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CC - Item 2C - PARS Alternate Retirement System• E M F, S ,~C~RPORATVP E ROSEMEAD CITY COUNCIL STAFF REPORT TO: THE HONORABLE MAYOR AND CITY COUNCIL FROM: ANDREW C. LAZZARETTO, CITY MANAGER DATE: JUNE 12, 2007 SUBJECT: PARS ALTERNATE RETIREMENT SYSTEM SUMMARY The City of Rosemead is required, on behalf of each part-time employee, to contribute to Social Security an amount equal to 6.2% of his or her salary. The employee also contributes 6.2% to Social Security for a combined contribution of 12.4%. The United States Congress adopted the Omnibus Budget Reconciliation Act (OBRA) in 1990. OBRA mandated that all part-time, seasonal, and temporary employees participate in a Qualifying Retirement System in lieu of Social Security. Congress specifically provided alternatives with statutory language spelling out the minimum requirements for alternate systems. The Public Agency Retirement System (PARS) offers an alternate retirement system (ARS) that meets the statutory requirements as specified by Congress. Under the PARS ARS program, part-time employees who work less than 100 hours per fiscal year can enroll. By enrolling, the total contribution to the retirement system for these employees will be 7.5% rather than the 12.4% mandated by Social Security. The 7.5% contribution rate can be split equally between the employee and the employer, meaning that the employee would contribute 3.75% to the program, and the employer would contribute 3.75% to the program. This program could save the City around $15,000 per year. In addition employees would be able to take home additional salary under the plan because of the reduced contribution rate (see Attachment A for additional details). Staff Recommendation Staff recommends the City Council take the following action: 1) Approve Resolution 2007-21 (Attachment B) providing for PARS as an alternative retirement system for part-time, seasonal, and temporary employees. ANALYSIS The OBRA and Section 3121(b)(7)(F) of the Internal Revenue Code (IRC) provide for certain employees to participate in a Qualifying Retirement System in lieu of Social Security. These employees are part-time, seasonal, and temporary. PARS provides such a plan for public agencies. APPROVED FOR CITY COUNCIL AGENDA-. • • City Council Report June 12, 2007 Page 2 of 2 As the plan administrator, PARS will ensure that all City of Rosemead part-time, seasonal, and temporary employees are enrolled and will hold orientation meetings to provide information regarding the program. PARS will provide training for our payroll staff to ensure that the program is properly implemented. PARS will also monitor the program and generate and submit all required reports. Part-time employees who work less than 1000 hours in a fiscal year will be enrolled in PARS ARS. If an employee works over 1000 hours in a fiscal year they must be enrolled in PERS. The employee contribution under the new system will be 3.75%. The employees will realize a benefit with PARS AIRS because the deduction will be taken from "pre-tax" dollars which will actually result in an increase in take home pay. The City will then contribute an additional 3.75% for a total retirement contribution of 7.5%. The benefits to employees are: 1. PARS plan participants are fully vested in their individual accounts. 2. In the event that an employee terminates employment with the City, assets in his/her account may be (a) distributed as a lump sum to the participant, (b) rolled over to an IRA or other qualified retirement plan that accepts rollovers or (c) used to purchase PERS service credits (if the employee is eligible.) 3. PARS contributions are pre-tax. Social Security contributions are deducted after taxes are paid. The result is additional take home pay for the employee. PUBLIC NOTICE PROCESS This item has been noticed through the regular agenda notification process. Submitted by: Oliver Chi Deputy City Manager Prepared by: ~ c K Ev.~ (~,P,w• ~ tzE 3 L~,crG~ Michelle G. Ramirez Economic Development Administrator Attachment A: PARS ARS Proposal Overview Attachment B: Resolution 2007-21 City of Rosemead Proposal for PARS Alternate Retirement System 0 • PUMK m,nn M' PARS Makfng fefirwnent %v* for you. '~1111\~ x,111\~ %111\~ -4. PARS Overview of PARS • Public Agency Retirement Services (PARS) Administers PARS Trust Program, a multiple employer retirement trust system for governmental agencies 450+ Member Agencies • Over 250,000 Participants 0 • Over 700 Retirement Plans Trusteed Plan FLOM AMC" PARS Matinq mw&n v Nx ya, • Exclusive benefit of participants and beneficiaries - Trust Assets held separately from the Assets of Union Bank of California and Agency - Trust Assets cannot be accessed by creditors of either the Trustee or the Agency CAWY PARS Mc"V reftw"v %<Y* kv you Fiduciary Issues • City may appoint the Trustee as investment manager and "Discretionary Trustee", and thereby pass fiduciary responsibility for investments to the Trustee - OR • City may elect to select their own investments and establish a "Directed Trustee" arrangement and retain fiduciary responsibility for investments Trustee must act pursuant to Government Code Section 53216.6 - Exclusive benefit of employees - Prudent person standard Pill Aw4cy PARS MobV reerernerrr KarA ill Over 200 Agencies with PARS ARS plans: School and Community Service Agencies Allan "nil CCD Anahem City SD Anna ISO AnteoDe valley Transit Baker Ccmrrunry Se-Atlas Barstow CCD Bonham ISO Brea Olirda U5D Capistrano USD Carrollton-F3miers B-arch ISO Central Region 5IG Cent-al SO Central USD Cerritos CCD Chato*-_as PD<-etas CCD r,}taf•ey Joirt Union H5D Chula Vista SD Coast CCD College of the Sequoias C:D Commerce ISD Community ISD CDDP&l 1°_t) Callas ISC Carton ISO East Side Mosquito Atatement East Side Union HSD Ennis ;SD Etimarda SD Fenton Avenue Charter School Foothil-De Anza CCD Fort Wort'i ISO Foul Valley SC Garland ISO Gill JSD Goose Cl --ISD Granada Hills Charter HS Greenville ISD Hairs Consolidated 15D City and County Agencies City of Ala reda City of Davis City of Alhambra City of Duarte City of Antioch City of Dubin City of Al Grance City of Duncanville City of Azusa City of El --err to City of Bakersfield City of Erreryville City of Banring City of Esconcido City of Benicia City of Fontara City of Berkeley City of Fountain Valley City of Beverty Hills City of Ga-dera City of Cal forria City City of Gilroy City of Campbel City of Glendae City of Capitola City of Glendo-a City of Carson City of Grand Draine City of Chula vista City of Grapevine City of Costa Mesa City of Harothorne City of Coring City of Hayward City of Cudahy City of Hercules City of Culver : ty City of Huntington Beach Updated 3/07 Hayward USD -lespena Ric and Parks -loll Junior Ccllege Hurtingtor Beach City SD tlurtingtor Beach LHSD Hurst-EIJe55-Bedford ISD Irene USD Irving_ 150 Italy ISO teller ISO -a Habra City SD Lancaster ISO -eonard :SD -ang Beach --CC -aria Beach JSC Las Angeles CCD -as Angeles USD Magnolia ISD NcCirney I5D META Cit✓ of Emeryvile Mesquite ISC Mup tas LSD rnontacpe Char-ter Academy hlorero Valet' USD rnororgo USD Moul View SD Mt. DAblo USC Newa^k USD Newpart-Mesa USD Oak'anC USD Ontaro-Mcntdar SD Orange County DcE Orange County vector District Orange USD Pacoima Charter Scholl Palmdale SD Placenta-Yorta Linda USD Pleasant Lill Rec a Parks City o` Huntington Park City of inolewood City o' :rvne cry of [rv l Crt} o= :rwmdale Cry V La Mirada Ci*.y of La Palma Cry of La Porte City of Laguna Beach Cry of Lake Forest City of LakewciDd Cit, of Lancaster City a Lodi City o` -ony Beach City l _onc Beach City of Longview City of Ma ibu Town of Mammoth Lakes City o` Mannaltan Beach Pomona USD Pol. Necties-Croves ISD Poway USD Princeton !SD Prosper ISD Rancho Santiago CCD Rrverside CCD Sdudebace Valley U_D Sar Se nardma _il San Diego Assn of Gcvts Sar Francisco LSD San:ose USD Santa Monca Blvd Charter Savanra ED School Emolo}e's Assn of CA Shasta-Trnt>, SIG Silver valley LSD Sate Cen:er _CC Tom 3ean ISD City of Mansfield City of Marysvi,le C tV cf Maywocc City cf Mescluita C AY cf Milpitas Gty cf Modesto C ty cf Monrovia C,ty cf Morgan Fill City of Morro Bay City cf Murrieta City of Napa City cf Natona City City cf Newpor Beach City cf Ncl Ric- lard Hils Gty cf Ncl City of Oceansida C.ty of Pacific Grove City of Pacifica CGty cf Palmdale Tuna ISD Twin ILcges SO Upland USD Vallejo Sanitation & Flood Valey of he Wor Fire Van Alstyne ISD Victor Valley C=D Vista USD Walrut Valley USD Wes!minster SD Westsuclle- U uor SC Whitesboro ISO Wills Pont ISD Wylie ISD Yuba City LSD City o` Dalo Altc City of Pasadena City o4~ aetalLmla City of Pico Pivera City o` noway City o- Redding City of Renc, NY Clty of Rldgecl City of Rowlett City of San Marcos City of San Marino City of San Rafael City of San Ramon City D" Santa Cla-a Cry V Banta Maria City o` Santee City of Scotts Valley Clty of Beal Beacn City o' Seaside -4t' of Signal Hill C ty of Sonoma : tV of South San Francisco _ ty of Southlake ty of Temple City : by of Watauga City of West Sacramento : ty of Westrrinstar _ ty of woodland : ty of Yuba City Torun cf Yucca valley -oal nga-Huron Pec & Parks :ounty of Dallas _ounty of gar Mateo runty of Shasta C • -ounty of Stanslaus County of vuta GD" PARS PARS Alternate Retirement System • Alternative to Social Security for Part-Time, Seasonal, and Temporary Employees (PST) Meets OBRA 190 Requirements • Complies with IRC 3121(b)(7)(F) requirements 457 defined contribution plan 0 • Reduces cost to Agency due to lower total contribution rate compared to Social Security PARS PARS Alternate Retirement System CI • Agency's only financial obligation is to provide the pre-determined contribution amount • Contribution may be split in any manner between the Agency and Employee (i.e.: 6.2/1.3, 7.50/0, etc.) • Employee's benefit is the accumulated account balance at distribution of 7.5% PARS Alternate Retirement System MA" ACD" M IMF" PARS A&" feW"7WW of* fW yM • SCENARIO # 1 CONTRIBUTION SPLIT Employer = 3.75% • Employee = 3.75% Benefits to the Agency Assumptions 100 PST employees $750,000 Annual Payroll Expenses paid by the Agency Contribution Split PARS Mc" rftwmm *a* for ym EE Contribution: 3.75% ER Contribution: 3.75% rst Years PARS-ARS Savings to Employer over Social Security 6.2% $14,708 in Annu $50,000 Savings $45,000 $35,000 $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 $0 PARS-ARS 0 I* 'mx AGO" PARS MCtinq mWwpen/,+"ft for you Cumulative Savings Over Social Security LI • i Year Savings $14,708 5 Year Savings $78,652 10 Year Savings $160,642 Benefits to the Employees Assumptions: EE Contribution: 3.75% ER Contribution: 3.75% • A- PARS ibryou Comparison of PARS-ARS and Social Security PARS-ARS SOCIAL SECURITY GROSS INCOME $7,500 $7,500 LESS PARS @ 3.75% ($281) TAXABLE INCOME $7,219 $7,500 LESS TAXES @ 20% ($1,444) ($1,500) LESS SOCIAL SECURITY @ 6.20% ($465) NET INCOME $5,775 $5,535 ADDITIONAL TAKE-HOME PAY $240 0 Resolution No. 2007-21 CITY OF ROSEMEAD LOS ANGELES COUNTY, CALIFORNIA WHEREAS it is determined to be in the City's best interest and its employees to provide a Qualifying Retirement System for its employees not currently eligible for such a Qualifying Retirement System, thereby meeting the requirements of Section 11332 of the Omnibus Budget Reconciliation Act (OBRA 90) and Section 3121(b)(7)(F) of the Internal Revenue Code (IRC), WHEREAS the Public Agency Retirement System (PARS) has made such a system available to the City and its eligible employees and qualifies under OBRA 90 Section 11332, IRC Sections 3121(b)(7)(F) and 457(b), and meets the meaning of the term "retirement system" as given by Section 218(b)(4) of the Federal Social Security Act. NOW THEREFORE, BE IT RESOLVED THAT: The City Council hereby adopts the PARS 457 Trust, including the PARS Section 457 FICA Alternative Retirement Plan, effective July 1, 2007, the Effective Date for the benefit of employees on that date and hired thereafter; and 2. The City Council hereby appoints the City Manager, or his/her successor or his/her designee as the City's Plan Administrator for the Public Agency Retirement System; and 3. The City's Plan Administrator is hereby authorized to implement the plan(s), execute the PARS legal documents on behalf of the City and to take whatever additional actions are necessary to maintain the City's participation in PARS and to maintain PARS compliance of any relevant regulation issued or as may be issued; therefore, authorizing him/her to take whatever additional actions are required to administer the City's PARS plan(s). AYES: NOES: ABSENT: ABSTAIN: STATE OF CALIFORNIA COUNTY OF LOS ANGELES , the Clerk of the City Council of the City of Rosemead of Los Angeles County, California, hereby certifies that the above foregoing resolution was duly and regularly adopted by said City at a regular meeting thereof held on the , and passed by a vote of said Council. IN WITNESS WHEREOF I have hereunto set my hand and seal this City Clerk • • r.1:,. IM A ; Hal r , kW Milliman Consultants and Actuaries VIA OVERNIGHT DELIVERY February 2, 2007 Mr. Dennis Yu, CEBS Vice President, Consulting Public Agency Retirement Services 5141 California Avenue, Suite 150 Irvine, CA 92617-3069 Re: July 1, 2006 Contribution Rate for the City of Rosemead Retirement Enhancement Plan Dear Dennis: 1921 Gallows Road, Suite 900 Vienna, VA 22182 Tel +1 703-917.0143 Fax +1 703-827.9266 www.milliman.com As requested, we have completed our July 1, 2006 contribution rate calculations for the City of Rosemead Retirement Enhancement Plan. The calculations were completed as follows: 1. For miscellaneous employees and the contract City Attorney, there are two tiers of benefits, described below: a. Eligibility for an immediate benefit is defined as reaching age 55, completing 20 years of Rosemead service, and retiring concurrently from both the City and CalPERS after leaving City employment. The Retirement Enhancement Plan provides a benefit equal to the "3.0% at 55" plan factor (formula is a static 3.0% at age 55 and older), less the CalPERS "2% at 55" plan factors for all years of City service. b. Eligibility for an immediate benefit is defined as reaching age 60, completing 10 years of Rosemead service (but less than 20), and retiring concurrently from both the City and CaIPERS after leaving City employment. The Retirement Enhancement Plan provides a benefit equal to the "2.5% at 60" plan factor (formula is a static 2.5% at age 60 and older), less the CalPERS "2% at 55" plan factors for all years of City service. This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • • Mr. Dennis Yu, CEBS February 2, 2007 Page 2 2. For City Council members, there is one tier of benefits, described below: Eligibility for an immediate benefit is defined as reaching age 55, completing 12 years of Rosemead service, and retiring concurrently from both the City and CalPERS after leaving City employment. The Retirement Enhancement Plan provides a benefit equal to the "3.0% at 55" plan factor (formula is a static 3.0% at age 55 and older), less the CalPERS "2% at 55" plan factors for all years of City service. 3. The Plan has been amended to include a pre-retirement death benefit for those eligible employees who die while actively employed with the City and meet the age and service eligibility requirements for a supplemental retirement benefit as described in #1 and #2 above. The benefit will be paid to a surviving spouse or domestic partner. The beneficiary will receive a life annuity equal to the employee's supplemental retirement benefit actuarially reduced as if the employee had elected a 100% joint-and-survivor annuity. 4. We have also incorporated a second plan amendment as directed in your October 26, 2006 e-mail. Please refer to that correspondence for more specific guidance on the amendment. 5. We have done the valuation using interest assumptions of 6.5%, 7.5% or 8.5% per annum to test sensitivity. In general, the interest rate assumption should be the best estimate of the expected long-term rate of return on assets, which is largely driven by your expected asset mix. 6. We have used the RP-2000 Combined Healthy mortality tables for males and females to emulate with a published table the mortality rates used by CalPERS for June 30, 2004 valuations (assumption change). 7. We have updated the salary scale assumption to that of the Public Agency Miscellaneous employees with an Entry Age of 30 used by CaIPERS in their June 30, 2004 valuations (assumption change). 8. We have changed the payroll growth assumption from 3.75% per year to 3.25% per year. We use the payroll growth assumption as the annual increase rate of amortization payments for the unfunded actuarial liability (assumption change). All other actuarial assumptions are consistent with those used by Milliman in our prior July 1, 2004 actuarial valuation report for the City of Rosemead Retirement Enhancement Plan. This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • • Mr. Dennis Yu, CEBS February 2, 2007 Page 3 This letter-report summarizes our results and is separated into the following nine sections: 1. Results II. Participant Data as of July 1, 2006 III. Participant Reconciliation as of July 1, 2006 IV. Income Statement for Period Ending July 1, 2006 V. Determination of Actuarial Gain/(Loss) as of July 1, 2006 VI. Schedule of Funding Progress VII. Plan Provisions VIII. Actuarial Assumptions IX. Actuarial Methods In preparing this letter-report, we relied, without audit, on information supplied by PARS. This information includes, but is not limited to, plan provisions, employee data, plan assumptions, and financial information. In our examination of these data, we have found them to be reasonably consistent and comparable with data used for other purposes. Since the contribution rate calculations are dependent on the integrity of the data supplied, the results can be expected to differ if the underlying data is incomplete or missing. It should be noted that if any data or other information is inaccurate or incomplete our calculations may need to be revised. We have increased the salaries provided by 7% to account for the EPMC included in final compensation, per your e-mail dated November 8, 2006. As in the last valuation, service credits used for this valuation are based on data provided by the City. On the basis of the foregoing, we hereby certify that, to the best of our knowledge and belief, this report is complete and accurate and has been prepared in accordance with generally recognized and accepted actuarial principles and practices which are consistent with the actuarial standards of Practice promulgated by the Actuarial Standards Board and applicable Guides to Professional Conduct, amplifying Opinions, and supporting Recommendations of the American Academy of Actuaries. We further certify that all costs, liabilities, rates of interest, and other factors for the Plan have been determined on the basis of actuarial assumptions and methods which are individually reasonable, taking into account the experience of CalPERS and reasonable expectations. Nevertheless, the emerging costs will vary from those presented in this report to the extent actual experience differs from that projected by the actuarial assumptions. This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • Mr. Dennis Yu, CEBS February 2, 2007 Page 4 Actuarial computations presented in this letter-report are for purposes of determining the recommended funding amounts for the 2007 fiscal year. Actuarial computations under GASB Statements No. 25 and 27 are for purposes of fulfilling financial accounting requirements. The calculations in the enclosed report have been made on a basis consistent with our understanding of the Plan's funding goals and of the GASB Statements No. 25 and 27. Determinations for purposes other than meeting those requirements may be significantly different from the results contained in this report. Accordingly, additional determinations may be needed for other purposes. Millimart's,wo(h product was prepared exclusively for the management of the City of Rosemead and PARS for a specific and limited purpose. It is a complex, technical analysis that assumes a high level of knowledge concerning the City of Rosemead operations, and uses City of Rosemead data, which Milliman has not audited. It is not for the use or benefit of any third party for any purpose. Any third parry recipient of Milliman's work product who desires professional guidance should not rely upon Milliman's work product, but should engage qualified professionals for advice appropriate to its own specific needs. We respectfully submit the following report, and we look forward to discussing it with you at your convenience. I, Robert S. Dezube, am a consulting actuary for Milliman, Inc. I am a member of the American Academy of Actuaries and meet the Qualification Standards of the American Academy of Actuaries to render the actuarial opinion contained herein. Sincerely, Milliman, Inc. Laura Lyn-Kew Actuarial Analyst Robert S. Dezube, FSA Consulting Actuary C: Kevin Murphy RSD/LLK/ST/PHA/54 M:1PAS\RosemeacN200612006va1.doc )FFICES IN PRINCIPAL CITIES INORLG1NQE This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • • Mr. Dennis Yu, CEBS February 2, 2007 Page 5 1. City of Rosemead Results July 1, 2006 Interest Rate 6.5% 7.5% 8.5% 1. Present Value of Future Benefits: a. Actives $3,063,895 $2,533,969 $2,125,447 b. Terminated Vesteds 0 0 0 c. Retirees 1,261,776 1,142,245 1,041,075 d. Total $4,325,671 $3,676,214 $3,166,522 2. Present Value of Future Normal Costs a. Actives $968,109 $702,915 $515,202 b. Terminated Vesteds 0 0 0 c. Retirees 0 0 0 d. Total $968,109 $702,915 $515,202 3. Actuarial Liability [(1.) - (2.)] a. Actives $2,095,786 $1,831,054 $1,610,245 b. Terminated Vesteds 0 0 0 c. Retirees 1,261,776 1,142,245 1,041,075 d. Total $3,357,562 $2,973,299 $2,651,320 4. Entry Age Normal Cost: $92,837 $72,275 $56,571 5. Actuarial Value of Assets: $1,438,282 $1,438,282 $1,438,282 6. Unfunded Actuarial Liability [(3.) - (5.)] $1,919,280 $1,535,017 $1,213,038 7. Unfunded Actuarial Liability Amortization $154,603 $132,313 $111,616 8. Valuation Payroll: $2,367,310 $2,367,310 $2,367,310 9. Fiscal Year 2007 Employer Contribution % a. Normal Cost [(4.) / (8)] 3.92% 3.05% 2.39% b. Unfunded Actuarial Liability [(7.) / (8.)] 