CC - Item 4A - Quarterly Interim Financial Update•
ROSEMEAD CITY COUNCIL
STAFF REPORT
CJ
TO:
THE HONORABLE MAYOR AND CITY COUNCIL
FROM:
OLIVER CHI, CITY MANAGER
DATE:
March 10, 2009
SUBJECT: QUARTERLY INTERIM FINANCIAL UPDATE FOR THE QUARTER
ENDED 12/31/2008
SUMMARY
Attached is the City of Rosemead Quarterly Financial Update for the Quarter Ended
12/31/2008 for City Council review.
Staff Recommendation
Staff recommends that the City Council receive and file the update report (Attachment
A).
PUBLIC NOTICE PROCESS
This item has been noticed through the regular agenda notification process.
Submitted by:
•
Steven Brisco
Finance Director
Attachment A: Quarterly Financial Update for the Quarter Ended 12/31/2008
APPROVED FOR CITY COUNCIL AGENDA: _j 0
ITEM NUMBER: q
Attachment A
•
•
•
Q2 City of Rosemead
Quarterly Interim Financial Update
2008-09 For the Quarter Ended 12/31/08
The purpose of this report is to present a "big
picture" review of the financial progress of the
City through the second quarter of fiscal year
2008-2009. Typical of California city
government, Rosemead's second quarter
revenues still appear low when compared to
the budget because of the timing of revenue
receipts. Franchise fees, property tax in-lieu of
sales tax and property tax in-lieu of motor
vehicle license fees are not received in 12 equal
installments, instead franchise fees are received
only once per year at the end of the fiscal year.
The two in-lieu fees just mentioned are very
significant in size and are received in January
and May of each year. Additionally, the last
payments for certain revenues are received
after the end of the fiscal year but are counted
(accrued) in the current fiscal year. An example
of accrued revenue is the Community
Development Commission's revenue which is
paid unevenly by the County from November
through August but all the revenue is included
in the current fiscal year. At the same time,
many expenditures, except for capital outlay
and one-time expenditures for annual insurance
premiums are evenly spent throughout all four
quarters. The effect is for the earliest quarters
of the fiscal year to experience a net loss
condition. However, this is normal and no
cause for alarm.
The focus of this report is on discretionary
funds such as the General Fund, Rosemead
Community Development Commission's funds
and the Rosemead Housing Development
Corporation's fund.
Finances in Brief
General Fund revenues (excluding a sales tax
allocation correction by the State) are slightly
below budget expectations and are beginning
to reflect the general state of the economy. For
example, building permit revenues are below
initial expectations as a result of limited
financing opportunities to developers and
individuals alike due to the struggling economy.
Total General Fund expenditures are 52.1% of
the budget at the end of the second quarter.
Special revenue funds such as CDBG, HOME,
Gas Tax and Prop A and C have received $3.1
million in revenue through the first and second
quarters and $1.6 million was spent for the
same period. The excess revenue is due to a FY
2007-08 deferred gas tax payment of $483
thousand paid by the State in September, $924
thousand from a Proposition 113 Gas Tax Grant
and $140 thousand from Traffic Congestion
Relief Program Gas Tax revenue. CDBG and
HOME funds reimbursement revenues are $21
thousand in arrears. CDBG and HOME
programs are on a reimbursement basis and
expenditures will be reimbursed by HUD in
subsequent quarters.
Community Development Commission (CDC)
funds received $2.6 million of gross property
tax increment payments from Los Angeles
County in November and December. From that
amount the CDC must transfer 20% to the Low
and Moderate Income Housing Fund, pass-
through payments to the County Fire Protection
District, Rosemead area school districts and L.A.
County for administration fees. CDC
expenditures totaled $7.6 million for the two
quarters ending December 31, 2008. Excess
expenditures were paid with accumulated prior
year fund balances, primarily due to timing
differences between the time when cash is
needed as opposed to when it is received.
Page 1 ,
Attachment A
•
•
•
Rosemead Housing Development Corporation
serves as the legal entity for the City's low
income senior housing apartments. Rents, and
transfers from the Low and Moderate Income
Housing Fund through the second quarter
totaled $329.3 thousand. FY 2007-08 revenues
for the same quarter were approximately the
same. Expenditures for the quarter were $184
thousand.
General Fund Revenues
$5.6 million (31.1%) of budgeted General Fund
revenues have been collected in the first and
second quarters of the fiscal year (see Chart 1).
