail pages for any query across all ingested data iii. Case Details - generates a simple, interconnected page for viewing case narratives, evidence, and associations iv. Identity - automatically creates a single -pane -of -glass summary of criminal history, relationships, media, and pattern of life for any individual v. Blackboard- explores relationships between identities based on available relationship types across data sources vi. Investigations - Create collections of detail pages and collaborate with other application users, with an auditable log of user actions vii. Search History - view user searches and justifications for transparent administration and application usage reports viii. Vehicle Details - lists associations across identities, cases, and citations alongside license plate reader collections V. Configure up to four (4) role -based access control tiers to manage application and data access. Complete integration, quality assurance, user acceptance, and performance testing. Vi. Provide up to three (3) remote C3 At Law Enforcement training sessions to Rosemead's end-users. The scope of Deployment #2 C3 At Law includes access for up to 30 named end-users. Customer will need to perform the following activities to ensure a successful deployment: i cS@A1_go „ r 4...,..,,.., upa of ;Jnd@FSt,,.., iRg rn WJr with the T ,gs ..,.oto.. (;9u -ty Sh@Fiff's nff &- POF...:tURg r� 6r t. ,,,., OSS the r.. c, GPO rite in Tab]@ 2 4471.Provideaccess to and work with C3 At to set up live data connections to Deployment #2 In -Scope Data sources in Table 2. iii -ii. Make subject matter experts and other Rosemead PD personnel available as described in Table 3. Support product configuration by attending workshops. civ. Inform C3 At of all necessary steps and certifications needed for data access and deployment, including locations of access points, required clearances, and/or background checks Table 2: In -Scope Data (Version) December 15, 2023 Order — Confidential Expected Data Type of Data (System Name) Description and example fields format and frequency LA County Sheriff s Records Agency -wide information, records, documents, or files CSV; daily Management System pertaining to law enforcement operations. LA County Sheriff s Jail Data Agency -wide inmate management and incarceration data CSV; daily System Flock ALPR License plate reader data API; dail LA County Sheriff s CAD Agency -wide 911 call dispatch data API; daily (Version) December 15, 2023 Order — Confidential Table 3: Required Customer and C3 AI Resources Team Role Responsibilities Executive Sponsor Ensure overall project direction, unblock issues Project Manager Manages the day-to-day activities of Project team 1.5 FTE C3 At Data Scientist Develops and validates machine learning models 1 FTE Solutions Engineer Performs data integration, supports machine learning, configures 2 FTE application user interface Executive Sponsor Ensure overall project direction, unblock issues Project Management Day-to-day project operations and co-ordination with other 1 individual throughout the resources and groups project (<4 hours per week) IT/Systems Resource Supports extraction of required data, and integration to source Rosemead (1-2 hours per week during the first 4 weeks) systems Subject Matter Expert Join and participate actively in weekly meetings to provide 1-2 individuals (1-2 hours per required subject matter expertise and feedback through the week during first 8 weeks) project (Version) December 15, 2023 Order — Confidential