6.53% 5.59% 4.71% c. Total 10.45% 8.64% 7.10% Based on a 20-year amortization period from July 1, 2002 (16 years remaining) with amortization payments increasing 3.25% annually. Payments are assumed to be made throughout the year. MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • • Mr. Dennis Yu, CEBS February 2, 2007 Page 6 Ila. Participant Data as of July 1, 2006 a. Participant Counts: Males 25 Females 15 Total 40 b. Average Ages: Males 50.1 Females 45.5 Overall 48.5 c. Average Service (years) : 11.9 d. Valuation Pay: $2,367,310 e. Average Pay: $59,183 f. Retiree Counts: Males 6 Females 1 Total 7 g. Average Annual Retiree Benefit: $12,281 MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. 0 ONMln11~(Dlt7L(7~r r O 0 F- o a~ ~ o 0 0 0 0 0 0 0 0 0 0 0 O O ~ o 4 M ro O O O O O O O O O N O O N M E a c ro ~ M O 0 0 0 0 0 0 0 0 0 x 0 r- T t O M a U O N N h 0 OOOOOOr000*- N 0 V N 4 q .i o N N o y 000000*-0x00 N ro~ m m U N z o a~ 0 } 0 0 0 0 r N r 0 r N 0 0 r- (j r a ro a a~ ro~ 0 o 0 O C) 0 C) r t- 0 0 y O r ~ O N ~a O ~ c Q 00 GOON r r CY) T-000 00 v~ ~ ~ bl y ~ Qro U - V ~ .q G Q a COI O O N O r CO O N 0 0 0 O o ro o ~ h G (I) w V r y ~ ~ c Q w U ON-NOOOO -00 CD a~ 70 D 3a }N `E N a E a O LO N M 1- V y ' N mm4 LO((0w 0 0 0 0 0 0 0 0 0 O Q~ 3 m 0) ~MOln0l 0LO0m0 I- ~ 0 ~LLd -0 ` ~M~~In~(~(OI~ N M ~cx 0 • Mr. Dennis Yu, CEBS February 2, 2007 Page 8 Ill. Participant Reconciliation as of July 1, 2006 Actives Retirees Total Participant Count as of July 1,.2004 39 4 43 New Entrants 9 0 9 Terminated without a benefit (5) 0 (5) Retired (3) 3 0 Adjustments 0 0 0 Participant Count as of July 1, 2006 40 7 IV. Income Statement for Period Ending Ju/V 1, 2006 1. Market Value of Assets as of July 1, 2004 2. Receipts a. Employer Contributions 7/1/04 - 7/1/05 b. Employer Contributions 7/1/05 - 7/1/06 c. Total Receipts = [2a. + 2b.] 3. Disbursements a. Benefit Payments b. Expenses c. Total Disbursements = [3a. + 3b.] 4. Net Earnings on Investments 5. Market Value of Assets as of July 1, 2006 = [1. + 2c. - 3c. + 4.] 6. Average Rate of Return for the Period MILLIMAN 47 $828,182 $281,494 271,940 $553,434 $134,025 879 $134,904 $191,570 $1,4382 2 8.8% This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • • Mr. Dennis Yu, CEBS February 2, 2007 Page 9 V. Determination of Actuarial Gain/(Loss) as of July 1, 2006 (Based on investment return assumption of 7.5%) 1. Actual Unfunded Actuarial Liability as of July 1, 2004 $ 1,754,451 2. Gross Normal Cost as of July 1, 2004 $ 70,206 3. Receipts 7/1/2004 - 7/1/2005 a. Employee Contributions $ 0 b. Employer Contributions 281,494 c. Interest Earnings 10,556 d. Total $ 292,050 4. Expected Unfunded Actuarial Liability as of July 1, 2005 $ 1,669,456 =[1.+2.]x 1.075-3d. 5. Gross Normal Cost as of July 1, 2005 $ 72,839 6. Receipts 7/1/2005 - 7/1/2006 a. Employee Contributions $ 0 b. Employer Contributions 271,940 c. Interest Earnings 10,198 d. Total $ 282,138 7. Expected Unfunded Actuarial Liability as of July 1, 2006 $ 1,590,829 = [4. + 5.] x 1.075 - 6d. 8. Actual Unfunded Actuarial Liability as of July 1, 2006 Before Plan and Assumption Changes $ 1,448,572 9. Actuarial Gain/(Loss) = [7. - 8.] $ 142,257 10. Change in Unfunded Actuarial Liability due to Plan Amendments $135,112 11. Change in Unfunded Actuarial Liability due to Assumption Changes ($48,667) 12. Total New Unfunded Actuarial Liability as of July 1, 2006 = [8. + 10. + 11.] $1,535,017 MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. 0 • Q) 0 0 m j 0 a~ n 0 n 4 m a U) co w U 0 j O N (A C T W co ..n v~ a) CO G LL CL o02 O CO 0 0 0 CO (10 V) T W J a < O OC) W co N C Q O C V T M It T- CMf) (l L. T 1~ f~ o O CO -Fz c > IL N 6q Gq 6D N 0 0 O In f- f- C N LO O M cr c6 c~ o6 LL T cr V Q CY) o ~D 't ~ N Lo co ~ - C a) ~ LO fTf3 T Efl T 69 J O (0Ln co O O LO T O (A T ap C'7 N N co N co co tt 6*3 rn rn N cl O C 69 c0 O O N T O i~z O 8o o` LO Q O N CID O U Q Q J C N O czl Ef3 00 cD co O Lfl Ln C N co C \T 6s 69 N 't O O N N O O izz izz: O O I- O C O a cn co C c a) cn m c c O a W cz co °c b c m c m a~ t Qi a U b Q) CL a~ ~x 3 0 h b jz Q Cc `I 3 ~ U w o, b a~ m o y o U c o E m~ • b Q C o~ Q H U CU ,b ~ m 0.M o ~ Cb o ni b c m . c o`no m ro o 3b c ~E b, o 4 3 ~ Vf Q 4~+ Q LI Mr. Dennis Yu, CEBS February 2, 2007 Page 11 VII. Plan Provisions a. Benefit Service • Benefit service is credited from date of hire with the City. b. Vesting Service Vesting service is credited from date of hire with the City. C. Employee Contributions None. d. Final Average Compensation Final Average Compensation is equal to the highest year of compensation, subject to IRC 401(a)(17) limitations. e. Supplemental Benefit An employee retiring from active service on or after age 55 and completing the required years of Rosemead service is eligible for a lifetime supplemental benefit from the Retirement Enhancement Plan. The annual supplement is the product of the following three items: L Benefit Service ii. Final Average Compensation iii. The PARS factors are based employment status and years of service as follows: City Council Members are eligible to retire on or after age 55 and completing at least 12 years of Rosemead service. The PARS "3.0% at 55" factors are a static 3.0% on or after age 55. 2. Miscellaneous employees and the contract City Attorney are eligible to retire on or after age 55 and completing at least 20 years of Rosemead service. The PARS "3.0% at 55" factors are a static 3.0% on or after age 55. MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. Mr. Dennis Yu, CEBS February 2, 2007 Page 12 3. Miscellaneous employees and the contract City Attorney are eligible to retire on or after age 60 and completing at least 10 years of Rosemead service (but less than 20). The PARS "2.5% at 60" factors are a static 2.5% on or after age 60. Less the CalPERS "2% at 55" service retirement benefit, calculated as the product of the following three items: i. Benefit Service ii. Final Average Compensation ii. The following CalPERS "2.0% at 55 for Local Miscellaneous Members" factors: AAge_ Factor Age Factor Acme Factor 50 1.426% 55 2.000% 60 2.262% 51 1.522% 56 2.052% 61 2.314% 52 1.628% 57 2.104% 62 2.366% 53 1.742% 58 2.156% 63 2.418% 54 1.866% 59 2.210% 64+ 2.418% Additionally, we have incorporated a plan amendment as directed by Dennis Yu via e-mail on October 26, 2006. Disability Retirement Benefit There is no disability benefit under this plan. g. Death Benefit The surviving spouse or domestic partner of an employee who has met the age and service requirements for a supplemental retirement benefit, but dies while actively employed by the City, shall receive an annuity to be paid over the lifetime of the beneficiary. The benefit shall be equal to the employee's supplemental retirement benefit actuarially reduced as if the employee had elected a 100% joint-and-survivor annuity. h. Withdrawal Benefit There is no withdrawal benefit under this plan. MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. Mr. Dennis Yu, CEBS February 2, 2007 Page 13 I. Normal Form of Payment The normal form of benefit for the Retirement Enhancement Plan is a life-only annuity. j. Optional Forms of Payment In lieu of a life-only annuity, a participant may elect an actuarial equivalent optional form of payment. The optional form is a joint and survivor annuity. k. Post-Retirement Pension Increases Any benefit in payment status will increase by 2% per annum on each participant's anniversary date of retirement. Benefit Changes Since the Prior Valuation A pre-retirement death benefit was added for the spouse or domestic partner of an employee who dies after becoming eligible for a benefit. A second plan amendment was also incorporated as directed by Dennis Yu via e-mail on October 26, 2006. MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. Mr. Dennis Yu, CEBS February 2, 2007 Page 14 Vlll. Actuarial Assumptions a. Valuation Date: July 1, 2006 b. Investment Return: 7.5% with 1 % sensitivity analysis c. Inflation: 3.0% d. Salary Increases: Increases based on service are as follows: Years of Service 0 1 2 3 4 5 10 15 20 25 30 or more e. Cost of Living Adjustment: f. Pre-Retirement Mortality: Age 20 25 30 35 40 45 50 55 Annual Increase 12.65% 10.75% 9.35% 8.25% 7.35% 6.75% 4.85% 4.35% 3.95% 3.65% 3.25% 2.00% compounded annually RP-2000 Combined Healthy mortality tables for males and females, with a 5- year setback. Sample rates are as follows: Male 0.027% 0.035% 0.038% 0.044% 0.077% 0.108% 0.151% 0.214% MILLIMAN Female 0.017% 0.019% 0.021% 0.026% 0.048% 0.071% 0.112% 0.168% This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. 0 0 Mr. Dennis Yu, CEBS February 2, 2007 Page 15 g. Post-Retirement Mortality: Age Male 60 0.67% 70 2.22% 80 6.44% 90 18.34% 100 34.46% 110 100.00% RP-2000 Combined Healthy mortality tables for males and females. Sample rates are as follows: Healthy Female 0.51% 1.67% 4.59% 13.17% 23.75% 100.00% h. Withdrawal: Sample select and ultimate rates are as follows: Years of Service - Males Hire Age Under 1 1 to 2 2 to 3 3 to 4 4 to 5 30 6.60% 12.55% 8.61% 7.14% 5.81% 40 6.18% 10.48% 7.21% 5.54% 4.54% 50 5.79% 8.77% 6.11% 4.40% 3.69% Years of Service - Females Hire Age Under 1 1 to 2 2 to 3 3 to 4 4 to 5 30 8.07% 15.32% 11.23% 9.02% 7.20% 40 7.66% 12.88% 8.56% 6.63% 4.54% 50 7.25% 10.85% 6.59% 4.98% 2.98% For participants with more than ten years of service: Attained Acme, Male Female 30 2.58% 3.86% 35 2.42% 3.55% 40 2.27% 3.29% 45 2.13% 3.05% MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • 0 Mr. Dennis Yu, CEBS February 2, 2007 Page 16 L Retirement: For miscellaneous employees and the contract City Attorney: Retirement rate of 20% at ages 60 and older with between 10 and 20 years of service, and retirement rate of 30% at ages 55 and older with more than 20 years of service. For City Council members: Retirement rates of 30% per year. Disability: Sample rates are as follows Ace Male Female 30 .10% .07% 40 .22% .15% 50 .46% .32% k. Maximum Benefits and Salary: Salary used in the calculation of final average earnings is subject to the limitations of IRC 401(a)(17). The limit is assumed to increase 3.0% per annum. 1. Expenses: None are assumed. m. Form of Payment: All current participants are assumed to elect a single life annuity. n. Entry Age: Age at hire with City. o. Beneficiaries: 85% of participants are assumed to have an eligible spouse or domestic partner of the same age. Assumption Changes Since the Prior Valuation 1. Pre- and Post-Retirement mortality rates have been changed to correspond to the rates used in the CalPERS June 2004 valuations. 2. The salary increase assumption has been changed to correspond to the service graded schedule used by CalPERS in their June 2004 valuations. 3. The assumption for long term projected payroll growth was lowered from 3.75% to 3.25%. MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. 0 0 Mr. Dennis Yu, CEBS February 2, 2007 Page 17 !X. Actuarial Methods Funding Method The cost method for valuation of liabilities used for this valuation is the entry age normal method. This is one of a family of valuation methods known as projected benefits methods. The chief characteristic of projected benefits methods is that the actuarial present value of all plan benefits is determined as of the valuation date and then allocated between the period before and after the valuation date. The present value of plan benefits earned prior to the valuation date is called the actuarial liability. The present value of plan benefits to be earned after the valuation date is called the present value of future normal costs. Under the entry age normal actuarial cost method, an individual entry age normal cost ratio is determined for each participant by taking the value, as of his entry age in the plan, of the participant's projected future benefits (assuming the current plan benefit provisions had always been in existence), and dividing it by the value, as of the participant's entry age, of his expected future salary. This ratio for each participant is then multiplied by the present value, as of the valuation date, of the participant's future salary. The sum of these values for all active participants is the plan's present value (as of the valuation date) of future normal costs. The excess of the present value of all plan benefits over the present value of future normal costs is the actuarial liability. The difference between the actuarial liability and the value of the plan assets as of the valuation date is the unfunded actuarial liability. Asset Valuation Method The actuarial value of assets is the market value of assets as provided by Public Agency Retirement Services. MILLIMAN This work product was prepared solely for Public Agency Retirement Services and the City of Rosemead for the purposes described herein and may not be appropriate to use for other purposes. Milliman does not intend to benefit and assumes no duty or liability to other parties who receive this work. • • • L CALIFORNIA PUBLIC ENIPLOYEES' RETIREAIENT SYSTEM Actuarial Valuation As Of June 30, 2003 The Miscellaneous Plan of the City of Rosemead (Employer# 1595) Required Contributions For Fiscal Year July 1, 2005-June 30, 2006 Actuarial & Employer Services Division P.O. Box 942709 Sacramento, CA 94229-2709 Telecommunications Device for the Deaf - (916) 795-3240 1-888-CalPERS (225-7377) FAX (916) 795-3005 0 • Table of contents • COVER LETTER AND ACTUARIAL CERTIFICATION • SECTION 1 - PLAN SPECIFIC INFORMATION • SECTION 2 - RISK POOL ACTUARIAL VALUATION REPORT • • SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION REPORT 0 0 • Actuarial Employer Services Division P.O. Box 942709 All" Sacramento, CA 94229-2709 CaIII R5 Telecommunications Device for the Deaf - (916) 795-3240 FAX (916) 795-3005 October 26, 2004 MISCELLANEOUS PLAN OF THE CITY OF ROSEMEAD (EMPLOYER # 1595) Miscellaneous 2% at 55 Risk Pool Dear Employer, Enclosed please find a copy of the June 30, 2003 actuarial valuation for your pension plan. This valuation report contains important actuarial information including your employer contribution rate for 2005/2006. CaIPERS staff actuaries are available to discuss the report with you. Changes Since Last Valuation There are several changes in the June 30, 2003 valuation compared to the prior year including: an actuarial investment loss for 2002/2003, plan changes from amendments if applicable, new actuarial assumptions, the actuarial value of assets set to 110% of market value, improved industrial disability benefits due to the settlement of the Arnett case and mandatory pooling for plans with less than 100 active members. The effects of these changes on your required employer contribution for 2005/2006 are shown on page 9 of Section 3 of the report. New Pooled Report Format Since your plan had less than 100 active members as of June 30, 2003, it is required to participate in a risk pool. Mandated pooling is effective with this valuation which determines the contribution rate for 2005/2006. Because of pooling, your valuation report this year consists of three separate Sections: • Section 1 is the Plan specific information for your plan, including the development of your pooled employer contribution rate, • Section 2 Is the report of the Risk Pool Actuarial Valuation as of June 30, 2003, and • Section 3 is the Final Stand-Alone Actuarial Valuation of your plan as of June 30, 2003 Because 2005/2006 is the first year under pooling, your pooled employer contribution rate is the same as your stand-alone employer contribution rate. This is because the difference between the pool's normal cost and your stand-alone normal cost will be phased out over five years, beginning next year. For 2005/2006, 100% of the difference between the pool's normal cost and your stand-alone normal cost is reflected in the development of your pooled employer contribution rate (see page 1 of Section 1). For 2006/2007, only 80% of the difference will be reflected; for 2007/2008 60% will be reflected, and so on, until you are fully subject to the pool's normal cost for 2010/2011 and beyond. Future Contribution Rates The exhibit below displays the required employer contribution rate and Superfunded status for 2005/2006 along with an estimate of the contribution rate and Superfunded status for 2006/2007. The estimated rate for 2006/2007 is based on a projection of the most recent information we have available, including our latest best estimate of the investment return for fiscal year 2003/2004, namely 16.0%. Please disregard any projections that we may have provided you in the past. Fiscal Year Employer Contribution Rate Superfunded? 2005/2006 21.152% NO 2006/2007 21.5% (projected) NO Member contributions (whether paid by the employer or the employee) are in addition to the above rates. • California Public Employees' Retirement System Lincoln Plaza - 400 P Street - Sacramento, CA 95814 E E The estimate also assumes that there are no amendments and no liability gains or losses (such as larger than expected pay increases, more retirements than expected, etc.). This is a very important assumption because these gains and losses do occur and can have a significant effect on your contribution rate. These gains and losses cannot be predicted in advance so the projected employer contribution rate for 2006/2007 is just an estimate. Your actual rate for 2006/2007 will be provided in next year's report. We are very busy preparing actuarial valuations for other public agencies and expect to complete all such valuations by the end of October. We understand that you might have a number of questions about these results. While we are very interested in discussing these results with your agency, in the interest of allowing us to give every public agency their result, we ask that, if at all possible, you wait until after October 31 to contact us with questions. If you have questions, please call (888) CalPERS (225-7377). Sincerely, Ronald L. Seeling, Ph.D., F.C.A., A.S.A., M.A.A.A. Enrolled Actuary Chief Actuary, CaIPERS • California Public Employees' Retirement System Lincoln Plaza - 400 P Street - Sacramento, CA 95814 • • ~J Actuarial Certification This valuation was performed by CalPERS staff actuaries in order to: • Set forth the actuarial assets and funding liabilities of the Miscellaneous 2% at 55 Risk Pool as of June 30, 2003; • Certify that the actuarially required employer contribution rate of the Miscellaneous Plan of the City of Rosemead for the fiscal year July 1, 2005 through June 30, 2006 is 21.152%; • Provide actuarial information as of June 30, 2003 to the CalPERS Board of Administration and other interested parties; and • Provide pension information as of June 30, 2003 to be used in financial reports subject to Governmental Accounting Standards Board (GASB) Statement Number 27. Use of this report for other purposes is inappropriate. • To the best of our knowledge, this report is complete and accurate and contains sufficient information to disclose, fully and fairly, the funded condition of the MISCELLANEOUS 2% AT 55 RISK POOL. This valuation is based on the member and financial data as of June 30, 2003 provided by the various CaiPERS databases and the benefits under this plan with CalPERS as of the date this report was produced. It is our opinion that the valuation has been performed in accordance with generally accepted actuarial principles, in accordance with standards of practice prescribed by the Actuarial Standards Board, and that the assumptions and methods are internally consistent and reasonable for this plan, as prescribed by the CalPERS Board of Administration according to provisions set forth in the California Public Employees' Retirement Law. Ron Seeling, Ph.D., F.C.A., A.S.A., M.A.A.A. Enrolled Actuary Chief Actuary, CalPERS Kung-pei Hwang, A.S.A., M.A.A.A. Senior Pension Actuary, CalPERS Pool Actuary lulf", Ajx,~ Kung-pei Hwang, A.S.A., M.A.A.A. Senior Pension Actuary, CalPERS Agency Actuary k4jyik- Richard Santos, A.S.A. Associate Pension Actuary, CalPERS Pool Reviewing Actuary CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool • • Section 1 CALIFORNIA PUBLIC L,1II'1..UYEES' RLTTRl-,\Nf :N'1' .'~l'.~,'I'I:.%[ ~ Plan Specific Information for The Miscellaneous Plan of the City of Rosemead (Employer # 1595) 0 E • Funding Information • REQUIRED EMPLOYER CONTRIBUTION • PROJECTED EMPLOYER CONTRIBUTION • EMPLOYER SIDE FUND • SUPERFUNDED STATUS • SUMMARY OF PARTICIPANT DATA • LIST OF CLASS 1 BENEFIT PROVISIONS • GASB STATEMENT NO. 27 u l~ u 0 0 SECTION 1 - PLAN SPECIFIC INFORMATION FOR MISCELLANEOUS PLAN OF THE CITY OF ROSEMEAD E Required Empoyer Contribution Rate Being part of a risk pool, your employer contribution is equal to the risk pool's rate plus the amortization of your individual side fund and an adjustment to phase out the difference between the risk pool's normal cost and your employer's normal cost at the time of joining pooling. If applicable, a surcharge for class 1 benefits has been applied. Your required employer contribution rate for Fiscal Year 2005/2006 is 21.152%. Your rate was derived as follows: Required Required Contribution Amount Contribution Rate for FY 2005/2006 for FY 2005/2006 1. Risk Pool's Net Employer Normal Cost $157,886 7.578% 2. Risk Pool's Payment on the Amortization Bases $0 0.000% 3. Surcharge for Class 1 Benefits' $0 0.000% 4. 