While this seems like a small percentage of the
total budgeted revenue, it must be
remembered that significant amounts of
revenues such as franchise fees, property taxes
and property tax in-lieu payments are received
in subsequent quarters.
Taxes. General Fund taxes include Sales Tax,
Property Tax, Taxes In-lieu, Transient
Occupancy Tax and the like. Total taxes, not
including a one-time Sales Tax makeup
payment, is about 2% lower than last fiscal year
for the same period. At the end of the second
quarter, sales tax revenue collected was about
5% ($94,000) behind budget projections. Total
Property Tax collections are $765 thousand
(41.9%) through the end of the second quarter.
The current year's Property Tax collections are
$8 thousand lower than last year's first half year
property tax collections. The decline is
attributable to adjustments to assessed value
and the loss of unsecured tax from offices such
as Country Wide Funding. $687 thousand of
Transient Occupancy Tax has been counted for
in this report, a comparable amount to last
year. It comes as no surprise that a recurring
pattern of slowing revenues is emerging in the
General Fund. Staff is taking a very cautious
approach to revenue expectations and already
is contemplating if and what the appropriate
defensive tack should be for the remainder of
the fiscal year as well as the development of the
Page 2
FY 2009-10 budget.
Licenses and Permits. Since last quarter's
report, all building permit revenues have
declined sharply, a direct reflection of the
stressed economy and associated difficulty in
obtaining financing. Building permit revenue is
$593 thousand or 41.3% of budgeted revenue.
Considering the current economic conditions it
is difficult to believe that the rate of building
permit revenue receipts will accelerate
sufficiently, if at all, in the second half of the
fiscal year to meet annualized budget
expectations. The management team will
consider corrective actions for the remainder of
the fiscal year. Motor Vehicle License Fee
(MVLF) collections are 42% less than the same
period a year ago. The drop in MVLF is due to
sharply decreased vehicle registration
collections by the Department of Motor
Vehicles (DMV). In fact, the State did not remit
any MVLF in November and December to local
government. However, the State has scheduled
payments to local agencies for the rest of the
year. Staff will remain watchful of this revenue
source throughout the year and adjustments to
the budget may be necessary.
Fines & Penalties. Combined receipts from
Court Fines are $140 thousand and are
significantly greater than they were for the
same period last year. The quicker receipt of
revenues are the result of improved
enforcement, collections and reporting. Total
collections for the FY 2008-09 are expected to
match collections of the previous year at $411
thousand.
Other Revenue. Other General Fund revenues
are $628 thousand higher than the same period
last year due to a one-time $519 thousand
reimbursement from L.A. County for a special
Garvey Center project, as illustrated by Chart 1.
Attachment A
•
•
J
General Fund Revenues
$4,000 -«000's _
$3,500
$3,000 -
$2,500
$2,000
$1,500 i" -
$1,000
$500
4"°\ce~Q~° ~\~ecS `ra~~ F~ceSw~c O`r
0 12/31/2008 0 12/31/2007
Chart 1
General Fund Expenditures
General Fund salary and benefits as well as
maintenance and operations are fairly evenly
paid throughout the year and are tracking
within budgetary ranges for the combined first
and second quarters of this fiscal year. Capital
outlay is mostly for large, one-time items and
they do not track evenly throughout the year.
They are, however, within the budgetary range.
General Fund Expenditures
Salary and Benefits. General Fund Salary and
Benefit charges are slightly above budget
projections at 51.3% due mainly to payment
timing differences. There will also be some
additional salary savings by the end of the year
due to leaving certain non-critical positions
vacant. It is expected that by the end of the
fiscal year the timing differences will even out
and Salaries and Benefits will conclude the year
within budget plans. (See Chart 2).
Maintenance and Operations. Through the
first half of the fiscal year, maintenance and
operating expenses totaled $5.9 million or
52.2% of the budget. Individual line item
budget variances can be well above or below
Page 3
appropriation levels but when combined total
52.2 % of the budget. Some of the more
significant variances are discussed below.
With 50% of the fiscal year complete 86.7% of
the Building Inspections line item has been
spent. However, it is expected that inspection
costs will slow with the decline in building
projects throughout the City. Miscellaneous
construction costs are $60 thousand above
budget and the budget will be adjusted to bring
it in line with actual expenditures. One-time
costs for insurance premiums exceed the
budget by $74 thousand due to an accounting
decision that recorded a retrospective payment
in the FY 2007-08, it could have been recorded
in FY 2008-09. Either accounting treatment is
justifiable. The combined remainder of
maintenance and operating expenses, including
some one-time expenditures, are being spent in
expected budgetary proportions for the first
half of the fiscal year. Staff will continue to
monitor Maintenance and Operations
expenditures and make adjustments when
needed.