100% x (Phase out of Normal Cost Difference]2 ($10,376) (0.498%) 5. Amortization of Side Fund $293,177 14.072% 6. Total Employer Contribution $440,687 21.152% 1 Appendix C of Section 2 of this report contains the list of class 1 benefits and corresponding surcharge for each benefit. 2 Your Phase out of Normal Cost Difference is equal to your plan's stand-alone normal cost as of June 30, 2003 valuation minus your plan's normal cost in Pooling. This difference will decrease from 100% to 0% over the next 5 years. Your plan's normal cost in Pooling is equal to the Risk Pool's Net Employer Normal Cost plus applicable Surcharges for Class 1 Benefits. Projected Employer Contribution • The rate shown below is an estimate for the employer contribution for Fiscal Year 2006-2007. The estimated rate is based on a projection of the most recent information we have available, including our latest best estimate of the investment return for fiscal year 2003/2004, namely 16.0%: Projected Employer Contribution Rate 21.5% The estimate also assumes that there are no amendments and no liability gains or losses (such as larger than expected pay increases, more retirements than expected, etc.). This is a very important assumption because these gains and losses do occur and can have a significant effect on your contribution rate. These gains and losses cannot be predicted in advance, so the projected employer contribution rate for 2006/2007 is just an estimate. Your actual rate for 2006/2007 will be provided in next year's report. Employer Side Fund At the time of joining a risk pool, a side fund was created to account for the differences between the funded status of the pool and the funded status of your plan. The side fund for your plan at the time of entering the pool was developed in the following table. Your side fund will be credited, on an annual basis, with the actuarial investment return assumption. The rate is currently set at 7.75%. Your side fund will also be subject to amortization on an annual basis. A positive side fund means that the employer will have to contribute less than the pool's rate while a negative side fund indicates the employer will have to contribute more than the pool's rate. • CaIPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool Page 5 • • SECTION 7 - PLAN SPECIFIC INFORMATION FOR MISCELLANEOUS PLAN OF THE CITY OF ROSEMEAD Employer Side Fund (Continued) 1. Plan's Actuarial Accrued Liabilities $8,543,320 2. Actuarial Value of Assets to be Transferred into the Pool $8,543,320 3. Plan's Actuarial Value of Assets $5,826,809 4. Employer Side Fund as of June 30, 2003 [(Unfunded)/Surplus] ($2,716,511) 5. Expected Payment from Side Fund in FY 03-04 ($4,730) 6. Expected Side Fund as of June 30, 2004 ($2,931,948) 7. Expected Payment from Side Fund in FY 0405 $113,789 8. Expected Side Fund as of June 30, 2005 ($3,041,058) 9. Amortization of Side Fund for FY 05-06 $293,177 10. Amortization period 14 Years Superfunded Status For agencies participating in a risk pool, the determination of superfunded status is shown below: 1. Share of the Pool's Present Value of Projected Benefits $10,532,665 2. Share of the Pool's Actuarial Value of Assets $5,826,809 3. Is the plan Superfunded? No [Yes if (2) is greater than (1), No if (2) is less than or equal to (1)] Summary of Participant Data Below is a table showing a summary of participant data for your agency within the risk pool as of June 30, 2003: 1. Number of Active Members 40 2. Total Payroll $1,892,863 3. Projected Payroll for Contribution Purposes $2,083,481 4. Average Salary $47,322 5. Number of Transferred Members 14 6. Number of Separated Members 10 7. Number of Retired Members and Beneficiaries 12 List of Class 1 Benefit Provisions • CalPERS Actuarial Valuation - June 30, 2003 Page 6 Miscellaneous 2% at 55 Risk Pool • SECTION 1 - PLAN SPECIFIC INFORMATION FOR MISCELLANEOUS PLAN OF THE CITY OF ROSEMEAD 17-1 • • Information for Compliance with GASB Statement No. 27 Under GASB 27, an employer reports an annual pension cost (APC) equal to the annual required contribution (ARC) plus an adjustment for the cumulative difference between the APC and the employer's actual plan contributions for the year. The cumulative difference is called the net pension obligation (NPO). The ARC for the period July 1, 2005 to June 30, 2006 has been determined by an actuarial valuation of the plan as of June 30, 2003. Your contribution rate for the indicated period is 21.152% of payroll. In order to calculate the dollar value of the ARC for inclusion in financial statements prepared as of June 30, 2005, this contribution rate, as modified by any amendments for the year, would be multiplied by the payroll of covered employees that was actually paid during the period July 1, 2005 to June 30, 2006. The employer and the employer's auditor are responsible for determining the NPO and the APC. A summary of principal assumptions and methods used to determine the ARC is shown below. Valuation Date Actuarial Cost Method Amortization Method Average Remaining Period Asset Valuation method Actuarial Assumptions Investment Rate of Return Projected Salary Increases Inflation Payroll Growth Individual Salary Growth i June 30, 2003 Entry Age Actuarial Cost Method Level Percent of Payroll 17 Years as of the Valuation Date 3 Year Smoothed Market 7.75% (net of administrative expenses) 3.25% to 14.45% depending on Age, Service, and Type of employment 3.00% 3.25% A merit scale varying by duration of employment coupled with an assumed annual inflation growth of 3.00% and an annual production growth of 0.25%. Initial unfunded liabilities are amortized over a closed period that depends on the plan's date of entry into the CaIPERS Risk Pool. Subsequent plan amendments are amortized as a level percentage of pay over a closed 20-year period. Gains and losses that occur in the operation of the plan are amortized over a rolling period, which results in an amortization of 10% of unamortized gains and losses each year. If the plan's accrued liability exceeds the actuarial value of plan assets, then the amortization payment on the total unfunded liability may not be lower than the payment calculated over a 30 year amortization period. Each year, a single amortization base is created, using the net period for the multiple bases. More complete information on assumptions and methods is provided in Appendix A of Section 2 of this report. Appendix B of Section 2 of the report contains a description of benefits included in the valuation. The Schedule of Funding Progress below shows the recent history of the risk pool's actuarial value of assets, accrued liability, their relationship, and the relationship of the unfunded liability (UL) to payroll. Valuation Accrued Actuarial Unfunded Funded Annual UL As a Date Liability Value of Liability Ratio Covered % of Assets Payroll Payroll a b a-b b/a c [(a)-(b )]/(c 6/30/03 $2,596,966,545_ $2,372,879,034 $224,087,511 91.4% $725,020,458 30.9% CaIPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool Page 7 0 • Section 2 0 11 iscellaneous 2% at 55 risk Pool as of June 30, 2003 0 0 0 TABLE OF CONTENTS • HIGHLIGHTS AND EXECUTIVE SUMMARY Summary of Valuation Results 3 ASSETS Reconciliation of the Market Value of Assets over the Prior Fiscal Year 7 Development of the Actuarial Value of Assets 7 LIABILITIES AND RATES Development of Pool's Accrued and Unfunded Liabilities 11 Development of Pool's Employer Contribution 12 Pool's Employer Contribution Rate History 13 Pool's History of Funded Status and Funding Progress 13 PARTICIPANT DATA Summary of Valuation Data 17 Distribution of Active Members 18 Distribution of Transferred and Terminated Members 19 Distribution of Retired Members and Beneficiaries 20 APPENDIX A Data Statement Actuarial Methods Actuarial Assumptions • Miscellaneous APPENDIX B Summary of Principal Plan Provisions APPENDIX C Classification of Optional Benefits Available in the Risk Pool Distribution of Class 1 Benefits in the Risk Pool APPENDIX D List of Employers Participating in the Risk Pool APPENDIX E Glossary 0 r1 • • `J HIGHLIGHTS AND EXECUTIVE SUMMARY • SUMMARY OF VALUATION RESULTS 0 • • • • HIGHLIGHTS AND EXECUTIVE SUMMARY • Summary of Valuation Results 1. Number of Plans in the Risk Pool 2. Market Value of Assets (MVA) 3. Actuarial Value of Assets (AVA) 4. Actuarial Value of Sum of all Side Funds 5. Actuarial Value of Assets Excluding Side Funds (3. - 4.) June 30, 2003 537 2,157,162,743 2,372,879,034 (224,087,511) 2,596,966,545 6. Present Value of Projected Benefits (PVB) 7. Present Value of Future Normal Costs 8. Entry Age Normal Accrued Liability (AL) (6. - 7.) 9. Unfunded Liability (UL) (8. - 3.) 10. Contribution Required (Percentage of Projected Payroll) a) Total Employee and Employer Normal Cost b) Employee Contribution c) Gross Employer Normal Cost (10a - 10b) d) Total Surcharges for Class 1 Benefits e) Net Employer Normal Cost (10c - 10d) f) Payment on Amortization Bases g) Total Employer Contribution (10e + 10f) 11. Contribution Required (in Projected Dollars) a) Total Employee and Employer Normal Cost b) Employee Contribution c) Gross Employer Normal Cost (11a - 11b) d) Total Surcharges for Class 1 Benefits e) Net Employer Normal Cost (1 is - 11d) f) Payment on Amortization Bases g) Total Employer Contribution (11e + 11f) 3,537,514,795 940,548,250 2,596,966,545 224,087,511 15.071% 6.899% 8.172% 0.594% 7.578% 0.000% 7.578% 120,271,440 55,056,245 65,215,195 4,740,312 60,474,884 0 60,474,884 CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool 3 • • • RECONCILIATION OF MARKET VALUE OF ASSETS DEVELOPMENT OF ACTUARIAL VALUE OF ASSETS 0 0 • • E r~ • ASSETS Reconciliation of Market Value of Assets 1. Beginning Balance 06/30/2002 $ N/A 2. Employer Contributions N/A 3. Employee Contributions N/A 4. Benefit Payments to Retirees and Beneficiaries N/A 5. Refunds N/A 6. Lump Sum Payments N/A 7. Investment Return N/A 8. Transfers and Miscellaneous Adjustments N/A 9. Transfers in / out of the Risk Pool 2,157,162,743 10. Ending Balance 06/30/2003 2,157,162,743 (1.+2.+3.+4.+5.+6.+7.+8.+9.) De velopment of Actuafiai Value of Assets (€63 0/2003 only) 1. Market Value of Assets 06/30/2003 $ 2,157,162,743 2. Actuarial Value of Assets 06/30/2003 2,372,879,034 3. AVA / MVA (2. / 1.) 110.0% 4. Entry Age Normal Accrued Liability (AL) 2,596,966,545 5. Sum of Side Funds (AVA Basis) (2. - 4.) (224,087,511) 6. Sum of Side Funds (MVA Basis) (5. / 3.) (203,715,919) 7. Market Value of Assets 06/30/2003 (excluding Side Funds) (1. - 6.) 2,360,878,662 8. Actuarial Value of Assets 06/30/2003 (excluding Side Funds) (2. - 5.) 2,596,966,545 CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool 7 • • Liabilities and Rates DEVELOPMENT OF POOL'S ACCRUED AND UNFUNDED LIABILITIES DEVELOPMENT OF POOL'S EMPLOYER CONTRIBUTION • POOL'S EMPLOYER CONTRIBUTION RATE HISTORY • POOL'S HISTORY OF FUNDED STATUS AND FUNDING PROGRESS • 0 • 0 LIABILITIES AND RATES nded Liabilities June 30, 2003 1. Present Value of Projected Benefits a) Active Members $ 2,238,178,140 b) Transferred Members 303,437,578 c) Separated Members 113,071,016 d) Members and Beneficiaries Receiving Payments 882,828,061 e) Total 3,537,514,795 2. Present Value of Future Employer Normal Costs 494,868,939 3. Present Value of Future Employee Contributions 445,679,311 0 4. Entry Age Normal Accrued Liability a) Active Members ( la - 2. - 3.) 1,297,629,890 b) Transferred Members ( lb) 303,437,578 c) Separated Members( lc ) 113,071,016 d) Members and Beneficiaries Receiving Payments ( id } 882,828,061 e) Total 2,596,966,545 5. Actuarial Value of Assets 21372,879,034 6. Unfunded Accrued Liability ( 4e - 5.) 224,087,511 7. Funded Ratio ( 5. / 4e) 91.4% 8. Actuarial Value of Assets (excluding Side Funds) 2,596,966,545 9. Unfunded Accrued Liability (excluding Side Funds) ( 4e - 8.) 0 10. Funded Ratio (excluding Side Funds) ( 8. / 4e) 100.0% 0 CalPERS Actuarial Valuation - June 30, 2003 11 Miscellaneous 2% at 55 Risk Pool .I 6L LIABILITIES AND RATES 0 oe%Mopment of Poops Employer Contribution Fiscal Year 2005/2006 1. Employer Contribution Required (Percent of Projected Payroll) a) Total Employee and Employer Normal Cost 15.071% b) Employee Contribution 6.899% c) Gross Employer Normal Cost (la - 1b) 8.172% d) Total Surcharges for Class 1 Benefits 0.594% e) Net Employer Normal Cost (1c - ld) 7.578% f) Payment on Amortization Bases 0.000% g) Total Employer Contribution (le + lf) 7.578% 2. Employer Contribution Required (in Projected Dollars) a) Total Employee and Employer Normal Cost 120,271,440 b) Employee Contribution 55,056,245 • c) Gross Employer Normal Cost (2a - 2b) 65,215,195 d) Total Surcharges for Class 1 Benefits 4,740,312 e) Net Employer Normal Cost (2c - 2d) 60,474,884 f) Payment on Amortization Bases 0 g) Total Employer Contribution (2e + 2f) 60,474,884 • CalPERS Actuarial Valuation - June 30, 2003 12 Miscellaneous 2% at 55 Risk Pool 0 • LIABILITIES AND RATES 0 Pool's Employer Contribution Rate History Valuation Gross Employer Total Surcharges for Net Employer Payment on Amortization Total Employer Date Normal Cost Class 1 Benefits Normal Cost Bases Contribution 06/30/2003 8.172% 0.594% 7.578% 0.000% 7.578% • Pool's History of Funded Status and Funding Progress Valuation Accrued Actuarial Unfunded Funded Annual UL As a % Date Liabilities Assets Liabilities Ratio Covered of Payroll Payroll 06/30/2003 2,596,966,545 2,372,879,034 224,087,511 91.4% 725,020,458 30.9% • CalPERS Actuarial Valuation - June 30, 2003 13 Miscellaneous 2% at 55 Risk Pool • • • PARTICIPANT DATA SUMMARY OF VALUATION DATA DISTRIBUTION OF ACTIVE MEMBERS DISTRIBUTION OF TRANSFERRED AND TERMINATED MEMBERS DISTRIBUTION OF RETIRED MEMBERS AND BENEFICIARIES r~ 0 I 1 • PARTICIPANT DATA • Summary of Valuation Data June 30, 2003 • • 1. Active Members a) Counts b) Average Attained Age c) Average Entry Age to Rate Plan d) Average Years of Service e) Average Annual Covered Pay f) Annual Covered Payroll g) Projected Annual Payroll for Contribution Year h) Present Value of Future Payroll 2. Transferred Members a) Counts b) Average Attained Age c) Average Years of Service d) Average Annual Covered Pay 3. Separated Members a) Counts b) Average Attained Age c) Average Years of Service d) Average Annual Covered Pay 4. Retired Members and Beneficiaries a) Counts b) Average Attained Age c) Average Annual Benefits 15,100 44.28 36.32 7.96 48,015 725,020,458 798,032,250 61443,162,662 6,477 45.92 3.87 65,739 5,485 43.16 3.19 34,880 8,250 68.40 9,282 CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool 17 0 PARTICIPANT DATA Active Members • Counts of members included in the valuation are counts of the records processed by the valuation. Multiple records may exist for those who have service in more than one valuation group. This does not result in double counting of liabilities. Distribution of Active Members by Age and Service Years of Service at Valuation Date Attained Age 0-4 5-9 10-14 15-19 20-25 25+ Total 15-24 607 7 0 0 0 0 614 25-29 1075 135 2 0 0 0 1212 30-34 1019 308 84 6 0 0 1417 35-39 1073 409 270 101 7 0 1860 40-44 1178 529 438 259 90 1 2495 45-49 1048 533 446 339 222 58 2646 50-54 827 411 434 296 243 155 2366 55-59 488 313 270 209 151 135 1566 60-64 183 104 138 87 67 63 642 65 and over 103 58 52 26 21 22 282 All Years 7601 2807 2134 1323 801 434 15100 Distribution of Average Annual Salaries by Age and Service Years of Service at Valuation Date Attained Age 0-4 5-9 10-14 15-19 20-25 25+ Average 15-24 $27,178 $37,278 $0 $0 $0 $0 $27,293 25-29 36,024 40,623 51,580 0 0 0 36,562 30-34 40,478 45,903 47,993 55,487 0 0 42,166 35-39 44,608 48,391 53,194 49,087 53,065 0 46,961 40-44 46,455 52,095 53,457 54,630 52,493 68,064 49,955 45-49 46,789 53,491 53,806 55,912 55,849 56,991 51,474 50-54 50,449 53,284 54,914 56,569 61,662 61,583 54,407 55-59 50,348 54,695 53,580 52,743 57,409 61,166 53,707 60-64 46,234 49,233 54,570 54,363 50,325 58,754 51,269 65 and over 26,842 41,173 38,365 50,795 33,833 49,423 36,405 All Years 42,838 50,684 53,296 54,582 56,466 59,828 48,015 • • • CalPERS Actuarial Valuation - June 30, 2003 18 Miscellaneous 2% at 55 Risk Pool i PARTICIPANT DATA '--ransWred and Terminated Members Distributions of Transfers to Other CalPERS Plans by Age and Service Years of Service at Valuation Date Attained Average Age 0-4 5-9 10-14 15-19 20-25 25+ Total Salary 15-24 77 1 0 0 0 0 78 $41,627 25-29 279 9 0 0 0 0 288 49,892 30-34 491 65 7 0 0 0 563 53,343 35-39 619 144 34 7 0 0 804 60,206 40-44 776 225 77 26 3 0 1107 63,256 45-49 883 269 88 21 6 0 1267 67,586 50-54 856 234 109 23 7 3 1232 72,989 55-59 513 210 69 19 12 3 826 74,987 60-64 171 75 12 5 3 0 266 72,436 65 and over 29 it 4 2 0 0 46 64,181 All Years 4694 1243 400 103 31 6 6477 65,739 Distributions of Terminated Participants with Funds on Deposit by Age and Service Years of Service at Valuation Date Attained Average Age 0-4 5-9 10-14 15-19 20-25 25+ Total Salary 15-24 198 0 0 0 0 0 198 $23,104 25-29 506 9 0 0 0 0 515 26,409 30-34 601 51 11 0 0 0 663 32,548 35-39 592 125 25 2 0 0 744 34,563 40-44 695 168 57 14 3 0 937 37,324 45-49 607 195 77 29 9 2 919 39,568 50-54 487 160 63 28 5 2 745 40,088 55-59 333 94 34 9 5 2 477 35,089 60-64 131 33 12 0 4 0 180 31,542 65 and over 93 9 4 0 0 1 107 20,826 All Years 4243 844 283 82 26 7 5485 34,880 • CalPERS Actuarial Valuation - June 30, 2003 19 Miscellaneous 2% at 55 Risk Pool • PARTICIPANT DATA i Number of Retirees and Beneficiaries by Age and Retirement Type Non- Non- Death Attained Service Industrial Industrial Industrial Industrial After Age Retirement Disability Disability Death Death Retirement Total Under 30 0 0 0 0 0 6 6 30-34 0 6 2 0 0 1 9 35-39 0 13 12 0 0 3 28 40-44 0 39 11 1 1 13 65 45-49 0 78 25 2 1 13 119 50-54 261 112 33 3 1 29 439 55-59 924 116 22 9 1 68 1140 60-64 1200 115 21 8 0 90 1434 65-69 1273 76 8 4 0 109 1470 70-74 1072 57 6 5 0 149 1289 75-79 809 55 3 13 0 146 1026 80-84 571 22 1 5 0 162 761 85 and Over 326 13 1 3 0 121 464 All Years 6436 702 145 53 4 910 8250 Average Annual Amounts for Retirees and Beneficiaries by Age and Retirement Type Non- Non- Death Attained Service Industrial Industrial Industrial Industrial After Age Retirement Disability Disability Death Death Retirement Total Under 30 0 0 0 0 0 6,499 6,499 30-34 0 5,207 109 0 0 5,998 4,162 35-39 0 5,604 5,462 0 0 2,112 5,169 40-44 0 8,075 4,119 8,924 869 3,651 6,423 45-49 0 7,290 1,452 4,926 1,497 6,337 5,871 50-54 7,247 8,008 3,021 7,737 126 7,647 7,137 55-59 10,101 8,638 3,930 9,642 34 7,358 9,657 60-64 10,900 7,255 5,371 5,502 0 9,918 10,435 65-69 11,912 7,314 1,593 7,988 0 11,286 11,561 70-74 10,497 7,709 3,881 3,597 0 8,869 10,128 75-79 8,419 6,405 5,841 3,783 0 6,467 7,967 80-84 7,582 5,756 1,156 4,432 0 5,820 7,125 85 and Over 5,966 2,528 561 3,202 0 4,125 5,360 All Years 9,914 7,447 3,459 5,729 632 7,401 9,282 • • CalPERS Actuarial Valuation - June 30, 2003 20 Miscellaneous 2% at 55 Risk Pool 0 • PARTICIPANT DATA Mired Members and Beneficiaries (continued) Number of Retirees and Beneficiaries by Years Retired and Retirement Type Non- Non- Death Years Service Industrial Industrial Industrial Industrial After Retired Retirement Disability Disability Death Death Retirement Total Under 5 Yrs 2394 214 44 17 0 375 3044 5-9 1571 208 39 14 2 235 2069 10-14 1000 104 26 5 0 38 1173 15-19 761 78 21 6 0 77 943 20-24 482 58 12 6 1 84 643 25-29 224 40 3 4 1 96 368 30 and Over 4 0 0 1 0 3 8 All Years 6436 702 145 53 4 908 8248 Average Annual Amounts for Retirees and Beneficiaries by Years Retired and Retirement Type Non- Non- Death Years Service Industrial Industrial Industrial Industrial After Retired Retirement Disability Disability Death Death Retirement Total Under 5 Yrs $10,522 $5,497 $1,031 $4,470 $0 $6,917 $9,498 5-9 10,402 8,624 4,411 4,407 1,183 8,458 9,840 10-14 9,592 6,427 3,379 4,200 0 8,768 9,124 15-19 7,719 6,509 2,393 5,226 0 6,281 7,367 20-24 5,353 5,397 2,454 3,593 126 3,644 5,055 25-29 3,894 3,544 170 3,303 34 2,692 3,495 30 and Over 824 0 0 5,712 0 6,011 3,380 All Years 9,914 7,447 3,459 5,729 632 7,405 9,283 • CalPERS Actuarial Valuation - June 30, 2003 21 Miscellaneous 2% at 55 Risk Pool i • • Appendix A STATEMENT OF ACTUARIAL DATA, METHODS AND ASSUMPTIONS C~ 0 • • APPENDIX A ETA As stated in the Actuarial Certification, the data which serves as the basis of this valuation has been obtained from the various CalPERS databases. We have reviewed the valuation data and believe that it is reasonable and appropriate in aggregate. We are unaware of any potential data issues that would have a material effect on the results of this valuation, except that data does not contain information about reciprocal systems. Therefore, salary information in these cases may not be accurate. This situation is relatively infrequent, however, and when it does occur, generally does not have a material impact on the employer contribution rates. ACTUNUAL METHODS Fundino Method The actuarial funding method used for the Retirement program is the Entry Age Normal Cost Method. Under this method, projected benefits are determined for all members and the associated liabilities are spread in a manner that produces level annual cost as a percent of pay in each year from the age of hire (entry age) to the assumed retirement age. The cost allocated to the current fiscal year is called the normal cost. The actuarial accrued liability for active members is then calculated as the portion of the total cost of the plan allocated to prior years. The actuarial accrued liability for members currently receiving benefits, for active members beyond the assumed retirement age, and for members entitled to deferred benefits, is equal to the present value of the benefits expected to be paid. No normal costs are applicable for these participants. The excess of the total actuarial accrued liability over the actuarial value of plan assets is called the unfunded actuarial accrued liability. Funding requirements are determined by adding the normal cost and an amortization of the unfunded liability as a level percentage of assumed future payrolls. All changes in liability due to plan amendments, changes in actuarial assumptions, or changes in actuarial methodology are amortized separately over a 20-year period. In addition, all gains or losses are tracked and 10% of the net unamortized gain or loss will be amortized each year. Finally, if a plan's accrued liability exceeds the actuarial value of assets, the annual contribution with respect to the total unfunded liability may not be less than the amount produced by a 30-year amortization of the unfunded liability. An exception to the funding rules above is used whenever the application of such rules results in inconsistencies. In these cases a "fresh start" approach is used. This simply means that the current unfunded actuarial liability is projected and amortized over a set number of years. As mentioned above, if the annual contribution on the total unfunded liability was less than the amount produced by a 30-year amortization of the unfunded liability, the plan actuary would implement a 30-year fresh start. In addition, a fresh start is needed in the following situations: 1) when a positive payment would be required on a negative unfunded actuarial liability (or conversely a negative payment on a positive unfunded actuarial liability); or 2) when the fresh start is being used to avoid a negative total rate. It should be noted that the actuary may choose to use a fresh start under other circumstances. In all cases, the period of the fresh start is chosen by the actuary according to his or her best judgement, and will not be less than five years nor greater than 30 years. • CalPERS Actuarial Valuation - June 30, 2003 A-1 Miscellaneous 2% at 55 Risk Pool 0 APPENDIX A • Asset Valuation Method 0 In order to dampen the effect of short term market value fluctuations on employer contribution rates, the following asset smoothing technique is used. First an Expected Value of Assets is computed by bringing forward the prior year's Actuarial Value of Assets and the contributions received and benefits paid during the year at the assumed actuarial rate of return. The Actuarial Value of Assets is then computed as the Expected Value of Assets plus one-third of the difference between the actual Market Value of Assets and the Expected Value of Assets as of the valuation date. However in no case will the Actuarial Value of Assets be less than 90% or greater than 110% of the actual Market Value of Assets. i Suaerfunded Status If the rate plan is superfunded (actuarial value of assets exceeds the present value of benefits), as of the most recently completed annual valuation, the employer may cover their employees' member contributions (both taxed and tax-deferred) using their employer assets during the fiscal year for which this valuation applies. This would entail transferring assets within the Public Employees' Retirement Fund (PERF) from the employer account to the member accumulated contribution accounts. This change was implemented effective January 1, 1999 pursuant to Chapter 231 (Assembly Bill 2099) which added Government Code Section 20815. Infernal Revenue Code Section 415 The limitations on benefits imposed by Internal Revenue Code Section 415 were not taken into account in this valuation. The effect of these limitations has been deemed immaterial on the overall results of this valuation. 0 is CalPERS Actuarial Valuation - June 30, 2003 A-2 Miscellaneous 2% at 55 Risk Pool • APPENDIX A e-_C.TUARIAL ASSUMPTIONS Economic Assumptions • Investment Return 7.75% compounded annually (net of expenses). This assumption is used for all plans. Salary Growth Annual increases vary by category, entry age, and duration of service. The assumed increases are shown below. Public Agency Miscellaneous Duration of Service Entry Age 20 Entry Age 30 Entry Age 40 0 0.1445 0.1265 0.1005 1 0.1215 0.1075 0.0875 2 b.1035 0.0935 0.0775 3 0.0905 0.0825 0.0695 4 0.0805 0.0735 0.0635 5 0.0725 0.0675 0.0585 10 0.0505 0.0485 0.0435 15 0.0455 0.0435 0.0385 20 0.0415 0.0395 0.0355 25 0.0365 0.0365 0.0345 30 0.0325 0.0325 0.0325 Public Agenc y Fire Duration of Service Entry Age 20 Entry Age 30 Entry Age 40 0 0.1075 0.1075 0.1045 1 0.0975 0.0965 0.0875 2 0.0895 0.0855 0.0725 3 0.0825 0.0775 0.0625 4 0.0765 0.0705 0.0535 5 0.0715 0.0645 0.0475 10 0.0535 0.0485 0.0375 15 0.0435 0.0415 0.0365 20 0.0395 0.0385 0.0345 25 0.0355 0.0355 0.0335 30 0.0325 0.0325 0.0325 Public Agenc y Police Duration of Service Entry Age 20 Entry Age 30 Entry Age 40 0 0.1115 0.1115 0.1115 1 0.0955 0.0955 0.0955 2 0.0835 0.0835 0.0805 3 0.0745 0.0725 0.0665 4 0.0675 0.0635 0.0575 5 0.0615 0.0575 0.0505 10 0.0475 0.0445 0.0365 15 0.0435 0.0415 0.0355 20 0.0395 0.0385 0.0345 25 0.0365 0.0355 0.0335 30 0.0325 0.0325 0.0325 CalPERS Actuarial Valuation - June 30, 2003 A-3 Miscellaneous 2% at 55 Risk Pool 0 APPENDIX A is Public Agency County Peace Officers Duration of Service Entry Age 20 Entry Age 30 Entry Age 40 0 0.1315 0.1315 0.1315 1 0.1115 0.1085 0.1055 2 0.0965 0.0915 0.0865 3 0.0845 0.0795 0.0735 4 0.0755 0.0695 0.0635 5 0.0685 0.0625 0.0555 10 0.0485 0.0445 0.0405 15 0.0435 0.0405 0.0385 20 0.0395 0.0385 0.0365 25 0.0365 0.0355 0.0345 30 0.0325 0.0325 0.0325 • The Miscellaneous salary scale is used for Local Prosecutors. • The Police salary scale is used for Other Safety, Local Sheriff, and School Police. Overall Payroll Growth 3.25% compounded annually (used in projecting the payroll over which the unfunded liability is amortized). This assumption is used for all plans. Inflation 3.00% compounded annually. This assumption is used for all plans. MismlAirneous Loading Factors Credit for Unused Sick Leave Final Average Salary is increased by 1%. Conversion of Employer Paid Member Contributions (EPMC) Final Average Salary is increased by the Employee Contribution Rate for those agencies that have contracted for the provision providing for the Conversion of Employer Paid Member Contributions (EPMC) during the final compensation period. Norris Decision (Best Factors) Employees hired prior to July 1, 1982 have projected benefit amounts increased in order to reflect the use of "Best Factors" for these employees in the calculation of optional benefit forms. This is due to a 1983 Supreme Court decision, known as the Norris decision, which required males and females to be treated equally in the determination of benefit amounts. Consequently, anyone already employed at that time is given the best possible conversion factor when optional benefits are determined. No loading is necessary for employees hired after July 1, 1982. • CalPERS Actuarial Valuation - June 30, 2003 A-4 Miscellaneous 2% at 55 Risk Pool Non-Industrial Death Industrial Death (Not Job-Related) (Job-Related) Age Male Female Male and Female 20 0.00019 0.00009 0.00003 25 0.00027 0.00014 0.00007 30 0.00038 0.00021 0.00010 35 0.00054 0.00031 0.00013 40 0.00077 0.00046 0.00017 45 0.00110 0.00068 0.00020 50 0.00156 0.00102 0.00023 55 0.00221 0.00151 0.00027 60 0.00314 0.00226 0.00030 Miscellaneous Plans usually have Industrial Death rates set to zero unless the agency has specifically contracted for Industrial Death benefits. If so, each Non-Industrial Death rate shown above will be split into two components: 99% will become the Non-Industrial Death rate and 1% will become the Industrial Death rate. Post-Retirement Mortality Rates vary by age and sex. See sample rates in table below. These rates are used for all plans. • APPENDIX A Dernouraphic Assumptions Pre-Retirement Mortality Non-Industrial Death Rates vary by age and sex. Industrial Death rates vary by age. See sample rates in table below. The non-industrial death rates are used for all plans. The industrial death rates are used for Safety Plans and Local Prosecutors. Healthy Recipients Age 50 55 60 65 70 75 80 85 90 95 100 Male Female 0.00245 0.00136 0.00429 0.00253 0.00721 0.00442 0.01302 0.00795 0.02135 0.01276 0.03716 0.02156 0.06256 0.03883 0.10195 0.07219 0.17379 0.12592 0.25917 0.21773 0.34724 0.32036 Non-Industrially Disabled (Not Job-Related) Male Female 0.01459 0.01129 0.02115 0.01481 0.02870 0.01884 0.03617 0.02356 0.04673 0.03020 0.06552 0.04298 0.09481 0.06514 0.14041 0.10269 0.20793 0.16189 0.30792 0.25522 0.45599 0.40236 Industrially Disabled (Job-Related) Male Female 0.00546 0.00616 0.01016 0.01853 0.03369 0.05768 0.08670 0.13032 0.19588 0.29444 0.44259 0.00388 0.00568 0.00818 0.01214 0.01760 0.02774 0.04690 0.08262 0.13984 0.23566 0.35341 Marital Status For active members, a percentage married upon retirement is assumed according to the following table. Member Category Percent Married Miscellaneous Member 85% Local Police 90% Local Fire 90% Other Local Safety 90% School Police 90% E CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool A-5 APPENDIX A Age of Spouse It is assumed that female spouses are 3 years younger than male spouses. This assumption is used for all plans. Separated Members It is assumed that members refund immediately if non-vested, retire immediately if eligible, or retire at the earliest retirement age if not eligible. Termination with Refund Rates vary by entry age and service for Miscellaneous Plans. Rates vary by service for Safety Plans. See sample rates in tables below. Public Agency Miscellaneous Duration of Service Entry Age 20 Entry Age 25 Entry Age 30 Entry Age 35 Entry Age 40 Entry Age 45 0 0.1760 0.1691 0.1622 0.1553 0.1483 0.1414 1 0.1561 0.1492 0.1423 0.1353 0.1284 0.1215 2 0.1362 0.1293 0.1224 0.1154 0.1085 0.1016 3 0.1163 0.1094 0.1025 0.0955 0.0886 0.0817 4 0.0964 0.0895 0.0826 0.0756 0.0687 0.0618 5 0.0283 0.0257 0.0232 0.0206 0.0181 0.0155 10 0.0184 0.0161 0.0139 0.0117 0.0095 0.0073 15 0.0120 0.0102 0.0083 0.0064 0.0046 0.0027 20 0.0073 0.0057 0.0041 0.0025 0.0009 0.0002 25 0.0034 0.0022 0.0009 0.0002 0.0002 0.0002 30 0.0010 0.0002 0.0002 0.0002 0.0002 0.0002 Public Agency Safety Duration of Service Fire Police County Peace Officer 0 0.0947 0.1299 0.1072 1 0.0739 0.0816 0.0841 2 0.0531 0.0348 0.0609 3 0.0323 0.0331 0.0470 4 0.0290 0.0314 0.0445 5 0.0095 0.0110 0.0156 10 0.0029 0.0068 0.0096 15 0.0021 0.0035 0.0048 20 0.0016 0.0022 0.0022 25 0.0010 0.0015 0.0010 30 0.0009 0.0012 0.0006 The Police Termination and Refund rates are used for Public Agency Local Prosecutors, Other Safety, Local Sheriff, and School Police. CalPERS Actuarial Valuation - June 30, 2003 A-6 Miscellaneous 2% at 55 Risk Pool • APPENDIX A Termination with Vested Benefits Rates vary by entry age and service for Miscellaneous Plans. Rates vary by service for Safety Plans. See sample rates in tables below. Public Agency Miscellaneous Duration of Service Entry Age 20 Entry Age 25 Entry Age 30 Entry Age 35 Entry Age 40 5 0.0482 0.0439 0.0395 0.0351 0.0307 10 0.0390 0.0343 0.0296 0.0249 0.0000 15 0.0326 0.0274 0.0224 0.0000 0.0000 20 0.0245 0.0192 0.0000 0.0000 0.0000 25 0.0156 0.0000 0.0000 0.0000 0.0000 30 0.0000 0.0000 0.0000 0.0000 0.0000 Public Agency Safety Duration of County Peace Service Fire Police Officer 5 0.0162 0.0187 0.0265 10 0.0061 0.0145 0.0204 15 0.0058 0.0094 0.0130 20 0.0053 0.0075 0.0074 25 0.0047 0.0067 0.0043 30 0.0045 0.0064 0.0030 35 0.0000 0.0000 0.0000 • When a member is eligible to retire, the termination with vested benefits probability is set to zero. • The Police Termination with vested benefits rates are used for Public Agency Local Prosecutors, Other Safety, Local Sheriff, and School Police. • CalPERS Actuarial Valuation - June 30, 2003 A-7 Miscellaneous 2% at 55 Risk Pool APPENDIX A E Non-Industrial (Not Job-Related) Disability Rates vary by age. Miscellaneous Fire Police County Peace Officer Age Male Female Male and Female Male and Female Male and Female 20 0.0001 0.0001 0.0001 0.0001 0.0001 25 0.0002 0.0002 0.0001 0.0001 0.0001 30 0.0002 0.0004 0.0001 0.0002 0.0001 35 0.0008 0.0010 0.0001 0.0003 0.0002 40 0.0015 0.0016 0.0001 0.0004 0.0003 45 0.0024 0.0023 0.0002 0.0005 0.0004 50 0.0037 0.0035 0.0005 0.0008 0.0007 55 0.0049 0.0041 0.0010 0.0013 0.0012 60 0.0055 0.0039 0.0015 0.0020 0.0019 • The Miscellaneous Non-Industrial Disability rates are used for Local Prosecutors. • The Police Non-Industrial Disability rates are used for Other Safety, Local Sheriff, and School Police. Industrial (Job-Related) Disability Rates vary by age. Age Fire Police County Peace Officer 20 0.0002 0.0006 0.0002 25 0.0010 0.0028 0.0012 30 0.0021 0.0056 0.0025 35 0.0031 0.0084 0.0037 40 0.0041 0.0112 0.0050 45 0.0051 0.0140 0.0062 50 0.0062 0.0167 0.0075 55 0.0601 0.0581 0.0128 60 0.0601 0.0581 0.0128 • The Police Industrial Disability rates are used for Local Sheriff and Other Safety. • Fifty Percent of the Police Industrial Disability rates are used for School Police. • One Percent of the Police Industrial Disability rates are used for Local Prosecutors. • Normally, rates are zero for miscellaneous plans unless the agency has specifically contracted for Industrial Disability benefits. If so, each miscellaneous non-industrial disability rate will be split into two components: 50% will become the Non-Industrial Disability rate and 50% will become the industrial disability rate. • CalPERS Actuarial Valuation - June 30, 2003 A-8 Miscellaneous 2% at 55 Risk Pool APPENDIX A • Service Retirement Public Agency Miscellaneous 2% @ 60 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0085 0.0120 0.0146 0.0165 0.0184 0.0206 51 0.0059 0.0082 0.0100 0.0113 0.0126 0.0142 52 0.0092 0.0129 0.0157 0.0178 0.0198 0.0222 53 0.0104 0.0146 0.0177 0.0200 0.0224 0.0251 54 0.0109 0.0154 0.0187 0.0211 0.0236 0.0264 55 0.0198 0.0279 0.0339 0.0383 0.0427 0.0479 56 0.0181 0.0254 0.0308 0.0348 0.0389 0.0436 57 0.0208 0.0292 0.0354 0.0400 0.0447 0.0501 58 0.0262 0.0368 0.0447 0.0505 0.0564 0.0632 59 0.0335 0.0471 0.0572 0.0646 0.0721 0.0809 60 0.0615 0.0865 0.1051 0.1187 0.1325 0.1485 61 0.0628 0.0883 0.1073 0.1212 0.1353 0.1517 62 0.1258 0.1767 0.2147 0.2426 0.2708 0.3036 63 0.1263 0.1775 0.2156 0.2436 0.2720 0.3049 64 0.0972 0.1366 0.1659 0.1875 0.2093 0.2346 65 0.1731 0.2432 0.2955 0.3339 0.3727 0.4178 66 0.0946 0.1330 0.1616 0.1825 0.2038 0.2284 67 0.1272 0.1787 0.2171 0.2453 0.2738 0.3069 Public Agency Miscellaneous 2% @ 55 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0145 0.0184 0.0224 0.0269 0.0307 0.0366 51 0.0106 0.0135 0.0164 0.0198 0.0226 0.0269 52 0.0114 0.0145 0.0176 0.0212 0.0241 0.0287 53 0.0150 0.0190 0.0231 0.0278 0.0318 0.0378 54 0.0199 0.0252 0.0307 0.0369 0.0421 0.0502 55 0.0475 0.0604 0.0734 0.0883 0.1008 0.1200 56 0.0395 0.0502 0.0611 0.0735 0.0838 0.0998 57 0.0427 0.0542 0.0659 0.0793 0.0905 0.1078 58 0.0473 0.0601 0.0730 0.0879 0.1003 0.1194 59 0.0510 0.0648 0.0788 0.0948 0.1082 0.1287 60 0.0715 0.0908 0.1104 0.1328 0.1516 0.1804 61 0.0715 0.0908 0.1104 0.1328 0.1516 0.1805 62 0.1275 0.1620 0.1969 0.2369 0.2704 0.3219 63 0.1287 0.1636 0.1988 0.2392 0.2731 0.3250 64 0.0931 0.1182 0.1438 0.1729 0.1974 0.2350 65 0.1738 0.2209 0.2686 0.3231 0.3688 0.4390 66 0.1085 0.1378 0.1675 0.2016 0.2301 0.2739 67 0.1109 0.1409 0.1713 0.2061 0.2353 0.2801 • CalPERS Actuarial Valuation - June 30, 2003 A-9 Miscellaneous 2% at 55 Risk Pool • i APPENDIX A Public Agency Miscellaneous 2.5% @ 55, 2.7% @ 55, 30/a @ 60 Age 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 2.5% @ 55 2.7% @ 55 3% 60 Male Female Male Female Male Female 0.05000 0.07000 0.05000 0.07000 0.05000 0.07000 0.02000 0.05000 0.02000 0.05000 0.02000 0.05000 0.03000 0.05000 0.03000 0.05000 0.03000 0.05000 0.03000 0.05000 0.03000 0.06000 0.03000 0.05000 0.04000 0.05000 0.04000 0.06000 0.04000 0.05000 0.08000 0.09000 0.09000 0.10000 0.08000 0.09000 0.06000 0.07000 0.07000 0.08000 0.07000 0.08000 0.07000 0.06000 0.08000 0.07000 0.08000 0.07000 0.08000 0.10000 0.08000 0.10000 0.09000 0.11000 0.09000 0.09000 0.10000 0.09000 0.11000 0.10000 0.16000 0.12000 0.17000 0.13000 0.19000 0.15000 0.15000 0.10000 0.16000 0.11000 0.17000 0.12000 0.26000 0.21000 0.28000 0.23000 0.31000 0.25000 0.22000 0.18000 0.23000 0.20000 0.26000 0.22000 0.15000 0.13000 0.16000 0.14000 0.18000 0.16000 0.25000 0.25000 0.27000 0.27000 0.30000 0.30000 0.14000 0.15000 0.15000 0.16000 0.17000 0.18000 0.12000 0.14000 0.13000 0.16000 0.14000 0.17000 0.12000 0.11000 0.13000 0.12000 0.15000 0.13000 0.09000 0.13000 0.10000 0.14000 0.11000 0.15000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 P ublic Agency Fire 1/2 @ 55 and 2% @ 55 Acme Rate Acme Rate 50 0.01588 56 0.11079 51 0.00000 57 0.00000 52 0.03442 58 0.09499 53 0.01990 59 0.04409 54 0.04132 60 1.00000 55 0.07513 Public Agency Police 1/2 @ 55 and 2% @ 55 Age Rate Acme Rate 50 0.02552 56 0.06921 51 0.00000 57 0.05113 52 0.01637 58 0.07241 53 0.02717 59 0.07043 54 0.00949 60 1.00000 55 0.16674 • • • CalPERS Actuarial Valuation - June 30, 2003 A-10 Miscellaneous 2% at 55 Risk Pool APPENDIX A Public Agency Police 2%@ 50 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0138 0.0138 0.0138 0.0138 0.0253 0.0451 51 0.0123 0.0123 0.0123 0.0123 0.0226 0.0402 52 0.0262 0.0262 0.0262 0.0262 0.0480 0.0855 53 0.0523 0.0523 0.0523 0.0523 0.0957 0.1706 54 0.0697 0.0697 0.0697 0.0697 0.1275 0.2274 55 0.0899 0.0899 0.0899 0.0899 0.1645 0.2932 56 0.0638 0.0638 0.0638 0.0638 0.1166 0.2079 57 0.0711 0.0711 0.0711 0.0711 0.1300 0.2318 58 0.0628 0.0628 0.0628 0.0628 0.1149 0.2049 59 0.1396 0.1396 0.1396 0.1396 0.1735 0.2544 60 0.1396 0.1396 0.1396 0.1396 0.1719 0.2506 61 0.1396 0.1396 0.1396 0.1396 0.1719 0.2506 62 0.1396 0.1396 0.1396 0.1396 0.1719 0.2506 63 0.1396 0.1396 0.1396 0.1396 0.1719 0.2506 64 0.1396 0.1396 0.1396 0.1396 0.1719 0.2506 65 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 • These rates also apply to Local Prosecutors, Local Sheriff, School Police, and Other Safety. Public Agency Fire 2%@50 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0065 0.0065 0.0065 0.0065 0.0101 0.0151 51 0.0081 0.0081 0.0081 0.0081 0.0125 0.0187 52 0.0173 0.0173 0.0173 0.0173 0.0267 0.0400 53 0.0465 0.0465 0.0465 0.0465 0.0716 0.1072 54 0.0638 0.0638 0.0638 0.0638 0.0983 0.1471 55 0.0868 0.0868 0.0868 0.0868 0.1336 0.2000 56 0.0779 0.0779 0.0779 0.0779 0.1200 0.1796 57 0.0901 0.0901 0.0901 0.0901 0.1387 0.2077 58 0.0790 0.0790 0.0790 0.0790 0.1217 0.1821 59 0.0729 0.0729 0.0729 0.0729 0.1123 0.1681 60 0.1135 0.1135 0.1135 0.1135 0.1747 0.2615 61 0.1136 0.1136 0.1136 0.1136 0.1749 0.2618 62 0.1136 0.1136 0.1136 0.1136 0.1749 0.2618 63 0.1136 0.1136 0.1136 0.1136 0.1749 0.2618 64 0.1136 0.1136 0.1136 0.1136 0.1749 0.2618 65 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 • CalPERS Actuarial Valuation - June 30, 2003 A-11 Miscellaneous 2% at 55 Risk Pool APPENDIX A 0 Public Agency Police 3% @ 55 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0193 0.0193 0.0193 0.0193 0.0397 0.0600 51 0.0157 0.0157 0.0157 0.0157 0.0324 0.0491 52 0.0163 0.0163 0.0163 0.0163 0.0337 0.0510 53 0.0587 0.0587 0.0587 0.0587 0.1208 0.1829 54 0.0691 0.0691 0.0691 0.0691 0.1422 0.2154 55 0.1164 0.1164 0.1164 0.1164 0.2397 0.3630 56 0.0756 0.0756 0.0756 0.0756 0.1556 0.2357 57 0.0581 0.0581 0.0581 0.0581 0.1196 0.1812 58 0.0508 0.0508 0.0508 0.0508 0.1045 0.1583 59 0.0625 0.0625 0.0625 0.0625 0.1287 0.1949 60 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 • These rates also apply to Local Prosecutors, Local Sheriff, School Police, and Other Safety. Public Agency Fire 3% @ 55 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0024 0.0024 0.0024 0.0035 0.0055 0.0065 51 0.0048 0.0048 0.0048 0.0070 0.0110 0.0128 52 0.0147 0.0147 0.0147 0.0215 0.0339 0.0396 53 54 0.0425 0.0567 0.0425 0.0567 0.0425 0.0567 0.0621 0.0828 0.0979 0.1306 0.1142 0.1523 • 55 0.0915 0.0915 0.0915 0.1337 0.2109 0.2459 56 0.0811 0.0811 0.0811 0.1184 0.1868 0.2178 57 0.0996 0.0996 0.0996 0.1455 0.2295 0.2676 58 0.0814 0.0814 0.0814 0.1189 0.1874 0.2185 59 0.0775 0.0775 0.0775 0.1131 0.1784 0.2080 60 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 • CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool A-12 i • APPENDIX A Public Agency Police 3% @ 50 Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0435 0.0435 0.0435 0.0821 0.1208 0.1559 51 0.0385 0.0385 0.0385 0.0728 0.1071 0.1382 52 0.0614 0.0614 0.0614 0.1159 0.1705 0.2200 53 0.0689 0.0689 0.0689 0.1303 0.1916 0.2472 54 0.0710 0.0710 0.0710 0.1342 0.1974 0.2547 55 0.0898 0.0898 0.0898 0.1698 0.2497 0.3222 56 0.0687 0.0687 0.0687 0.1299 0.1910 0.2465 57 0.0803 0.0803 0.0803 0.1518 0.2232 0.2880 58 0.0791 0.0791 0.0791 0.1495 0.2198 0.2837 59 0.0820 0.0820 0.0820 0.1549 0.2279 0.2940 60 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 • These rates also apply to Local Prosecutors, Local Sheriff, School Police, and Other Safety. Public Agency Fire 3% @ 50 C~ • Duration of Service Age 5 Years 10 Years 15 Years 20 Years 25 Years 30 Years 50 0.0341 0.0341 0.0341 0.0477 0.0679 0.0804 51 0.0463 0.0463 0.0463 0.0647 0.0922 0.1091 52 0.0693 0.0693 0.0693 0.0967 0.1377 0.1630 53 0.0835 0.0835 0.0835 0.1166 0.1661 0.1965 54 0.1025 0.1025 0.1025 0.1431 0.2038 0.2412 55 0.1265 0.1265 0.1265 0.1766 0.2516 0.2977 56 0.1210 0.1210 0.1210 0.1690 0.2407 0.2848 57 0.1010 0.1010 0.1010 0.1411 0.2010 0.2378 58 0.1184 0.1184 0.1184 0.1652 0.2354 0.2786 59 0.1002 0.1002 0.1002 0.1399 0.1993 0.2358 60 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 CaIPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool A-13 0 0 • 1 "A I x] K4 • SUMMARY OF PRINCIPAL PLAN PROVISIONS • • • i APPENDIX B The