Capital Outlay. This is an expenditure category
that is characterized by relatively large, one-
time expenditures rather than a smooth even
flow of expenditures throughout the year. In
any quarter expenditures may seem large or
small, however, by the end of the fiscal year,
with careful monitoring, the expenditures
should be in line with the budget. Through the
second quarter of FY 2008-09 $149 thousand
has been spent on park and pool
improvements, the purchase of equipment and
office furniture and the development of the
website. The budget for General Fund capital
outlay is $443 thousand including $250
thousand which is programmed to be
transferred into the Capital Improvement
Program Fund for funding of large projects.
With careful monitoring by staff, expenditures
will remain within budgetary constraints for the
year.
Attachment A
•
•
•
General Fund Expenditures
($1,000's)
$7,000
$6,000
$5,000
$4,000
$3,000
$2,000
$1,000
8 12/31/2008 9 12/31/2007
Chart 2
Community Development Commission
The CDC has received two property tax
increment payments from L.A. County during
the first half of the fiscal year totaling $2.6
million. This amount is in line with budget
projections for the first half of the fiscal year.
20% of property tax increment must be
transferred to the Low and Moderate Income
Housing Fund when it is received. Low and
Moderate projects have very specific
requirements and are not planned for in the FY
2008-09 budget but will be in future budget
years as specific projects are identified. CDC
expenditures for the first and second quarters
of the year totaled $7.6 million. Expenditures
included: 1) $4.3 million for the purchase of
the Rosemead Inn, 2) $1.7 million for debt
service payments, 3) $443 thousand for salaries
and benefits, 4) $384 thousand for fire
protection pass-through and 5) $245 thousand
for transfers to the Low and Moderate Income
Housing Fund in the second quarter of fiscal
year 2008-09.
Rosemead Housing Development Corporation
As reported in the first quarter update report
the Garvey and Angelus senior housing project
finances remain remarkably consistent each
quarter. However, in addition to normal
operating costs, $352 thousand is due to the
City for land leases and administrative support
costs. In the FY 2009-10 budget, management
team members will present a plan to address
the continuing deficit in the housing fund. With
costs already held to a bare minimum the
management team will evaluate various
options. The following chart, with combined
first and second quarter data (not including the
transfer to the City), will further illustrate the
need to evaluate the fund:
Rosemead Housing Development Corp.
First and Second Quarters Ended
12/31/2008
'Angelus r~_+
Garvey NY
Rents
$ 79,551
$ 124,785
Low-Mod
transfer
62,500
62,500
Expenditures
(86,464)
(97,526)
Transfer to
City
(169,800)
(181,800)
Income
(loss)
$ (114,213)
$ (92,041)
Chart 3
Outlook for the Future
In spite of the downturns in some accounts,
most notably building permit and related
accounts, the outlook for Rosemead remains
remarkably resilient, for now. However, with
the Chairman of the Federal Reserve Bank
declaring that he doesn't expect the decline in
the economy to bottom out until the end of this
calendar year, the consequence to Rosemead is
the obvious loss of fees and the continuing
decline of sales tax revenues. The evidence:
Construction in the City has greatly decreased
and the City's Sales Tax Consultant is predicting
a continued slide in sales tax. Additionally,
though the State recently passed a budget, they
are still faced with significant shortfalls for the
foreseeable future. Historically, the State has
Page 4
Sal & Bnft Maint & Capital
Opn
Attachment A
• turned to local government for financial
assistance and it is probable that this will
happen again. A trailer bill to the recent State
budget required the CDC to pay an additional
$377 thousand passed through to the State
Education Revenue Augmentation Fund (ERAF)
and local school districts. The CDC is also
required to pay another $296 thousand to the
State ERAF in May.
Property tax revenue remains fairly stable and
other sizable revenues, for example property
tax in-lieu accounts, are expected to beat this
year's revenue estimates. The first of two
property tax in-lieu installments, which was
received in January, was larger than expected
and, barring any state confiscations, the second
payment, due in May, should exactly match the
first.
While there are causes for optimism we must
also remain vigilant about the City's finances. If
corrections need to be made they must be done
• quickly and decisively. The FY 2009-10 budget,
which is now in production, will also lay the
groundwork for a fiscally precarious year. It is
this attention to financial detail that will lead to
Rosemead excellence.
is
Page 5