following is a summary of the major plan provisions used in calculating the liabilities of the 2% at 55 Miscellaneous Risk Pool. Plan provisions are divided based on whether they are standard, class 1, class 2 or class 3 benefits. Standard benefits are applicable to all members of the risk pool while class 1, 2 or 3 benefits vary among employers (see Appendix Q. At the end of Appendix C is a table providing the percentage of members participating in the pool that are subject to each benefit. Many of the statements in this summary are general in nature, and are intended to provide an easily understood summary of the complex Public Employees' Retirement Law. The law itself governs in all situations. • Eligibility A CalPERS member becomes eligible for Service Retirement upon attainment of age 50 with at least 5 years of credited service (total service across all CalPERS employers, and with certain other Retirement Systems with which CalPERS has reciprocity agreements) Benefit The Service Retirement benefit calculated for service earned by this group of employees is a monthly allowance equal to the product of the benefit factor, years of service, and final compensation, where • The benefit factor for this group of employees comes from the 2% at 55 Miscellaneous benefit formula factor table. The factor depends on the member's age at retirement. Listed below are the factors for retirement at whole year ages: Retirement Age 2% at 55 Miscellaneous Factor Retirement Age 2% at 55 Miscellaneous Factor 50 1.426% 57 2.104% 51 1.522% 58 2.156% 52 1.628% 59 2.210% 53 1.742% 60 2.262% 54 1.866% 61 2.314% 55 2% 62 2.366% 56 2.052% 63 & Up 2.418% • The years of service is the amount credited by CalPERS to a member while he or she is employed in this group (or for other periods that are recognized under the employer's contract with CalPERS). For a member who has earned service with multiple CalPERS employers, the benefit from each employer is calculated separately according to each employer's contract, and then added together for the total allowance. Any unused sick leave accumulated at the time of retirement will be converted to credited service at a rate of 0.004 years of service for each day of sick leave. • The final compensation is the monthly average of the member's highest 36 or 12 consecutive months' full-time equivalent monthly pay (no matter which CalPERS employer paid this compensation). The standard benefit available to all members is 36 months. Employers have the option of providing a final compensation equal to the highest 12 consecutive months by contracting for this class 1 optional benefit. • For employees covered by a modified formula, the final compensation is offset by $133.33 (or by one third if the final compensation is less than $400). Employers have the option to contract for the class 3 CalPERS Actuarial Valuation - June 30, 2003 B-3 Miscellaneous 2% at 55 Risk Pool • APPENDIX B • benefit (supplemental formula) that will eliminate the offset applicable to the final compensation of employees covered by a modified formula. • The Miscellaneous Service Retirement benefit is not capped. The Safety Service Retirement benefit is capped at 90% of final compensation. Vesftd Deferied Reftenmit Eligibility for Deferred Status A CalPERS member becomes eligible for a deferred vested retirement benefit when he or she leaves employment, keeps his or her contribution account balance on deposit with CalPERS, and has earned at least 5 years of credited service (total service across all CalPERS employers, and with certain other Retirement Systems with which CalPERS has reciprocity agreements). Eligibility to Start Receiving Benefits The CalPERS member becomes eligible to receive the deferred retirement benefit upon satisfying the eligibility requirements for Deferred Status and upon attainment of age 50. Benefit The vested deferred retirement benefit is the same as the Service Retirement benefit, where the benefit factor is based on the member's age at allowance commencement. For members who have earned service with multiple CaIPERS employers, the benefit from each employer is calculated separately according to each employer's contract, and then added together for the total allowance. 11 -...~..F - ,776. 7wo Eligibility A CaIPERS member is eligible for Non-Industrial Disability Retirement if he or she becomes disab/cdand has at least 5 years of credited service (total service across all CalPERS employers, and with certain other Retirement Systems with which CalPERS has reciprocity agreements). There is no special age requirement. Disabled means the member is unable to perform his or her job because of an illness or injury which is expected to be permanent or to last indefinitely. The illness or injury does not have to be job related. A CalPERS member must be actively working with any CalPERS employer at the time of disability in order to be eligible for this benefit. Standard Benefit The standard Non-Industrial Disability Retirement benefit is a monthly allowance equal to 1.8% of final compensation, multiplied by service, which is determined as follows: • service is CalPERS credited service, for members with less than 10 years of service or greater than 18.518 years of service; or • service is CalPERS credited service plus the additional number of years that the member would have worked until age 60, for members with at least 10 years but not more than 18.518 years of service. The maximum benefit in this case is 33 1/3% of Final Compensation. Members who are eligible for a larger service retirement benefit may choose to receive that benefit in lieu of a disability benefit. Members eligible to retire, and who have attained the normal retirement age determined by their service retirement benefit formula, will receive the same dollar amount for disability retirement as that payable for service retirement. For members who have earned service with multiple CalPERS employers, the benefit attributed to each employer is the total disability allowance multiplied by the ratio of service with a particular employer to the total CalPERS service. Improved Benefit Employers have the option of providing this improved benefit by contracting for this class 3 optional benefit. CalPERS Actuarial Valuation - June 30, 2003 B-4 Miscellaneous 2% at 55 Risk Pool • • APPENDIX B The improved Non-Industrial Disability Retirement benefit is a monthly allowance equal to 30% of final compensation for the first 5 years of service, plus 1% for each additional year of service to a maximum of 50% of final compensation. Members who are eligible for a larger service retirement benefit may choose to receive that benefit in lieu of a disability benefit. Members eligible to retire, and who have attained the normal retirement age determined by their service retirement benefit formula, will receive the same dollar amount for disability retirement as that payable for service retirement. For members who have earned service with multiple CalPERS employers, the benefit attributed to each employer is the total disability allowance multiplied by the ratio of service with a particular employer to the total CalPERS service. Employers have the option of providing this improved benefit by contracting for this class 1 optional benefit. All safety members have this benefit. Eligibility An employee is eligible for Industrial Disability Retirement if he or she becomes disabled while working, where disabled means the member is unable to perform the duties of the job because of a work-related illness or injury which is expected to be permanent or to last indefinitely. A CalPERS member who has left active employment within this group is not eligible for this benefit, except to the extent described in the next paragraph. Standard Benefit The standard Industrial Disability Retirement benefit is a monthly allowance equal to 50% of final compensation. However, if a member is eligible for Service Retirement and if the Service Retirement benefit is more than the Industrial Disability Retirement benefit, the member may choose to receive the larger benefit. For a CalPERS member not actively employed in this group who became disabled while employed by some other CalPERS employer, the benefit is a return of the accumulated member contributions with respect to employment in this group. Enhanced Benefit Employers have the option of enhancing this benefit by contracting for either of two class 1 optional benefits. The enhanced Industrial Disability Retirement benefits allow a monthly allowance up to either 75% or 90% of final compensation, depending on the optional benefit chosen. However, if a member is eligible for Service Retirement and if the Service Retirement benefit is more than the Industrial Disability Retirement benefit, the member may choose to receive the larger benefit. For a CalPERS member not actively employed in this group who became disabled while employed by some other CalPERS employer, the benefit is a return of the accumulated member contributions with respect to employment in this group. 73 =773=1-, Standard Lump Sum Payment Upon the death of a retiree, a one-time lump sum payment of $500 will be made to the retiree's designated survivor(s), or to the retiree's estate. Improved Lump Sum Payment Employers have the option of providing any of these improved lump sum death benefits by contracting for any of these class 3 optional benefits. • CalPERS Actuarial Valuation - June 30, 2003 B-5 Miscellaneous 2% at 55 Risk Pool • • APPENDIX B Upon the death of a retiree, a one-time lump sum payment of $600, $2,000, $3,000, $4,000 or $5,000 will be made to the retiree's designated survivor(s), or to the retiree's estate. Feem of PNVrw A for R+edlianent Aiotinrrame Standard Form of Payment Generally, the retirement allowance is paid to the retiree in the form of an annuity for as long as he or she is alive. The retiree may choose to provide for a portion of his or her allowance to be paid to any designated beneficiary after the retiree's death. CalPERS provides for a variety of such benefit options, which the retiree pays for by taking a reduction in his or her retirement allowance. The larger the amount to be provided to the beneficiary is, and the younger the beneficiary is, the greater the reduction to the retiree's allowance. Improved Form of Payment (Post Retirement Survivor Allowance) Employers have the option to contract for this class 1 benefit providing an improved post retirement survivor allowance. For retirement allowances from service subject to the modified formula, 25% of the retirement allowance will automatically be continued to certain statutory beneficiaries upon the death of the retiree, without a reduction in the retiree's allowance. For retirement allowances from service subject to the full or supplemental formulas, 50% of the retirement allowance will automatically be continued to certain statutory beneficiaries upon the death of the retiree, without a reduction in the retiree's allowance. This additional benefit is often referred to as post retirement survivor allowance (PRSA) or simply as survivor continuance. In other words, 25% or 50% of the allowance, the continuance portion, is paid to the retiree for as long as he or she is alive, and that same amount is continued to the retiree's spouse (or if no eligible spouse, to unmarried children until they attain age 18; or, if no eligible children, to a qualifying dependent parent) for the rest of his or her lifetime. This benefit will not be discontinued in the event the spouse remarries. The remaining 75% or 50% of the retirement allowance, which may be referred to as the option portion of is the benefit, is paid to the retiree as an annuity for as long as he or she is alive. Or, the retiree may choose to provide for some of this option portion to be paid to any designated beneficiary after the retiree's death. CalPERS offers a variety of such benefit options, which the retiree pays for by taking a reduction to the option portion of his or her retirement allowance. 1 Benefits Basic Dealt Bereft Eligibility An employee's beneficiary (or estate) may receive the Basic Death benefit if the member dies while actively employed. A CaIPERS member must be actively employed with the CalPERS employer providing this benefit to be eligible for this benefit. A member's survivor who is eligible for any other pre-retirement death benefit described below may choose to receive that death benefit instead of this Basic Death benefit. Benefit The Basic Death Benefit is a lump sum in the amount of the member's accumulated contributions, where interest is currently credited at 7.75% per year, plus a lump sum in the amount of one month's salary for each completed year of current service, up to a maximum of six months' salary. For purposes of this benefit, one month's salary is defined as the member's average monthly full-time rate of compensation during the 12 months preceding death. • CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool B-6 • APPENDIX B 1957 SLe Eligibility An employee's eligible survivor(s) may receive the 1957 Survivor benefit if the member dies while actively employed, has attained at least age 50, and has at least 5 years of credited service (total service across all CalPERS employers and with certain other Retirement Systems with which CalPERS has reciprocity agreements). A CalPERS member must be actively employed with the CalPERS employer providing this benefit to be eligible for this benefit. An eligible survivor means the surviving spouse to whom the member was married at least one year before death or, if there is no eligible spouse, to the member's unmarried children under age 18. A member's survivor may choose this benefit in lieu of the Basic Death benefit or the Special Death benefit. Benefit The 1957 Survivor benefit is a monthly allowance equal to one-half of the unmodified Service Retirement benefit that the member would have been entitled to receive if the member had retired on the date of his or her death. If the benefit is payable to the spouse, the benefit is discontinued upon the death of the spouse. If the benefit is payable to a dependent child, the benefit will be discontinued upon death or attainment of age 18, unless the child is disabled. There is a guarantee that the total amount paid will at least equal the Basic Death benefit. ■it- i IL C._~ s .11 _--1C 6:._~~1 7=.-. .:1 -1c Eligibility An employee's eligible survivor may receive the Optional Settlement 2 Death benefit if the member dies while actively employed, has attained at least age 50, and has at least 5 years of credited service (total service across all CAPERS employers and with certain other Retirement Systems with which CalPERS has reciprocity agreements). A CalPERS member who is no longer actively employed with any CalPERS employer is not eligible for this benefit. An eligible survivor means the surviving spouse to whom the member was married at least one year before death. A member's survivor may choose this benefit in lieu of the Basic Death benefit or the 1957 Survivor benefit. Benefit The Optional Settlement 2 Death benefit is a monthly allowance equal to the Service Retirement benefit that the member would have received had the member retired on the date of his or her death and elected Optional Settlement 2. (A retiree who elects Optional Settlement 2 receives an allowance that has been reduced so that it will continue to be paid after his or her death to a surviving beneficiary.) The allowance is payable as long as the surviving spouse lives. There is a guarantee that the total amount paid will at least equal the Basic Death Benefit. Employers have the option of providing this improved benefit by contracting for this class 3 optional benefit. All safety members have this benefit. Eligibility An employee's eligible survivor(s) may receive the Special Death benefit if the member dies while actively employed and the death is job-related. A CalPERS member who is no longer actively employed with any CalPERS employer is not eligible for this benefit. An eligible survivor means the surviving spouse to whom the member was married prior to the onset of the injury or illness that resulted in death. If there is no eligible spouse, an eligible survivor means the member's unmarried children under age 22. An eligible survivor who chooses to receive this benefit will not receive any other death benefit. 0 Benefit CalPERS Actuarial Valuation - June 30, 2003 B-7 Miscellaneous 2% at 55 Risk Pool s • APPENDIX B The Special Death benefit is a monthly allowance equal to 50% of final compensation, and will be increased whenever the compensation paid to active employees is increased but ceasing to increase when the member would have attained age 50. The allowance is payable to the surviving spouse until death, at which time the allowance is continued to any unmarried children under age 22. There is a guarantee that the total amount paid will at least equal the Basic Death Benefit. If the member's death is the result of an accident or injury caused by external violence or physical force incurred in the performance of the member's duty, and there are eligible surviving children (eligible means unmarried children under age 22) in addition to an eligible spouse, then an additional monthly allowance is paid equal to the following: • if 1 eligible child: • if 2 eligible children: • if 3 or more eligible children: 12.5% of final compensation 20.0% of final compensation 25.0% of final compensation Standard Benefit Beginning the second calendar year after the year of retirement, retirement and survivor allowances will be annually adjusted on a compound basis by 2%. However, the cumulative adjustment may not be greater than the cumulative change in the Consumer Price Index since the date of retirement. Improved Benefit Employers have the option of providing any of these improved cost-of-living adjustments by contracting for any one of these class 1 optional benefits. Beginning the second calendar year after the year of retirement, retirement and survivor allowances will be annually adjusted on a compound basis by either 3%, 4% or 5%. However, the cumulative adjustment may not be greater than the cumulative change in the Consumer Price Index since the date of retirement. Pr<wd= &i9 Power Ra6K*m Alwym a (PPP,) Retirement and survivor allowances are protected against inflation by PPPA. PPPA benefits are cost-of-living adjustments that are intended to maintain an individual's allowance at 80% of the initial allowance at retirement adjusted for inflation since retirement. The PPPA benefit will be coordinated with other cost-of- living adjustments provided under the plan. Each employee contributes toward his or her retirement based upon the following schedule. The employer may choose to "pick-up" these contributions for the employees. The percent contributed below the monthly compensation breakpoint is 0%. The monthly compensation breakpoint is $0 for full and supplemental formula members. The monthly compensation breakpoint is $133.33 for employees covered by the modified formula except for those members in the CSU auxilliary organizations where the breakpoint is $513 The percent contributed above the monthly compensation breakpoint is 7% except for for those members in the CSUC auxilliary organizations where the contribution rate has been set at the State member level. • 11 • CalPERS Actuarial Valuation - June 30, 2003 B-8 Miscellaneous 2% at 55 Risk Pool • APPENDIX B • • • C.Ofrb--- fin --r C-I J If the member's service with the employer ends, and if the member does not satisfy the eligibility conditions for any of the retirement benefits above, the member may elect to receive a refund of his or her employee contributions, which are credited annually with 6% interest. CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool B-9 • • APPENDIX C C7 APPENDIX C • CLASSIFICATION OF OPTIONAL BENEFITS • DISTRIBUTION OF CLASS 1 BENEFITS • J APPENDIX C Below is the list of the available optional benefit provisions and their initial classification upon establishment of risk pools. When new benefits become available as a result of legislation, the Chief actuary will determine their classification in accordance with the criteria established in the Board policy. lei lll`~~idk Class 1 benefits have been identified to be the more expensive ancillary benefits. These benefits vary by employer across the risk pool. Agencies contracting for a Class 1 benefit will be responsible for the past service liability associated with such benefit and will be required to pay a surcharge established by the actuary to cover the ongoing cost (normal cost) of the Class 1 benefit. The table below shows the list of Class 1 benefits and their applicable surcharge for the Miscellaneous 2% at 55 Risk Pool. Class 1 Benefits Applicable Surcharge One-Year Final Compensation 0.501% Employer Paid 7% Member Contributions Converted to Payrate During 0.899% the Final Compensation Period Employer Paid 8% Member Contributions Converted to Payrate During N/A the Final Compensation Period Employer Paid 9% Member Contributions Converted to Payrate During N/A the Final Compensation Period 25% Post-Retirement Survivor Allowance 50% Post-Retirement Survivor Allowance 0.861% 0.861% 3% Annual Cost-of-Living Allowance Increase 1.148% 4% Annual Cost-of-Living Allowance Increase 1.148% 5% Annual Cost-of-Living Allowance Increase 1.148% Industrial Disability Retirement for Local Miscellaneous Members 0.523% Increased Industrial Disability Allowance to 75% of Final Compensation 0.931% Improved Industrial Disability Allowance for Local Safety Members N/A 1.00% Employees Sharing Cost of Additional Benefits (1.000%) 2.00% Employees Sharing Cost of Additional Benefits (2.000%) 0.75% Employees Sharing Cost of Additional Benefits (0.750%) 7.00% Employees Contribution Reduction 7.000% 3.50% Employees Contribution Reduction 3.500% Employee Contribution Rate for CSUC Auxiliary Organizations Reduced 2.000% to State Member Level - Covered by Social Security Employee Contribution Rate for CSUC Auxiliary Organizations Reduced 1.000% to State Member Level - Not Covered by Social Security 1.25% @ 65 Miscellaneous N/A 2.5% @ 55 Safety N/A 1/2 @ 55 Safety N/A For employers contracting for more than one Class 1 benefits, the surcharges listed in this table will be added together. CalPERS Actuarial Valuation - June 30, 2003 C-1 Miscellaneous 2% at 55 Risk Pool APPENDIX C 4 ~v: ~k t Class 2 benefits have been identified to be the ancillary benefits providing one-time increases in benefits. These benefits vary by employer across the risk pool. Agencies contracting for a Class 2 benefit will be responsible for the past service liability associated with such benefit. The following benefits shall be classified as Class 2: • One-time 1% to 6% Ad Hoc COLA Increases for members who retired or died prior to January 1, 1998 (Section 21328) • "Golden Handshakes" - Section 20903 Two Years Additional Service Credit • Credit for Prior Service Paid for by the Employer • Military Service Credit (Section 20996) • Credit for Local Retirement System Service for Employees of Agencies Contracted on a Prospective basis (Section 20530.1) • Prior Service Credit for Employees of an Assumed Agency Function (Section 20936) • Limit Prior Service to Members Employed on Contract Date (Section 20938) MAW 3 Class 3 benefits have been identified to be the less expensive ancillary benefits. Class 3 benefits may vary by rate plan within each risk pool. However, the employer contribution rate will not vary within the risk pool due to the Class 3 benefits. The following benefits shall be classified as Class 3: S • Full formula plus social security (Section 20515) • Post Retirement Lump Sum Death Benefit • $600 lump sum retired death benefit (Section 21622) • $2,000 lump sum retired death benefit (Section 21623.5) • $3,000 lump sum retired death benefit (Section 21623.5) • $4,000 lump sum retired death benefit (Section 21623.5) • $5,000 lump sum retired death benefit (Section 21623.5) • Improved non-industrial disability allowance (Section 21427) • Special death benefit for local miscellaneous members (Section 21540.5) • Service Credit Purchased by Member • Public Service for Peace Corps or America Corps: VISTA Service (Section 21023.5 ) • Public Service Credit for Employees of an Assumed Agency or Function (Section 21025) • Public Service Credit for Limited Prior Service (Section 21031) • Partial Service Retirement (Section 21118) • Optional Membership for Part Time Employees (Section 20325) • Extension of Reciprocity Rights for Elective Officers (Section 20356) • Removal of Contract Exclusions Prospectively Only (Section 20503) • CalPERS Actuarial Valuation - June 30, 2003 C-2 Miscellaneous 2% at 55 Risk Pool • APPENDIX C Final Compensation One Year Final Compensation Three Years Final Compensation Post Retirement Survivor Continuance (PRSA) No PRSA With PRSA Cost-of-Living Adjustments (COLA) 2% COLA 3% COLA 4% COLA 5% COLA Industrial Disability Benefit 0 Applies to 67.6% of the Members Applies to 32.4% of the Members Applies to 81.8% of the Members Applies to 18.3% of the Members Applies to 97.3% of the Members Applies to 1.1% of the Members Applies to 0.8% of the Members Applies to 0.8% of the Members None Applies to 94.5% of the Members Standard Industrial Disability Benefit (50% of Final Compensation) Applies to 5.0% of the Members Improved Industrial Disability Benefit (75% of Final Compensation) Applies to 0.5% of the Members Improved Industrial Disability Benefit (50% - 90% of Final Applies to 0.0% of the Members Compensation) • • CalPERS Actuarial Valuation - June 30, 2003 C-3 Miscellaneous 2% at 55 Risk Pool 2 • • APPENDIX D • LIST OF PARTICIPATING EMPLOYERS • 0 APPENDIX D 0 Employer WaZ e AGOURA HILLS AND CALABASAS COMMUNITY CENTER ALAMEDA CORRIDOR TRANSPORTATION AUTHORITY ALAMEDA COUNTY CONGESTION MANAGEMENT AGENCY ALAMEDA COUNTY FIRE DEPARTMENT ALAMEDA COUNTY MOSQUITO ABATEMENT DISTRICT ALAMEDA COUNTY SCHOOLS INSURANCE GROUP ALAMEDA COUNTY TRANSPORTATION AUTHORITY ALBANY MUNICIPAL SERVICES JOINT POWERS AUTHORITY ALHAMBRA REDEVELOPMENT AGENCY ALLIANCE OF SCHOOLS FOR COOPERATIVE INSURANCE PROGRAMS ALTADENA LIBRARY DISTRICT AMADOR WATER AGENCY AMERICAN RIVER FLOOD CONTROL DISTRICT ANDERSON CEMETERY DISTRICT ANTELOPE VALLEY TRANSIT AUTHORITY APTOS/LA SELVA FIRE PROTECTION AGENCY ARROWBEAR PARK COUNTY WATER DISTRICT ASSOCIATION OF BAY AREA GOVERNMENTS ASSOCIATION OF MONTEREY BAY AREA GOVERNMENTS AUBURN AREA RECREATION AND PARK DISTRICT AUBURN PUBLIC CEMETERY DISTRICT AZTEC SHOPS, LTD., SAN DIEGO UNIVERSITY BEAR VALLEY COMMUNITY SERVICES DISTRICT BEAUMONT-CHERRY VALLEY WATER DISTRICT BELVEDERE-TIBURON LIBRARY AGENCY BIG BEAR CITY AIRPORT DISTRICT BIG BEAR CITY COMMUNITY SERVICES DISTRICT BIG BEAR MUNICIPAL WATER DISTRICT BLACK GOLD COOPERATIVE LIBRARY SYSTEM BROADMOOR POLICE PROTECTION DISTRICT BROOKTRAILS TOWNSHIP COMMUNITY SERVICES DISTRICT BROWNS VALLEY IRRIGATION DISTRICT BUENA PARK LIBRARY DISTRICT BUTTE COUNTY AIR QUALITY MANAGEMENT DISTRICT BUTTE COUNTY ASSOCIATION OF GOVERNMENTS BUTTE COUNTY MOSQUITO AND VECTOR CONTROL DISTRICT BUTTE SCHOOLS SELF-FUNDED PROGRAMS CACHUMA OPERATIONS AND MAINTENANCE BOARD CALIF INTERSCHOLASTIC FED - NORTHERN SECTION CALIFORNIA ASSOCIATION FOR PARK AND RECREATION INSURANCE CALIFORNIA AUTHORITY OF RACING FAIRS CALIFORNIA BEAR CREDIT UNION CALIFORNIA FAIR SERVICES AUTHORITY CALIFORNIA FIREFIGHTERS JOINT APPRENTICESHIP COMMITTEE CALIFORNIA INTERSCHOLASTIC FEDERATION, NORTH COAST SECTION CALIFORNIA INTERSCHOLASTIC FEDERATION, SAC-JOAQUIN SECTION CALIFORNIA INTERSCHOLASTIC FEDERATION, SAN DIEGO SECTION CALIFORNIA INTERSCHOLASTIC FEDERATION, SOUTHERN SECTION CALIFORNIA INTERSCHOLASTIC FEDERATION, STATE OFFICE CALIFORNIA JOINT POWERS INSURANCE AUTHORITY CALIFORNIA JOINT POWERS RISK MANAGEMENT AUTHORITY CALIFORNIA MUNICIPAL UTILITIES ASSOCIATION CALIFORNIA REDEVELOPMENT ASSOCIATION CALIFORNIA STATE AND FEDERAL EMPLOYEES #20 CREDIT UNION CALIFORNIA STATE UNIVERSITY, FRESNO ATHLETIC CORPORATION CALLEGUAS MUNICIPAL WATER DISTRICT CAMERON PARK COMMUNITY SERVICES DISTRICT CalPERS Actuarial Valuation - June 30, 2003 D-1 Miscellaneous 2% at 55 Risk Pool • APPENDIX D CAMROSA WATER DISTRICT CAPITOL AREA DEVELOPMENT AUTHORITY CARMEL VALLEY FIRE PROTECTION DISTRICT CARMICHAEL WATER DISTRICT CARPINTERIA SANITARY DISTRICT CARPINTERIA VALLEY WATER DISTRICT CASTAIC LAKE WATER AGENCY CAYUCOS SANITARY DISTRICT CENTRAL COAST WATER AUTHORITY CENTRAL FIRE PROTECTION DISTRICT OF SANTA CRUZ COUNTY CENTRAL WATER DISTRICT CHESTER PUBLIC UTILITY DISTRICT CHICO AREA RECREATION AND PARK DISTRICT CHINO BASIN WATERMASTER CHINO VALLEY INDEPENDENT FIRE DISTRICT CITRUS HEIGHTS WATER DISTRICT CITY AND COUNTY OF SAN FRANCISCO CITY OF AGOURA HILLS CITY OF ALBANY CITY OF ALISO VIEJO CITY OF AMERICAN CANYON CITY OF ANDERSON CITY OF ARCATA CITY OF ARROYO GRANDE CITY OF ARVIN CITY OF ATASCADERO CITY OF ATWATER CITY OF AUBURN CITY OF AVALON CITY OF BELL CITY OF BELL GARDENS CITY OF BELLFLOWER CITY OF BELMONT CITY OF BELVEDERE CITY OF BISHOP CITY OF BLUE LAKE CITY OF BRAWLEY CITY OF BRISBANE CITY OF BUELLTON CITY OF CALABASAS CITY OF CALISTOGA CITY OF CANYON LAKE CITY OF CAPITOLA CITY OF CARMEL-BY-THE-SEA CITY OF CARPINTERIA CITY OF CHOWCHILLA CITY OF CLAYTON CITY OF CLEARLAKE CITY OF CLOVERDALE CITY OF COLUSA CITY OF CORCORAN CITY OF CORNING CITY OF COTATI CITY OF CUDAHY CITY OF DANA POINT CITY OF DEL MAR CITY OF DESERT HOT SPRINGS CITY OF DIAMOND BAR CITY OF DINUBA • CalPERS Actuarial Valuation - June 30, 2003 D-2 Miscellaneous 2% at 55 Risk Pool • APPENDIX D • CITY OF DIXON CITY OF DUBLIN CITY OF DUNSMUIR CITY OF EL CERRITO CITY OF ESCALON CITY OF FILLMORE CITY OF FIREBAUGH CITY OF FORT BRAGG CITY OF GOLETA CITY OF GRAND TERRACE CITY OF GRASS VALLEY CITY OF GREENFIELD CITY OF GRIDLEY CITY OF GROVER BEACH CITY OF GUSTINE CITY OF HALF MOON BAY CITY OF HEALDSBURG CITY OF HERCULES CITY OF HERMOSA BEACH CITY OF HESPERIA CITY OF HIGHLAND CITY OF IMPERIAL BEACH CITY OF INDIAN WELLS CITY OF IONE CITY OF IRWINDALE CITY OF JACKSON CITY OF KING CITY CITY OF LA CANADA FLINTRIDGE CITY OF LA MIRADA CITY OF LA VERNE CITY OF LAGUNA NIGUEL CITY OF LAGUNA WOODS CITY OF LAKE FOREST CITY OF LAKEPORT CITY OF LARKSPUR CITY OF LATHROP CITY OF LAWNDALE CITY OF LEMOORE CITY OF LINCOLN CITY OF LMNGSTON CITY OF LOMA LINDA CITY OF LOMITA CITY OF LOYALTON CITY OF MALIBU CITY OF MARINA CITY OF MARTINEZ CITY OF MAYWOOD CITY OF MILLBRAE CITY OF MONTE SERENO CITY OF MOORPARK CITY OF MT. SHASTA CITY OF MURRIETA CITY OF NEEDLES CITY OF NEVADA CITY CITY OF NEWMAN CITY OF NORCO CITY OF OAKLEY CITY OF OJAI CITY OF ORLAND CalPERS Actuarial Valuation - June 30, 2003 D-3 Miscellaneous 2% at 55 Risk Pool APPENDIX D CITY OF OROVILLE CITY OF PACIFIC GROVE CITY OF PALOS VERDES ESTATES CITY OF PARLIER CITY OF PATTERSON CITY OF PINOLE CITY OF PISMO BEACH CITY OF PLACENTIA CITY OF PLACERVILLE CITY OF RANCHO MIRAGE CITY OF RANCHO PALOS VERDES CITY OF RED BLUFF CITY OF REEDLEY CITY OF RIDGECREST CITY OF RIO VISTA CITY OF RIVERBANK CITY OF ROLLING HILLS ESTATES CITY OF ROSEMEAD CITY OF SAN DIMAS CITY OF SAN GABRIEL CITY OF SAN JACINTO CITY OF SAN JOAQUIN CITY OF SAN JOSE CITY OF SAN MARINO CITY OF SAN PABLO CITY OF SAND CITY CITY OF SANGER CITY OF SARATOGA CITY OF SCOTTS VALLEY CITY OF SEAL BEACH CITY OF SEASIDE CITY OF SEBASTOPOL CITY OF SHAFTER CITY OF SHASTA LAKE CITY OF SIERRA MADRE CITY OF SIGNAL HILL CITY OF SOLANA BEACH CITY OF SOLVANG CITY OF SONORA CITY OF SONORA CITY OF SOUTH EL MONTE CITY OF SOUTH PASADENA CITY OF ST. HELENA CITY OF STANTON CITY OF SUISUN CITY CITY OF TAFT CITY OF TULELAKE CITY OF TWENTYNINE PALMS CITY OF VILLA PARK CITY OF WALNUT CITY OF WILLIAMS CITY OF WILLIES CITY OF WILLOWS CITY OF WINTERS CITY OF WOODLAKE CITY OF YREKA CITY OF YUCAIPA CLEARLAKE OAKS COUNTY WATER DISTRICT COACHELLA VALLEY PUBLIC CEMETERY DISTRICT CalPERS Actuarial Valuation - June 30, 2003 D-4 Miscellaneous 2% at 55 Risk Pool APPENDIX D COAST LIFE SUPPORT DISTRICT COLLEGE OF THE CANYONS FOUNDATION COLUSA MOSQUITO ABATEMENT DISTRICT CONTRA COSTA TRANSPORTATION AUTHORITY COPPEROPOLIS FIRE PROTECTION DISTRICT COUNTY OF ALPINE CRESCENT CITY HARBOR DISTRICT CRESCENTA VALLEY WATER DISTRICT CSAC EXCESS INSURANCE AUTHORITY DAIRY COUNCIL OF CALIFORNIA DEL PASO MANOR WATER DISTRICT DEL PUERTO WATER DISTRICT DENAIR COMMUNITY SERVICES DISTRICT DESERT WATER AGENCY DIXON UNIFIED SCHOOL DISTRICT LIBRARY DISTRICT DUBLIN SAN RAMON SERVICES DISTRICT EAST CONTRA COSTA IRRIGATION DISTRICT EAST COUNTY FIRE PROTECTION DISTRICT EAST QUINCY SERVICES DISTRICT EAST SAN GABRIEL VALLEY HUMAN SERVICES CONSORTIUM EL DORADO COUNTY FIRE PROTECTION DISTRICT EL DORADO HILLS COMMUNITY SERVICES DISTRICT EL DORADO HILLS COUNTY WATER DISTRICT ENCINA WASTEWATER AUTHORITY ESPARTO FIRE PROTECTION DISTRICT FAIR OAKS RECREATION & PARK DISTRICT FAIR OAKS WATER DISTRICT FALLBROOK PUBLIC UTILITY DISTRICT FEATHER RIVER AIR QUALITY MANAGEMENT DISTRICT FEATHER RIVER RECREATION AND PARK DISTRICT FLORIN RESOURCE CONSERVATION DISTRICT ELK GROVE WATER WORKS FOOTHILL MUNICIPAL WATER DISTRICT FORT ORD REUSE AUTHORITY FRESNO WESTSIDE MOSQUITO ABATEMENT DISTRICT FULLERTON CALIFORNIA STATE UNIVERSITY ASSOCIATED STUDENTS FULTON EL-CAMINO RECREATION AND PARK DISTRICT GEORGETOWN DIVIDE PUBLIC UTILITY DISTRICT GEORGETOWN FIRE PROTECTION DISTRICT GLEN ELLEN FIRE PROTECTION DISTRICT GLENN COUNTY MOSQUITO AND VECTOR CONTROL DISTRICT GOLETA SANITARY DISTRICT GOLETA WEST SANITARY DISTRICT GREAT BASIN UNIFIED AIR POLLUTION CONTROL DISTRICT GREATER LOS ANGELES COUNTY VECTOR CONTROL DISTRICT GREATER VALLEJO RECREATION DISTRICT GRIDLEY BIGGS CEMETERY DISTRICT GROVELAND COMMUNITY SERVICES DISTRICT HALF MOON BAY FIRE PROTECTION DISTRICT HAPPY HOMESTEAD CEMETERY DISTRICT HEARTLAND COMMUNICATIONS FACILITY AUTHORITY HERITAGE RANCH COMMUNITY SERVICES DISTRICT HESPERIA COUNTY WATER DISTRICT HESPERIA FIRE PROTECTION DISTRICT HI-DESERT WATER DISTRICT HIDDEN VALLEY LAKE COMMUNITY SERVICES DISTRICT HOPLAND PUBLIC UTILITY DISTRICT HOUSING AUTHORITY OF THE COUNTY OF BUTTE HUB CITIES CONSORTIUM HUMAN RIGHTS/FAIR HOUSING COMMISSION OF THE CITY AND COUNTY OF SACRAMENTO CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool D-5 APPENDIX D HUMBOLDT BAY HARBOR RECREATION AND CONSERVATION DISTRICT HUMBOLDT BAY MUNICIPAL WATER DISTRICT HUMBOLDT COMMUNITY SERVICES DISTRICT HUMBOLDT NO. 1 FIRE PROTECTION DISTRICT OF HUMBOLDT COUNTY HUMBOLDT STATE COLLEGE UNIVERSITY CENTER HUMBOLDT TRANSIT AUTHORITY HUMBOLDT WASTE MANAGEMENT AUTHORITY INTERGOVERNMENTAL TRAINING AND DEVELOPMENT CENTER ISLA VISTA RECREATION AND PARK DISTRICT JAMESTOWN SANITARY DISTRICT JUNE LAKE PUBLIC UTILITY DISTRICT JURUPA COMMUNITY SERVICES DISTRICT KERN COUNTY CEMETERY DISTRICT NO. 1 KINGS MOSQUITO ABATEMENT DISTRICT LAGUNA BEACH CO. WATER DISTRICT LAKE ARROWHEAD COMMUNITY SERVICES DISTRICT LAKE HEMET MUNICIPAL WATER DISTRICT LAKE SHASTINA COMMUNITY SERVICES DISTRICT LAKE VALLEY FIRE PROTECTION DISTRICT LAKEPORT COUNTY FIRE PROTECTION DISTRICT LAS GALLINAS VALLEY SANITARY DISTRICT OF MARIN COUNTY LEUCADIA WASTEWATER DISTRICT LITTLE LAKE FIRE PROTECTION DISTRICT LIVERMORE/AMADOR VALLEY TRANSIT AUTHORITY LOCAL GOVERNMENT SERVICES AUTHORITY, JPA. LOMPICO COUNTY WATER DISTRICT LONG BEACH STATE UNIVERSITY, ASSOCIATED STUDENTS LONG BEACH STATE UNIVERSITY, FORTY-NINER SHOPS, INC. LOS ANGELES REGIONALIZED INSURANCE SERVICES AUTHORITY 0 LOS ANGELES TO PASADENA METRO BLUE LINE CONSTRUCTION LOS GATOS-SARATOGA DEPARTMENT OF COMMUNITY EDUCATION AND RECREATION LOWER TULE RIVER IRRIGATION DISTRICT MADERA COUNTY MOSQUITO AND VECTOR CONTROL DISTRICT MADERA HOUSING AUTHORITY, THE CITY OF MAIN SAN GABRIEL BASIN WATERMASTER MARIN CHILDREN AND FAMILIES COMMISSION MARIN COUNTY HOUSING AUTHORITY MARYSVILLE CITY MAXWELL PUBLIC UTILITY DISTRICT MC KINLEYVILLE COMMUNITY SERVICE DISTRICT MEEKS BAY FIRE PROTECTION DISTRICT METROPOLITAN COOPERATIVE LIBRARY SYSTEM MID-PENINSULA WATER DISTRICT MID-PLACER PUBLIC SCHOOLS TRANSPORTATION AGENCY MIDPENINSULA REGIONAL OPEN SPACE DISTRICT MISSION SPRINGS WATER DISTRICT MOJAVE WATER AGENCY MONTE VISTA COUNTY WATER DISTRICT MONTECITO SANITARY DISTRICT OF SANTA BARBARA COUNTY MONTECITO WATER DISTRICT MONTEREY BAY UNIFIED AIR POLLUTION CONTROL DISTRICT MONTEREY COUNTY WATER RESOURCES AGENCY MONTEREY PENINSULA AIRPORT DISTRICT MONTEREY PENINSULA WATER MANAGEMENT DISTRICT MONTEREY REGIONAL WATER POLLUTION CONTROL AGENCY MT. SAN ANTONIO COLLEGE ASSOCIATED STUDENTS MUNICIPAL WATER DISTRICT OF ORANGE COUNTY MURRIETA COUNTY WATER DISTRICT MURRIETA FIRE PROTECTION DISTRICT CalPERS Actuarial Valuation - June 30, 2003 Miscellaneous 2% at 55 Risk Pool D-6 APPENDIX D • NAPA COUNTY MOSQUITO ABATEMENT DISTRICT NEVADA COUNTY CONSOLIDATED FIRE DISTRICT NEVADA COUNTY LOCAL AGENCY FORMATION COMMISSION NEWHALL COUNTY WATER DISTRICT NICE COMMUNITY SERVICES DISTRICT NORTH BAY COOPERATIVE LIBRARY SYSTEM NORTH CENTRAL COUNTIES CONSORTIUM NORTH COAST RAILROAD AUTHORITY NORTH COAST UNIFIED AIR QUALITY MANAGEMENT DISTRICT NORTH COUNTY FIRE PROTECTION DISTRICT OF SAN DIEGO COUNTY NORTH MARIN WATER DISTRICT NORTH STATE COOPERATIVE LIBRARY SYSTEM NORTHERN CALIFORNIA SPECIAL DISTRICTS INSURANCE AUTHORITY NORTHWEST MOSQUITO AND VECTOR CONTROL DISTRICT NOVATO SANITARY DISTRICT OAKDALE RURAL FIRE PROTECTION DISTRICT OCEANO COMMUNITY SERVICES DISTRICT OJAI VALLEY SANITARY DISTRICT ORANGE COUNTY TRANSPORTATION COMMISSION ORCHARD DALE COUNTY WATER DISTRICT ORLAND CEMETERY DISTRICT PAIARO VALLEY WATER MANAGEMENT AGENCY PALMDALE WATER DISTRICT PALOS VERDES LIBRARY DISTRICT PASADENA CITY COLLEGE BOOKSTORE PENINSULA FIRE DISTRICT PICO WATER DISTRICT PINE COVE WATER DISTRICT PIONEER CEMETERY DISTRICT PLACER CONSOLIDATED FIRE PROTECTION DISTRICT PLACER COUNTY CEMETERY DISTRICT #1 PLACER COUNTY MOSQUITO ABATEMENT DISTRICT PLACER COUNTY RESOURCE CONSERVATION DISTRICT PLACER COUNTY TRANSPORTATION COMMISSION PLACER HILLS FIRE PROTECTION DISTRICT PLEASANT HILL - MARTINEZ JOINT FACILITIES AGENCY PLEASANT HILL RECREATION AND PARK DISTRICT PLUMAS LOCAL AGENCY FOUNDATION PUBLIC AGENCY RISK SHARING AUTHORITY OF CALIFORNIA PUBLIC ENTITY RISK MANAGEMENT AUTHORITY QUARTZ HILL WATER DISTRICT QUINCY COMMUNITY SERVICES DISTRICT RAINBOW MUNICIPAL WATER DISTRICT RANCHO ADOBE FIRE PROTECTION DISTRICT RANCHO MURIETA COMMUNITY SERVICES DISTRICT RANCHO SANTA FE FIRE PROTECTION DISTRICT RANCHO SANTIAGO COMMUNITY COLLEGE ASSOCIATED STUDENTS RECLAMATION DISTRICT # 1001 REDEVELOPMENT AGENCY OF THE CITY OF FRESNO REDWOOD EMPIRE MUNICIPAL INSURANCE FUND REDWOOD EMPIRE SCHOOL INSURANCE GROUP REGIONAL WATER AUTHORITY RINCON DEL DIABLO MUNICIPAL WATER DISTRICT RINCON VALLEY FIRE PROTECTION DISTRICT RIO LINDA WATER DISTRICT RIVERSIDE COUNTY LAW LIBRARY RIVERVIEW WATER DISTRICT RUSSIAN RIVER FIRE PROTECTION DISTRICT SACRAMENTO AREA COUNCIL OF GOVERNMENTS . CalPERS Actuarial Valuation - June 30, 2003 D-7 Miscellaneous 2% at 55 Risk Pool i APPENDIX D SACRAMENTO COUNTY LAW LIBRARY SACRAMENTO METROPOLITAN AIR QUALITY MANAGEMENT DISTRICT SACRAMENTO METROPOLITAN CABLETELEVISION COMMISSION SACRAMENTO REGIONAL FIRE/EMS COMMUNICATIONS CENTER SACRAMENTO TRANSPORTATION AUTHORITY SALIDA FIRE PROTECTION DISTRICT SAN BENITO COUNTY WATER DISTRICT SAN BERNARDINO VALLEY WATER CONSERVATION DISTRICT SAN BERNARDINO, CALIFORNIA STATE UNIVERSITY, STUDENT UNION SAN DIEGO RURAL FIRE PROTECTION DISTRICT SAN DIEGO STATE UNIVERSITY ASSOCIATED STUDENTS SAN DIEGUITO WATER DISTRICT SAN ELIJO JOINT POWERS AUTHORITY SAN FRANCISCO COUNTY TRANSPORTATION AUTHORITY SAN FRANCISCO HEALTH AUTHORITY SAN GABRIEL COUNTY WATER DISTRICT SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS SAN GABRIEL VALLEY MOSQUITO AND VECTOR CONTROL DISTRICT SAN GABRIEL VALLEY MUNICIPAL WATER DISTRICT SAN JOAQUIN COUNTY HOUSING AUTHORITY SAN LORENZO VALLEY WATER DISTRICT SAN LUIS OBISPO - CAL POLY ASSOCIATED STUDENTS, INC. SAN LUIS OBISPO COUNCIL OF GOVERNMENTS SAN LUIS OBISPO REGIONAL TRANSIT AUTHORITY SAN MATEO COUNTY LAW LIBRARY SAN MIGUEL CONSOLIDATED FIRE PROTECTION DISTRICT SANTA ANA WATERSHED PROJECT AUTHORITY SANTA CLARA COUNTY CENTRAL FIRE PROTECTION DISTRICT SANTA CLARA COUNTY HEALTH AUTHORITY SANTA CLARA COUNTY SCHOOLS INSURANCE GROUP SANTA CLARITA VALLEY SCHOOL FOOD SERVICES AGENCY SANTA CRUZ CONSOLIDATED EMERGENCY COMMUNICATIONS CENTER SANTA CRUZ COUNTY LAW LIBRARY SANTA CRUZ LOCAL AGENCY FORMATION COMMISSION SANTA CRUZ PORT DISTRICT SANTA MARIA PUBLIC AIRPORT DISTRICT SANTA YNEZ RIVER WATER CONSERVATION DIST., IMPROVEMENT DIST. NO. 1 SARATOGA FIRE PROTECTION DISTRICT SCHOOL RISK AND INSURANCE MANAGEMENT GROUP SCHOOLS EXCESS LIABILITY FUND SCHOOLS INSURANCE AUTHORITY SCOTTS VALLEY FIRE PROTECTION DISTRICT SELMA CEMETERY DISTRICT SELMA-KINGSBURG-FOWLER COUNTY SANITATION DISTRICT SEWER AUTHORITY MID-COASTSIDE SHAFTER WASCO IRRIGATION DISTRICT SHASTA AREA SAFETY COMMUNICATIONS AGENCY SHASTA MOSQUITO AND VECTOR CONTROL DISTRICT SHILOH PUBLIC CEMETERY DISTRICT SILICON VALLEY ANIMAL CONTROL DISTRICT SOLANO COUNTY MOSQUITO ABATEMENT DISTRICT SOLANO COUNTY WATER AGENCY SOLANO TRANSPORTATION AUTHORITY SONOMA STUDENT UNION CORPORATION SOUTH BAY REGIONAL PUBLIC COMMUNICATIONS AUTHORITY SOUTH BAYSIDE SYSTEM AUTHORITY SOUTH COAST WATER DISTRICT SOUTH COUNTY FIRE PROTECTION AUTHORITY SOUTH ORANGE CTY WASTE WATER AUTHORITY CalPERS Actuarial Valuation - June 30, 2003 D-8 Miscellaneous 2% at 55 Risk Pool • APPENDIX D 0 SOUTH PLACER FIRE DISTRICT SOUTH SAN LUIS OBISPO COUNTY SANITATION DISTRICT SOUTHERN CALIFORNIA PUBLIC POWER AUTHORITY SOUTHERN SAN JOAQUIN MUNICIPAL UTILITY DISTRICT SOUTHWEST TRANSPORTATION AGENCY SPECIAL DISTRICT RISK MANAGEMENT AUTHORITY SQUAW VALLEY PUBLIC SERVICE DISTRICT STATE WATER CONTRACTORS STEGE SANITARY DISTRICT STINSON BEACH COUNTY WATER DISTRICT STOCKTON EAST WATER DISTRICT SUISUN RESOURCE CONSERVATION DISTRICT SUMMIT CEMETERY DISTRICT SUNNYSLOPE COUNTY WATER DISTRICT TEMPLETON COMMUNITY SERVICES DISTRICT THREE VALLEYS MUNICIPAL WATER DISTRICT TIBURON FIRE PROTECTION DISTRICT TOWN OF ATHERTON TOWN OF COLMA TOWN OF CORTE MADERA TOWN OF LOOMIS TOWN OF LOS ALTOS HILLS TOWN OF MORAGA TOWN OF PARADISE TOWN OF PORTOLA VALLEY TOWN OF ROSS TOWN OF TIBURON TOWN OF WINDSOR TOWN OF WOODSIDE TOWN OF YUCCA VALLEY TRABUCO CANYON WATER DISTRICT TRANSPORTATION AGENCY FOR MONTEREY COUNTY TRI-COUNTY SCHOOLS INSURANCE GROUP TURLOCK MOSQUITO ABATEMENT DISTRICT TWIN CITIES POLICE AUTHORITY UNITED WATER CONSERVATION DISTRICT UPLAND CITY HOUSING AUTHORITY VALLEY CENTER MUNICIPAL WATER DISTRICT VALLEY OF THE MOON WATER DISTRICT VANDENBERG VILLAGE COMMUNITY SERVICES DISTRICT VENTURA COUNTY SCHOOLS BUSINESS SERVICES AUTHORITY VENTURA COUNTY SCHOOLS SELF-FUNDING AUTHORITY VENTURA PORT DISTRICT VICTOR VALLEY WASTEWATER RECLAMATION AUTHORITY VICTOR VALLEY WATER DISTRICT WATER FACILITIES AUTHORITY-JOINT POWERS AGENCY WEST COUNTY TRANSPORTATION AGENCY WEST END COMMUNICATIONS AUTHORITY WEST STANISLAUS IRRIGATION DISTRICT WEST VALLEY SANITATION DISTRICT OF SANTA CLARA COUNTY WEST VALLEY WATER DISTRICT WESTBOROUGH WATER DISTRICT WESTERN MUNICIPAL WATER DISTRICT WILDOMAR CEMETERY DISTRICT WILLOWS CEMETERY DISTRICT WOODBRIDGE RURAL COUNTY FIRE PROTECTION DISTRICT WOODSIDE FIRE PROTECTION DISTRICT YOLO COUNTY COMMUNICATIONS EMERGENCY SERVICES AGENCY YOLO COUNTY IN-HOME SUPPORTIVE SERVICES PUBLIC AUTHORITY CalPERS Actuarial Valuation - June 30, 2003 D-9 Miscellaneous 2% at 55 Risk Pool APPENDIX D 4D YOLO COUNTY PUBLIC AGENCY RISK MANAGEMENT INSURANCE AUTHORITY YOLO-SOLANO AIR QUALITY MANAGEMENT DISTRICT YORBA LINDA WATER DISTRICT YUBA COUNTY WATER AGENCY YUBA SUTTER TRANSIT AUTHORITY YUIMA MUNICIPAL WATER DISTRICT • • CalPERS Actuarial Valuation - June 30, 2003 D-10 Miscellaneous 2% at 55 Risk Pool 0 • E APPENDIX E • GLOSSARY i 0 11 APPENDIX E • Present Value of Benefits The total dollars needed as of the valuation date to fund all past and future benefits for current members of the plan. Accrued Liability The total dollars desired as of the valuation date to fund all past benefits for current members of the plan. Normal Cost The annual cost of providing benefits for the upcoming fiscal year. It should be viewed as the long term employer contribution rate. Actuarial Value of Assets The actuarial value of assets used for funding purposes is obtained through an asset smoothing technique where investment gains and losses are partially recognized in the year they are incurred, with the remainder recognized in subsequent years. This method helps to avoid large fluctuations in the employer contribution rate. Unfunded Liability A plan with an actuarial value of assets below the accrued liability is said to have an unfunded liability and must temporarily increase contributions to get back on schedule. A plan with an actuarial value of assets in excess of the accrued liability is said to have excess assets (or is overfunded) and can temporarily reduce future contributions. P-.~ • • Section 3 CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM ~ Final Stand-Alone Actuarial Valuation for the MISCELLANEOUS PLAN of the CITY OF ROSEMEAD Employer # 1595) as of June 30, 2003 • • • 0 InboducUM With the implementation of risk pooling, stand-alone valuation reports will no longer be prepared for this plan. Instead the plan's financial results will be pooled with the plans of other agencies as is shown in Section 2. However, in order to provide a reconciliation between the first set of pooled results and the results reported last year, this section has been prepared to show what the results would have been for the plan on a stand - alone basis and how these results compare to last year's results. • 9 • 1] • EXECUTIVE SUMMARY Assets and Liabilities Required Contributions Summary of Membership Data Changes Since Prior Valuation Schedule of Funding Progress ASSETS TABLE OF CONTENTS A. Reconciliation of the Market Value of Assets B. Development of the Actuarial Value of Assets LIABILITIES A. Development of Accrued and Unfunded Liabilities B. (Gain) / Loss Analysis REQUIRED CONTRIBUTIONS A. Development of Required Employer Contributions B. Reconciliation of Required Employer Contributions C. Roll Forward of Unfunded Liabilities D. Schedule of Amortization Bases FIN PROCESS CONTROL ID (CUR) 219431 FIN PROCESS CONTROL ID (OLD) 149752 REPORT ID 36505 1 1 2 2 4 5 6 7 8 9 9 10 11 0 0 0 SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION EXECUTIVE SUMMARY Assets and Liabilities Retirement Program Market Value of Assets for the Retirement Program Present Value of Projected Benefits Entry Age Normal Accrued Liability Actuarial Value of Assets Unfunded Liability Funded Status Superfunded Status 1959 Survivor Benefit Program (First or Second Level) Market Value for the 1959 Survivor Program I Present Value of Benefits for Current Beneficiaries Actuarial Value of Assets Unfunded Liability Required Contributions Employer Contribution Required (in Projected Dollars) Payment for Normal Cost Payment on Amortization Bases 2 Total (not less than zero) 3 June 30, 2002 June 30, 2003 4,887,631 $ 5,297,099 8,526,761 10,532,665 6,637,658 8,543,320 5,376,394 5,826,809 1,261,264 2,716,511 81.0% 68.2% No No 0 $ 0 0 0 0 Fiscal Year 2004/2005 $ 122,788 146,669 269,457 Employer Contribution Required (Percentage of Projected Payroll) Payment for Normal Cost Payment on the Amortization Bases ' _ Total (not less than zero) 3 12.719% Fiscal Year 2005/2006 $ 147,510 293,177 440,687 7.080% 14.072% 21.152% The investment returns of -7.2% for 2000/2001, -5.9% for 2001/2002 and 3.9% for 2002/2003 have each produced actuarial losses compared to the assumption of 8.25% for those years. Because of the asset smoothing method, only a portion of the total loss for these years has been reflected in your employer contribution rates through 2005/2006. The balance of the loss will have an adverse impact on your employer contribution rate in subsequent years. Refer to Appendix A of Section 2 for additional details. This is for First and Second Level only. The Third, Fourth and Indexed Levels are independent programs and are billed separately. More information on the 1959 Survivor Benefit Program First and Second Level can be found on page 3 of Section 3. Details regarding this payment can be found on Page I 1 of Section 3 for the current valuation. Prior to 2005/2006, the contribution for the 1959 Survivor Benefit program First and Second level was calculated for each agency on a stand-alone basis and included with the contribution for the retirement program in those prior reports. Beginning with 2005/2006, the contribution for the 1959 Survivor Benefit program First and Second Level is calculated on a pooled basis and billed separately. • 5.796% 6.923% Page 1 • 0 SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION EXECUTIVE SUMMARY (continued) Summary of Membership Data June 30, 2002 June 30, 2003 Members Included in the Valuation 1 Active Members 40 40 Transferred Members 15 14 Separated Members 9 10 Members and Beneficiaries Receiving Payments 7 12 Total 71 76 Annual Covered Payroll $ 1,896,978 $ 1,892,863 Projected Annual Payroll for Contribution Year 2,118,491 2,083,480 Present Value of Future Salaries 15,273,622 14,592,972 Average Annual Covered Pay $ 47,424 $ 47,322 Average Attained Age for Actives 47.56 48.79 Average Entry Age into Rate Plan for Actives 35.36 37.49 Average Attained Age for Transfers 44.06 43.48 Average Attained Age for Separations 39.09 40.76 Average Attained Age for Retirees and Beneficiaries 64.57 63.25 Average Annual Benefit for Retirees and Beneficiaries $ 6,997 $ 14,513 Counts of members included in the valuation are counts of records processed by the valuation. Multiple records may exist for those who have service in more than one coverage group. This does not result in a double counting of liabilities. Counts do not include beneficiaries receiving a 1959 Survivor Benefit. Changes Since Prior Valuation Actuarial Assumptions In May 2004, the Ca1PERS Board approved a new set of actuarial assumptions to be used in the June 30, 2003 valuation, for the purpose of determining the 2005/2006 employer contribution rates. The new assumptions are described in Appendix A of Section 2. The inflation assumption was reduced from 3.50% to 3.00%, causing a corresponding 0.50% reduction in the salary growth and overall payroll growth assumptions as well as the investment return assumption. The new investment return assumption is 7.75%. The effect of the change in assumptions on the unfunded liability is shown on page 8 and the effect on your employer contribution rate is shown on page 9 of Section 3. Methods In April 2004 the Ca1PERS Board approved setting the actuarial value of assets to 110% of market value in the June 30, 2003 valuation, for the purpose of determining the 2005/2006 employer contribution rates. The effect of this change on the unfunded liability is shown on page 8 and the effect on the employer contribution rate is shown on page 9 of Section 3. The Board made this change to facilitate the transition to pooling for plans with less than 100 active members. Since 91% of all public agency plans already had their actuarial value of assets at or above 109°/x, this change has very little impact on the employer contribution rate for 2005/2006 for the great majority of plans. is Page 2 SECTION 3 - FINAL STA0 ND-ALONE ACTUARIAL VALUATION Benefits The standard actuarial practice at Ca1PERS is to recognize mandated legislative benefit changes in the first annual valuation whose valuation date follows the effective date of the legislation. Voluntary benefit changes by plan amendment are generally included in the first valuation whose report is dated after the amendment becomes effective. The following benefit changes are included for the first time in this valuation: The recent settlement of the Arnett case improved industrial disability (IDR) benefits for eligible Ca1PERS public agency members by eliminating the effect of Government Code Section 21417. Section 21417 limited IDR benefits to an amount less than 50% of final compensation for members hired at later ages. IDR benefits for disabled members who were adversely affected by Section 21417 were raised to 50% of final compensation effective July 1, 2001. Monthly benefit payment amounts were changed during the 2002/2003 fiscal year and full retroactive adjustments were made back to July 1, 2001. 50% retroactive adjustments were made from July 1, 2001 back to October 16, 1992 for members who became disabled prior to that date. The retroactive adjustment payments were paid during fiscal 2002/2003. The increase in the unfunded liability resulting from the increased monthly benefits and the retroactive adjustment payments is not separately determined in this valuation but is included in the 2002/2003 actuarial gain/loss shown on page 8 of Section 3. If you would like an estimate of this amount, please contact your Ca1PERS actuary. For active members who are projected to become eligible for IDR benefits in the future, the effect of this change on the unfunded liability is shown on page 8 and the effect on your employer contribution rate is shown on page 9 of Section 3. In February 2002, the Ca1PERS Board approved the conceptual details for pooling of small public agency plans. In October 2003, Assembly Bill 1974 was chaptered giving full authority to the Board to implement pooling. Pooling is mandatory for all public agency plans with less than 100 active members as of June 30, 0 2003. There are nine active pools, one for each miscellaneous or safety benefit formula. All plans in a pool have the same basic benefit formula. Cost adjustments are made for certain "Class 1" benefits including One-Year Final Compensation, Post Retirement Survivor Allowance, 3%, 4% or 5% COLA, and IDR for miscellaneous members. In order to ensure similarity of other benefit provisions within the pool, the Board mandated certain benefits for all pooled plans effective July 1, 2005. Since the June 30, 2003 valuation determines the employer contribution rate for 2005/2006, these mandated benefits have been included for plans with less than 100 active members on the valuation date. Only two of the mandated benefits have an effect on plan costs - Credit for Unused Sick Leave and Pre-Retirement Optional Settlement 2 Death Benefit. In addition, pooled plans will have an initial side fund amortization established to reflect funded status at implementation. For this reason, pooled plans have a mandatory fresh start of amortization bases over the net period effective for the multiple bases. The effect of the mandated benefits on the unfunded liability is shown on page 8 and the effect on your employer contribution rate is shown on page 9 of Section 3. This valuation generally reflects plan changes by amendments effective before the date of the report. Please refer to Appendix B of Section 2 for a summary of the plan provisions used in the valuation. The effect of any plan amendments on the unfunded liability is shown on page 8 and the effect on your employer contribution rate is shown on page 9 of Section 3. It should be noted that no change in liability or rate is shown for any plan changes which were already included in the prior year's valuation. Prior to 2005/2006, the contribution for the 1959 Survivor Benefit program First and Second level was calculated for each agency on a stand-alone basis and included with the contribution for the retirement program in this report. Beginning with 2005/2006, the contribution for the 1959 Survivor Benefit program First and Second Level is calculated on a pooled basis and billed separately. • Page 3 0 0 SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION EXECUTIVE SUMMARY (continued) Schedule of Funding Progress The Schedule of Funding Progress below shows the recent history of the actuarial value of assets, actuarial accrued liability, their relationship, and the relationship of the unfunded actuarial accrued liability to payroll. Valuation Accrued Actuarial Unfunded Funded Annual UAAL As a Date Liability Value of Assets Liability Status Covered % of Payroll Payroll (a) (b) (a)-(b) (b)/(a) (c) [(a)-(b)J/(c) Retirement Program 6/30/01 $ 5,559,070 $ 5,351,876 $ 207,194 96.3% $ 1,618,110 12.8% 6/30/02 6,637,658 5,376,394 1,261,264 81.0% 1,896,978 66.5% 6/30/03 8,543,320 5,826,809 2,716,511 68.2% 1,892,863 143.5% 1959 Survivor Program 6/30/01 $ 0 $ 0 $ 0 - $ 1,618,110 0.0% 6/30/02 0 0 0 - 1,896,978 0.0% 6/30/03 0 0 0 - 1,892,863 0.0% Prior to 2005/2006, the contribution for the 1959 Survivor Benefit program First and Second level was calculated for each agency on a stand-alone basis and included with the contribution for the retirement program in those prior reports. Beginning with 2005/2006, the contribution for the 1959 Survivor Benefit program First and Second Level is calculated on a pooled basis and billed separately. • Page 4 ACTUARIAL VALUATION • • • • ASSETS A Reconciliation of the Market Value of Assets over the Prior Fiscal Year Retirement Program 1. Beginning Balance 6/30/02 2. Employer Contributions t 3. Employee Contributions t 4. Benefit Payments to Retirees and Beneficiaries 5. Refunds 6. Lump Sum Payments 7. Investment Return 8. Transfers In/Out and Miscellaneous Adjustments 9. Ending Balance 6/30/03 [(1)+(2)+(3)+(4)+(5)+(6)+(7)+(8)l 1959 Survivor Benefit Program (First or Second Level) 1. Beginning Balance 6/30/02 2. Contributions (Employer and Employee) t 3. Benefit Payments 4. Transfers to the Third, Fourth or Indexed Level Pool and Miscellaneous Adjustments 5. Investment Return 6. Ending Balance 6/30/03 [(1)+(2)+(3)+(4)+(5)] 4,887,631 131,773 197,295 (118,905) (17,959) 0 185,792 31,472 5,297,099 0 0 In accordance with Generally Accepted Accounting Principles (GAAP), CalPERS' Fiscal Services Division's accounting records include accounts receivable to recognize income from transactions in the period in which those transactions occurs. When CalPERS receives payroll information, it determines the amount receivable for employer and employee contributions. Thus, contribution amounts may reflect contributions due, even if not paid. 2 This includes such things as prepayments to the unfunded liability, receivable payments and transfers between plans. Page 5 0 • SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION ASSETS (continued) Development of the Actuarial Value of Assets Retirement Program Actuarial Value of Assets as of June 30, 2002 Contributions received during fiscal 2002/2003 Benefits and Refunds paid during fiscal 2002/2003 Transfers and Miscellaneous Adjustments paid during fiscal 2002/2003 Expected investment earnings during fiscal 2002/2003 [(1) x.0825 + (1.0825' - 1) x ((2) + (3) + (4))] Expected Actuarial Value of Assets as of June 30, 2003 [(1) + (2) + (3) + (4)+ (5)] Market Value of Assets as of June 30, 2003 Preliminary Actuarial Value of Assets as of June 30, 2003 [(6) + ((7) - (6)) / 3, but not less than 90% or more than 110% of (7)] Change due to setting Actuarial Value of Assets to 110% of Market Value Final Actuarial Value of Assets as of June 30, 2003 = [(8) + (9)] Actuarial Value as a Percentage of Market Value as of June 30, 2003 [(10) / (7)] Actuarial Value of Assets as of June 30, 2002 Contributions received during fiscal 2002/2003 Benefits paid during fiscal 2002/2003 Transfers and Miscellaneous Adjustments paid during fiscal 2002/2003 Expected investment earnings during fiscal 2002/2003 [(1 x .0825 + (1.0825 - 1) x ((2) + (3) + (4))] Expected Actuarial Value of Assets as of June 30, 2003 [(1)+(2)+(3)+(4)+(5)] Market Value of Assets as of June 30, 2003 Actuarial Value of Assets as of June 30, 2003 [(6) + ((7) - (6)) / 3, but not less than 90% or more than 110% of (7)] Actuarial Value as a Percentage of Market Value as of June 30, 2003 [(8) / (7)] 0 , SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION LIABILITIES A Development of Accrued and Unfunded Liabilities for the Retirement Program Present Value of Projected Benefits a) Active Members $ 7,236,113 b) Transferred Members 908,140 c) Separated Members 167,421 d) Members and Beneficiaries Receiving Payments 2,220,991 e) Total 10,532,665 2. Present Value of Future Employer Normal Costs 967,836 3. Present Value of Future Employee Contributions 1,021,509 4. Entry Age Normal Accrued Liability a) Active Members [(la) - (2) - (3)] 5,246,768 b) Transferred Members 908,140 c) Separated Members 167,421 d) Members and Beneficiaries Receiving Payments 2,220,991 e) Total 8,543,320 5. Actuarial Value of Assets 5,826,809 6. Unfunded Accrued Liability/(Excess Assets) [(4e) - (5)] 2,716,511 • Page 7 0 LIABILITIES (continued) 0 B (Gain)/Loss Analysis 6/30/02 - 6/30/03 for the Retirement Program To calculate the cost requirements of the plan, assumptions are made about future events that affect the amount and timing of benefits to be paid and assets to be accumulated. Each year actual experience is compared to the expected experience based on the actuarial assumptions. This results in actuarial gains or losses, as shown below. A. Total (Gain)/Loss for the Year 1. Unfunded Liability/(Excess Assets) as of 6/30/02 $ 1,261,264 2. Expected Payment on the Unfunded Liability (UL) during 2002/2003 18,481 3. Interest through 6/30/03 [.0825 x (A 1) - ((1.0825)' - 1) x (A2) + adj.'] 103,307 4. Expected UL before all other changes [(A1) - (A2) + (A3)] 1,346,090 5. Change in UL due to new plan amendments 0 6. Change in UL due to change in actuarial assumptions 623,942 7. Change in UL due to Arnett Case ' 0 8. Change in UL due to pooling implementation 79,639 9. Change in UL due to setting actuarial value of assets = 110% of market (25,999) 10. Expected UL after all other changes [A4 + A5 + A6 + A7 + A8 + A9] 2,023,672 11. Actual UL as of 6/30/03 2,716,511 12. Total (Gain)/Loss for 2002/2003 [(A11) - (A10)] 692,839 B. Contribution (Gain)/Loss for the Year 1. Expected Contribution $ 270,321 2. Expected Interest on Expected Contributions 10,930 3. Actual Contribution 329,068 4. Expected Interest on Actual Contribution 13,305 5. Contribution (Gain)/Loss[(Bl)+(B2HB3)-(B4)] (61,122) C. Asset (Gain)/Loss for the Year 1. Actuarial Value of Assets as of 6/30/02 $ 5,376,394 2. Contributions Received during 2002/2003 329,068 3. Benefits and Refunds Paid during 2002/2003 (136,864) 4. Transfers/Misc. Adjustments paid during fiscal 2002/2003 31,472 5. Expected Int. [.0825 x (C1) + ((1.0825)" - 1) x ((C2) + (0) + (C4))] 452,596 6. Expected Assets as of 6/30/03 [(C 1) + (C2) + (0) + (C4) + (C5)] 6,052,666 7. Change due to setting actuarial value of assets = 110% of market 25,999 8. Actual Actuarial Value of Assets as of 6/30/03 5,826,809 9. Asset (Gain)/Loss for 2002/2003 [(C6)+(C7)-(C8)] 251,856 D. Liability (Gain)/Loss for the Year 1. Total (Gain)/Loss (A12) $ 692,839 2. Contribution (Gain)/Loss (135) (61,122) 3. Asset (Gain)/Loss (C9) 251,856 4. Liability (Gain)/Loss [(DI) - (D2) - (D3)] 502,105 An adjustment has been made in cases where there was an amendment during the year to reflect the partial year's payment for the amendment. Change only includes effect of Arnett Case for active members. The effect of the Arnett Case for inactive members is included in item A(12). If you would like an estimate of this amount separately, contact your CalPERS actuary. Page 8 SECTION 3 - FINAL STA• LONE ACTUARIAL VALUATION REQUIRED CONTRIBUTIONS A Development of Required Employer Contributions Fiscal Year Employer Contribution Required (in Projected Dollars) 2005/2006 Payment for Normal Cost $ 147,510 Payment on Amortization Bases' 293,177 Total (not less than zero) 440,687 Employer Contribution Required (Percent of Projected Payroll) Payment for Normal Cost 7.080% Payment on the Amortization Bases ' 14.072% Total (not less than zero) 21.152% 1 Details regarding this payment can be found on Page I I of Section 3. B Reconciliation of Required Employer Contributions Percentage of Estimated $ Projected Based on Payroll Projected Payroll 1. Contribution for 7/1/04 - 6/30/05 ' 12.719% $ 269,457 2. Effect of changes since the prior valuation a) Effect of changes in 1959 Survivor Benefit program'- 0.000% 0 b) Effect of unexpected changes in demographics and financial results 4.498% 93,718 c) Effect of plan changes 0.000% 0 d) Effect of elimination of amortization base 0.000% 0 e) Effect of change in payroll N/A (4,453) f) Effect of changes in Actuarial Methods or Assumptions 3.330% 69,372 g) Effect of changes in Actuarial Value of Assets (0.109%) (2,280) h) Effect of changes due to Arnett Case' 0.000% 0 i) Effect of changes due to Pooling Implementation 0.565% 11,773 j) Effect of changes due to Fresh Start 0.149% 3,100 k) Net effect of the changes above [Sum of (a) through 0)] 8.433% 171,230 3. Contribution for 7/1/05 - 6/30/06 [(1)+(2k)]4 21.152% 440,687 I The contribution actually paid may be different if a prepayment of unfunded actuarial liability is made or a plan change became effective after the prior year's actuarial valuation was performed. 2 This is for First and Second Level only. The Third, Fourth and Indexed Levels are independent programs and are billed separately. 3 Change only includes effect of Arnett Case for active members. The effect of the Arnett Case for inactive members is included in item 2 (b). If you would like an estimate of this amount separately, contact your CAPERS actuary. 4 This contribution does not include the contribution for 1959 Survivor Benefit First and Second Level, if applicable. Prior to 2005/2006, the contribution for the 1959 Survivor Benefit Program First and Second Level was calculated for each agency on a stand-alone basis and included with the contribution for the retirement program in this report. Beginning with 2005/2006, the contribution for 1959 Survivor Benefit program First and Second Level is calculated on a pooled basis and billed separately. Page 9 9 0 SECTION 3 - FINAL STAND-ALONE ACTUARIAL VALUATION REQUIRED CONTRIBUTIONS (continued) C Roll Forward of Unfunded Liabilities for the Retirement Program There is a two year lag between the Valuation Date and the Fiscal Year. • The assets, liabilities and funded status of the plan are measured as of the valuation date. • The employer contribution rate determined by the valuation is for the fiscal year beginning two years after the valuation date. This valuation has a valuation date of June 30, 2003 and determines the employer contribution rate for the 2005-2006 fiscal year. This two year lag is necessary due to the amount of time needed to extract and test the membership and financial data, and due to the need to provide public agencies with their employer contribution rates well in advance of the start of the fiscal year. The Unfunded Liability is used to determine the employer contribution for the fiscal year and therefore it must be rolled forward two years from the valuation date to the first day of the fiscal year. The Unfunded Liability is rolled forward each year by subtracting the expected Payment on the Unfunded Liability for the fiscal year and adjusting for interest. The Expected Payment on the Unfunded Liability for a fiscal year is equal to the Expected Employer Contribution for the fiscal year minus the Expected Normal Cost for the year. The Employer Contribution Rate for the first fiscal year is determined by the actuarial valuation two years ago and the rate for the second year is from the actuarial valuation one year ago. The Normal Cost Rate for each of the two fiscal years is assumed to be the same as the rate determined by the current valuation. All expected dollar amounts are determined by multiplying the rate by the expected payroll for the fiscal year based on a projection from the payroll used in the current valuation. Retirement Program 1. Employer Contribution Rate for 2003/2004 from 6/30/2001 Valuation' 6.838% 2. Projected Annual Payroll for 2003/2004 from 6/30/2003 Valuation' $ 1,954,381 3. Employer Contribution Rate for 2004/2005 from 6/30/2002 Valuation' 12.719% 4. Projected Annual Payroll for 2004/2005 from 6/30/2003 Valuation ' $ 2,017,898 5. Projected Annual Payroll for 2005/2006 from 6/30/2003 Valuation 2 $ 2,083,480 6. Employer Normal Cost Rate from 6/30/2003 Valuation 7.080% 7. 6/30/2003 Unfunded Liability $ 2,716,511 8. Expected Employer Normal Cost for 2003/2004 = (6) x (2) 138,370 9. Expected Employer Contribution = (1) x (2) 133,641 10. Expected Payment on Unfunded Liability = (9) - (8) (4,730) 11. Expected Interest on (7) and (10) at 7.75% assuming mid-year 210,707 payments of contributions 12. 6/30/2004 Expected Unfunded Liability = (7) - (10) + (11) 2,931,948 13. Expected Employer Normal Cost for 2004-2005 = (6) x (4) $ 142,867 14. Expected Employer Contribution = (3) x (4) 256,656 15. Expected Payment on Unfunded Liability = (14) - (13) 113,789 16. Expected Interest on (12) and (15) at 7.75% 222,899 17. 6/30/2005 Rolled Forward Unfunded Liability = (12) - (15) + (16) 3,041,058 1 An adjustment has been made in cases where there was an amendment during the year to reflect the partial year's payment for the amendment. 2 Annual payroll is assumed to increase by 3.25% each year. • Page 10 • • b d p Z O p a G J C :5 z w z O A a F a C G U a LL M ICI a LU Ln 0 cO ~ ~ y ~ N q L,_~' p A y Q vUi id ~ ~ .O as c y o o ea m o G v ~ 3O _N G ~ ~ x ON ~ ed G! G A 'd u C] O w N N1 M _ O R O O U O H N d a° cd V~ y~'aa H cd t0 cC C.1 lO ~ U U n y to O co u ro B~ o v$1L O 0 o ° ° ° a N "Cl y U 0! ~ ~ bpi U v C iC a~i V] ° a o '-O 6 ooc a~ EQ L u C u x~ 0 ar C ' 00 u G. G~ ~ Q ~ N s. cC y L ca v C N N co N t0 ~r a0iw ~,e° O.u O O R cc cl a O a L ~ O W ~ y~ ago M p a c'DO ~ 3 v ~ .n o a~,~ °L' ~ c ea c c co C C b 3 ~ • y . u =0 'a 'a a o Q n O~ 3 ~ x v r+r O o clqs - u O O 7Ei C N u co as 'd D 20 ..y.. r y a~+ C u T VU 00 ~ o L a d co a a ~ L a u L C M E c~. W L O a+ CD y C R C ~ •C IN m ~.'A N E~ wao N ~Q u c ~o ~ M m14D 6N a o ~ M u c e as o m ~ ~ o E a~ c` W N 0 0 d O a E t L v o a0 v m 3 n L U n y C y n E 'r 0 c 3 A u ~ ~o m vN x ~ aJ C n L n ~ .D U A o~ z s d a • 0 • • RETIREMENT FORMULAS & BENEFIT FACTORS Understanding Your Retirement Formula Your benefit factor is the percentage of pay to which you are entitled for each year of service. It is determined by your age at retirement and the retirement formula that your employer(s) has contracted for you. This guide explains the following five local miscellaneous member retirement formulas: errrnr arrrxt urrrx ,(r,YUr 2 2 2 60 555 7`55 `4GO r55 You can refer to your CaIPERS Annual Member Statement to verify your retirement formula. Starting on the following page you'll find two charts for each of the local miscellaneous formulas. The first chart shows how the benefit factor increases for each quarter year of age. The second chart for each formula shows the percentage of final compensation you will receive. There is no cap and it can exceed 100 percent. Not all benefit factors increase to age 63. If your retirement formula has changed after you began employment, be aware that some retirement formula changes contracted by your employer may not enhance retirement benefits for all members. `lo take full advantage of your retirement benefits, carefully review your benefit information and request an estimate of your retirement allowance. 888 CaIPERS (or 888-225-7377) 1 www.calpers.ca.gov • BENEFIT FACTORS 1'he chart below shows how the benefit factor increases for each quarter year of age from 50 to 63. )O 1. oo I.-{, I I . 0' i 51 1.522 1.550 1.576 1.602 52 1.628 1.656 1.686 1.714 53 1.742 1.772 1.804 1.834 54 1.866 1.900 1.932 1.966 55 2.000 2.014 2.026 2.040 56 2.052 2.066 2.078 2.092 57 2.104 2.118 2.130 2.144 58 2.156 2.170 2.182 2.196 59 2.210 2.222 2.236 2.248 60 2.262 2.274 2.288 2.300 61 2.314 2.326 2.340 2.352 62 2.366 2.378 2.392 2.404 63 or older 2.418 - - - CalPERS Member Booklet I Local Miscellaneous • PERCENTAGE OF FINAL COMPENSATION 9 2~@55 Years of .SenIce Percentage of Final Comhcnsation 5 7.13 7.61 8.14 8.71 9.33 10.00 10.26 10.52 10.78 11.05 11.31 11.57 11.81 12.09 6 8.56 9.13 9.77 10.45 11.20 12.00 12.31 12.62 12.94 13.26 13.57 13.88 14.20 14.51 7 9.98 10.65 11.40 12.19 13.06 14.00 14.36 14.73 15.09 15.47 15.83 16.20 16.56 16.93 8 11.41 12.18 13.02 13.94 14.93 16.00 16.42 16.83 17.25 17.68 18.10 18.51 18.93 19.34 9 12.83 13.70 14.65 15.68 16.79 18.00 18.47 18.94 19.40 19.89 20.36 20.83 21.29 21.76 10 14.26 15.22 16.28 17.42 18.66 20.00 20.52 21.04 21.56 22.10 22.62 23.14 23.66 24.18 11 15.69 16.74 17.91 19.16 20.53 22.00 22.57 23.14 23.72 24.31 24.88 25.45 26.03 26.60 12 17.11 18.26 19.54 20.90 22.39 24.00 24.62 25.25 25.87 26.52 27.14 27.77 28.39 29.02 13 18.54 19.79 21.16 22.65 24.26 26.00 26.68 27.35 28.03 28.73 29.41 30.08 30.76 31.43 14 19.96 21.31 22.79 24.39 26.12 28.00 28.73 29.46 30.18 30.94 31.67 32.40 33.12 33.85 15 21.39 22.83 24.42 26.13 27.99 30,00 30.78 31.56 32.34 33.15 33.93 34.71 35.49 36.27 16 22.82 24.35 26.05 27.87 29.86 32.00 32.83 33.66 34.50 35.36 36.19 37.02 37.86 38.69 17 24.24 25.87 27.68 29.61 31.72 34.00 34.88 35.77 36.65 37.57 38.45 39.34 40.22 41.11 18 25.67 27.40 29.30 31.36 33.59 36.00 36.94 37.87 38.81 39.78 40.72 41.65 42.59 43.52 19 27.09 28.92 30.93 33.10 35.45 38.00 38.99 39.98 40.96 41.99 42.98 43.97 44.95 45.94 20 28.52 30.44 32.56 34.84 37.32 40.00 41.04 42.08 43.12 44.20 45.24 46.28 47.32 48.36 21 29.95 31.96 34.19 36.58 39.19 42.00 43.09 44.18 45.28 46.41 47.50 48.59 49.69 50.78 22 31.37 33.48 35.82 38.32 41.05 44.00 45.14 46.29 47.43 48.62 49.76 50.91 52.05 53.20 23 32.80 35.01 37.44 40.07 42.92 46.00 47.20 48.39 49.59 50.83 52.03 53.22 54.42 55.61 24 34.22 36.53 39.07 41.81 44.78 48.00 49.25 50.50 51.74 53.04 54.29 55.54 56.78 58.03 25 35.65 38.05 40.70 43.55 46.65 50.00 51.30 52.60 53.90 55.25 56.55 57.85 59.15 60.45 26 37.08 39.57 42.33 45.29 48.52 52.00 53.35 54.70 56.06 57.46 58.81 60.16 61.52 62.87 27 38.50 41.09 43.96 47.03 50.38 54.00 55.40 56.81 58.21 59.67 61.07 62.48 63.88 65.29 28 39.93 42.62 45.58 48.78 52.25 56.00 57.46 58.91 60.37 61,88 63.34 64.79 66.25 67.70 29 41.35 44.14 47.21 50.52 54.11 58.00 59.51 61.02 62.52 64.09 65.60 67.11 68.61 70.12 30 42.78 45.66 48.84 52.26 55.98 60.00 61.56 63.12 64.68 66.30 67.86 69.42 70.98 72.54 31 44.21 47.18 50.47 54.00 57.85 62.00 63.61 65.22 66.84 68.51 70.12 71.73 73.35 74.96 32 45.63 48.70 52.10 55.74 59.71 64.00 65.66 67.33 68.99 70.72 72.38 74.05 75.71 77.38 33 47.06 50.23 53.72 57.49 61.58 66.00 67.72 69.43 71.15 72.93 74.65 76.36 78.08 79.79 34 - 51.75 55.35 59.23 63.44 68.00 69.77 71.54 73.30 75.14 76.91 78.68 80.44 82.21 35 - - 56.98 60.97 65.31 70.00 71.82 73.64 75.46 77.35 79.17 80.99 82.81 84.63 36 - - - 62.71 67.18 72.00 73.87 75.74 77.62 79.56 81.43 83.30 85.18 87.05 37 - - - - 69.04 74.00 75.92 77.85 79.77 81.77 83.69 85.62 87.54 89.47 38 - - - - - 76.00 77.98 79.95 81.93 83.98 85.96 87.93 89.91 91.88 39 - - - - - - 80.03 82.06 84.08 86.19 88.22 90.25 92.27 94.30 40 - - - - - - - 84.16 86.24 88.40 90.48 92.56 94.64 96.72 888 CalPERS for 888-225-7377) www.calpers.ca.gov 19 l J BENEFIT FACTORS 'Fhe chart below shows how the benefit factor increases for each quarter year of age from 50 to 63. 7 1 .09!? 1.108 _-f 1.1-10 1.156 1.172 1.190 1.206 52 1.224 1.242 1.260 1.278 53 1.296 1.316 1.336 1.356 54 1.376 1.396 1.418 1.438 55 1.460 1.482 1.506 1.528 56 1.552 1.576 1.600 1.626 57 1.650 1.678 1.704 1.730 58 1.758 1.786 1.816 1.846 59 1.874 1.906 1.938 1.970 60 2.000 2.034 2.068 2.100 61 2.134 2.168 2.202 2.238 62 2.272 2.308 2.346 2.382 63 or older t 18 CalPERS Member Booklet Local Miscellaneous P PERCENTAGE OF FINAL COMPENSATION • 26 Years ol*5crvice t Perccntage of Final Compcns,uion 5 5.46 5.78 6.12 6.48 6.88 7.30 7.76 8.25 8.79 937 10.00 10.67 11.36 12.09 6 6.55 6.94 7.34 7.78 8.26 8.76 9.31 9.90 10.55 11.24 12.00 12.80 13.63 14.51 7 7.64 8.09 8.57 9.07 9.63 10.22 10.86 11.55 12.31 13.12 14.00 14.94 15.90 16.93 8 8.74 9.25 9.79 10.37 11.01 11.68 12.42 13.20 14.06 14.99 16.00 17.07 18.18 19.34 9 9.83 10.40 11.02 11.66 12.38 13.14 13.97 14.85 15.82 16.87 18.00 19.21 20.45 21.76 10 10.92 11.56 12.24 12.96 13.76 14.60 15.52 16.50 17.58 18.74 20.00 21.34 22.72 24.18 11 12.01 12.72 13.46 14.26 15.14 16.06 17.07 18.15 19.34 20.61 22.00 23.47 24.99 26.60 12 13.10 13.87 14.69 15.55 16.51 17.52 18.62 19.80 21.10 22.49 24.00 25.61 27.26 29.02 13 14.20 15.03 15.91 16.85 17.89 18.98 20.18 21.45 22.85 24.36 26.00 27.74 29.54 31.43 14 15.29 16.18 17.14 18.14 19.26 20.44 21.73 23.10 24.61 26.24 28.00 29.88 31.81 33.85 15 16.38 17.34 18.36 19.44 20.64 21.90 23.28 24.75 26.37 28.11 30.00 32.01 34.08 36.27 16 17.47 18.50 19.58 20.74 22.02 23.36 24.83 26.40 28.13 29.98 32.00 34.14 36.35 38.69 17 18.56 19.65 20.81 22.03 23.39 24.82 26.38 28.05 29.89 31.85 34.00 36.28 38.62 41.11 18 19.66 20.81 22.03 23.33 24.77 26.28 27.94 29.70 31.64 33.73 36.00 38.41 40.90 43.52 19 20.75 21.96 23.26 24.62 26.14 27.74 29.49 31.35 33.40 35.61 38.00 40.55 43.17 45.94 20 21.84 23.12 24.48 25.92 27.52 29.20 31.04 33.00 35.16 37.48 40.00 42.68 45.44 48.36 21 22.93 24.28 25.70 27.22 28.90 30.66 32.59 34.65 36.92 39.35 42.00 44.81 47.71 50.78 22 24.02 25.43 26.93 28.51 30.27 32.12 34.14 36.30 38.68 41.23 44.00 46.95 49.98 53.20 23 25.12 26.59 28.15 29.81 31.65 33.58 35.70 37.95 40.43 43.10 46.00 49.08 52.26 55.61 24 26.21 27.74 29.38 31.10 33.02 35.04 37.25 39.60 42.19 44.98 48.00 51.22 54.53 58.03 25 27.30 28.90 30.60 32.40 34.40 36.50 38.80 41.25 43.95 46.85 50.00 53.35 56.80 60.45 26 28.39 30.06 31.82 33.70 35.78 37.96 40.35 42.90 45.71 48.72 52.00 55.48 59.07 62.87 27 29.48 31.21 33.05 34.99 37.15 39.42 41.90 44.55 47.47 50.60 54.00 57.62 61.34 65.29 28 30.58 32.37 34.27 36.29 38.53 40.88 43.46 46.20 49.22 52.47 56.00 59.75 63.62 67.70 29 31.67 33.52 35.50 37.58 39.90 42.34 45.01 47.85 50.98 54.35 58.00 61.89 65.89 70.12 30 32.76 34.68 36.72 38.88 41.28 43.80 46.56 49.50 52.74 56.22 60.00 64.02 68.16 72.54 31 33.85 35.84 37.94 40.18 42.66 45.26 48.11 51.15 54.50 58.09 62.00 66.15 70.43 74.96 32 34.94 36.99 39.17 41.47 44.03 46.72 49.66 52.80 56.26 59.97 64.00 68.29 72.70 77.38 33 36.04 38.15 40.39 42.77 45.41 48.18 51.22 54.45 58.01 61.84 66.00 70.42 74.98 79.79 34 - 39.30 41.62 44.06 46.78 49.64 52.77 56.10 59.77 63.72 68.00 72.56 77.25 82.21 35 - - 42.84 45.36 48.16 51.10 54.32 57.75 61.53 65.59 70.00 74.69 79.52 84.63 36 - - - 46.66 49.54 52.56 55.87 59.40 63.29 67.46 72.00 76.82 81.79 87.05 37 - - - - 50.91 54.02 57.42 61.05 65.05 69.34 74.00 78.96 84.06 89.47 38 - - - - - 55.48 58.98 62.70 66.80 71.21 76.00 81.09 86.34 91.88 39 - - - - - - 60.53 64.35 68.56 73.09 78.00 83.23 88.61 94.30 40 - - - - - - - 66.00 70.32 74.96 80.00 85.36 90.88 96.72 888 CalPERS for 888-225-7377) 1 www.calpers.ca.gov 21 u BENEFIT FACTORS 'I'he chart below shows how the benefit factor increases for each quarter year of age from 50 to 55. 50 51 2.100 2.125 2.150 2.175 52 2.200 2.225 2.250 2.275 53 2.300 2.325 2.350 2.375 54 2.400 2.425 2.450 2.475 55 or older 2.500 - - - CalPERS Member Booklet Local miscellaneous PERCENTAGE OF FINAL COMPENSATION • 2cj,c,S~ »Sr Years of 5crcice i~~ II ii It tt i~ I'rru•ntagc of I final (_;unipensation 5 10.00 10.50 11.00 11.50 12.00 12.50 6 12.00 12.60 13.20 13.80 14.40 15.00 7 14.00 14.70 15.40 16.10 16.80 17.50 8 16.00 16.80 17.60 18.40 19.20 20.00 9 18.00 18.90 19.80 20.70 21.60 22.50 to 20.00 21.00 22.00 23.00 24.00 25.00 11 22.00 23.10 24.20 25.30 26.40 27.50 12 24.00 25.20 26.40 27.60 28.80 30.00 13 26.00 27.30 28.60 29.90 31.20 32.50 14 28.00 29.40 30.80 32.20 33.60 35.00 15 30.00 31.50 33.00 34.50 36.00 37.50 16 32.00 33.60 35.20 36.80 38.40 40.00 17 34.00 35.70 37.40 39.10 40.80 42.50 18 36.00 37.80 39.60 41.40 43.20 45.00 19 38.00 39.90 41.80 43.70 45.60 47.50 20 40.00 42.00 44.00 46.00 48.00 50.00 21 42.00 44.10 46.20 48.30 50.40 52.50 22 44.00 46.20 48.40 50.60 52.80 55.00 23 46.00 48.30 50.60 52.90 55.20 57.50 24 48.00 50.40 52.80 55.20 57.60 60.00 25 50.00 52.50 55.00 57.50 60.00 62.50 26 52.00 54.60 57.20 59.80 62.40 65.00 27 54.00 56.70 59.40 62.10 64.80 67.50 28 56.00 58.80 61.60 64.40 67.20 70.00 29 58.00 60.90 63.80 66.70 69.60 72.50 30 60.00 63.00 66.00 69.00 72.00 75.00 31 62.00 65.10 68.20 71.30 74.40 77.50 32 64.00 67.20 70.40 73.60 76.80 80.00 33 66.00 69.30 72.60 75.90 79.20 82.50 34 - 71.40 74.80 78.20 81.60 85.00 35 - - 77.70 80.50 84.00 87.50 36 - - - 82.80 86.40 90.00 37 - - - - 88.80 92.50 38 - - - - - 95.00 888 CalPERS for 888-225-7377) www.calpers.ca.gov 23 BENEFIT FACTORS The chart below shows how the benefit factor increases for each quarter year of age from 50 to 55. 50 2.0 2. 10 51 2.140 2.175 2.210 2.245 52 2.280 2.315 2.350 2.385 53 2.420 2.455 2.490 2.525 54 2.560 2.595 2.630 2.665 55+ 2.700 - - - CalPERS Member Booklet I Local Miscellaneous 0 PERCENTAGE OF FINAL COMPENSATION 9 p~,.~ r„r 27255 2 Age Years of Scrviie t Percentage of Final Compensation 5 10.00 10.70 11.40 12.10 12.80 13.50 6 12.00 12.84 13.68 14.52 15.36 16.20 7 14.00 14.98 15.96 16.94 17.92 18.90 8 16.00 17.12 18.24 19.36 20.48 21.60 9 18.00 19.26 20.52 21.78 23.04 24.30 10 20.00 21.40 22.80 24.20 25.60 27.00 11 22.00 23.54 25.08 26.62 28.16 29.70 12 24.00 25.68 27.36 29.04 30.72 32.40 13 26.00 27.82 29.64 31.46 33.28 35.10 14 28.00 29.96 31.92 33.88 35.84 37.80 15 30.00 32.10 34.20 36.30 38.40 40.50 16 32.00 34.24 36.48 38.72 40.96 43.20 17 34.00 36.38 38.76 41.14 43.52 45.90 18 36.00 38.52 41.04 43.56 46.08 48.60 19 38.00 40.66 43.32 45.98 48.64 51.30 20 40.00 42.80 45.60 48.40 51.20 54.00 21 42.00 44.94 47.88 50.82 53.76 56.70 22 44.00 47.08 50.16 53.24 56.32 59.40 23 46.00 49.22 52.44 55.66 58.88 62.10 24 48.00 51.36 54.72 58.08 61.44 64.80 25 50.00 53.50 57.00 60.50 64.00 67.50 26 52.00 55.64 59.28 62.92 66.56 70.20 27 54.00 57.78 61.56 65.34 69.12 72.90 28 56.00 59.92 63.84 67.76 71.68 75.60 29 58.00 62.06 66.12 70.18 74.24 78.30 30 60.00 64.20 68.40 72.60 76.80 81.00 31 62.00 66.34 70.68 75.02 79.36 83.70 32 64.00 68.48 72.96 77.44 81.92 86.40 33 66.00 70.62 75.24 79.86 84.48 89.10 34 - 72.76 77.52 82.28 87.04 91.80 35 - - 79.80 84.70 89.60 94.50 36 - - - 87.12 92.16 97.20 37 - - - - 94.72 99.90 38 - - - - - 102.60 888 CalPERS for 888-225-7377) 1 www.calpers.ca.gov 25 BENEFIT FACTORS The chart below shows how the benefit factor increases for each quarter year of age from 50 to 60. . ~ 7U ~.Ii1H1 ~ _'.o .OS() Emp _'.o 7 51 2.100 2.125 2.150 2.175 52 2.200 2.225 2.250 2.275 53 2.300 2.325 2.350 2.375 54 2.400 2.425 2.450 2.475 55 2.500 2.525 2.550 2.575 56 2.600 2.625 2.650 2.675 57 2.700 2.725 2.750 2.775 58 2.800 2.825 2.850 2.875 59 2.900 2.925 2.950 2.975 60 or older 3.000 - - - CalPERS Member Booklet ( Local Miscellaneous PERCENTAGE OF FINAL COMPENSATION 3~c~rre~rt @GD Age Benefit Fact .or Years o(Sernice 1 ri r r i r r ,r i ~ ~s ' Percenwge ui Final (;un~pens;uiun 5 10.00 10.50 11.00 11.50 12.00 12.5() 13.00 13.50 14.00 14.50 15.00 6 12.00 12.60 13.20 13.80 14.40 15.00 15.60 16.20 16.80 17.40 18.00 7 14.00 14.70 15.40 16.10 16.80 17.50 18.20 18.90 19.60 20.30 21.00 8 16.00 16.80 17.60 18.40 19.20 20.00 20.80 21.60 22.40 23.20 24.00 9 18.00 18.90 19.80 20.70 21.60 22.50 23.40 24.30 25.20 26.10 27.00 10 20.00 21.00 22.00 23.00 24.00 25.00 26.00 27.00 28.00 29.00 30.00 11 22.00 23.10 24.20 25.30 26.40 27.50 28.60 29.70 30.80 31.90 33.00 12 24.00 25.20 26.40 27.60 28.80 30.00 31.20 32.40 33.60 34.80 36.00 13 26.00 27.30 28.60 29.90 31.20 32.50 33.80 35.10 36.40 37.70 39.00 14 28.00 29.40 30.80 32.20 33.60 35.00 36.40 37.80 39.20 40.60 42.00 15 30.00 31.50 33.00 34.50 36.00 37.50 39.00 40.50 42.00 43.50 45.00 16 32.00 33.60 35.20 36.80 38.40 40.00 41.60 43.20 44.80 46.40 48.00 17 34.00 35.70 37.40 39.10 40.80 42.50 44.20 45.90 47.60 49.30 51.00 18 36.00 37.80 39.60 41.40 43.20 45.00 46.80 48.60 50.40 52.20 54.00 19 38.00 39.90 41.80 43.70 45.60 47.50 49.40 51.30 53.20 55.10 57.00 20 40.00 42.00 44.00 46.00 48.00 50.00 52.00 54.00 56.00 58.00 60.00 21 42.00 44.10 46.20 48.30 50.40 52.50 54.60 56.70 58.80 60.90 63.00 22 44.00 46.20 48.40 50.60 52.80 55.00 57.20 59.40 61.60 63.80 66.00 23 46.00 48.30 50.60 52.90 55.20 57.50 59.80 62.10 64.40 66.70 69.00 24 48.00 50.40 52.80 55.20 57.60 60.00 62.40 64.80 67.20 69.60 72.00 25 50.00 52.50 55.00 57.50 60.00 62.50 65.00 67.50 70.00 72.50 75.00 26 52.00 54.60 57.20 59.80 62.40 65.00 67.60 70.20 72.80 75.40 78.00 27 54.00 56.70 59.40 62.10 64.80 67.50 70.20 72.90 75.60 78.30 81.00 28 56.00 58.80 61.60 64.40 67.20 70.00 72.80 75.60 78.40 81.20 84.00 29 58.00 60.90 63.80 66.70 69.60 72.50 75.40 78.30 81.20 84.10 87.00 30 60.00 63.00 66.00 69.00 72.00 75.00 78.00 81.00 84.00 87.00 90.00 31 62.00 65.10 68.20 71.30 74.40 77.50 80.60 83.70 86.80 89.90 93.00 32 64.00 67.20 70.40 73.60 76.80 80.00 83.20 86.40 89.60 92.80 96.00 33 66.00 69.30 72.60 75.90 79.20 82.50 85.80 89.10 92.40 95.70 99.00 34 - 71.40 74.80 78.20 81.60 85.00 88.40 91.80 95.20 98.60 102.00 35 - - 77.00 80.50 84.00 87.50 91.00 94.50 98.00 101.50 105.00 36 - - - 82.80 86.40 90.00 93.60 97.20 100.80 104.40 108.00 37 - - - - 88.80 92.50 96.20 99.90 103.60 107.30 111.00 38 - - - - - 95.00 98.80 102.60 106.40 110.20 114.00 39 - - - - - - 101.40 105.30 109.20 113.10 117.00 40 - - - - - - - 108.00 112.00 116.00 120.00 888 CalPERS for 888-225-7377) 1 www.calpers.ca.gov 27 • • THE CITY OF ROSEMEAD PUBLIC AGENCY RETIREMENT SYSTEM (PARS) RETIREMENT ENHANCEMENT PLAN EFFECTIVE JULY 1, 2000 DEFINED BENEFIT PLAN F U-ANCE)PARS REPUGENCIES%R- mnd\[k(ncd Moil Plan D-.. -t (Wmion+) 6- -1- • TABLE OF CONTENTS Page INTRODUCTION 3 ARTICLE I - PARTICIPATION 1.1 Eligibility for Benefits 4 1.2 Commencement of Benefits 5 ARTICLE II - BENEFITS 2.1 Retirement Benefits 6 2.2 Survivor Continuance Benefit 7 2.3 Pre-Retirement Death Benefits 7 2.4 Designation of Beneficiary 7 ARTICLE III - VESTING 3.1 Vesting 9 3.2 Full or Partial Termination 9 3.3 Attainment of Normal Retirement Age 9 3.4 Affect of Vesting 9 ARTICLE IV - DISTRIBUTIONS 4.1 Normal Form of Benefit 10 4.2 Optional Forms of Benefit 10 4.3 Cash Out of Small Benefits 11 4.4 Actuarial Equivalence 11 4.5 Direct Rollovers I 1 ARTICLE V - ADMINISTRATION AND AMENDMENT OF PLAN 5.1 Member's Rights not Subject to Execution 13 5.2 Rules and Regulations 13 5.3 Military Service 13 ARTICLE VII - DEFINITIONS 6.1 Definitions.... APPENDIX A - ANNUAL ADDITIONAL LIMITS i 14 I ILAHrE\PARS REAAGEWIEMouwJ\Dd,n4bo rw PW.D~ IVa 4)da -2- • INTRODUCTION • The City of Rosemead ("Employer") has adopted this tax-qualified governmental defined benefit plan for the benefit of its eligible employees to provide supplemental retirement benefits to eligible employees of the Employer in addition to the benefits employees will receive from the Public Employees' Retirement System ("PERS"). It is intended that this plan and the trust established to hold the assets of the plan shall be qualified under section 401(a) and tax-exempt under Section 501 (a) of the Internal Revenue Code of 1986, together with any amendments thereto ("Code"). It is further intended that this plan and the trust established hereunder shall meet the requirements of a pension trust under California Government Code ("Act") sections 53215 - 53224, or their successor sections (the "Act"). This document, together with Appendix A - Annual Additional Limits, constitutes the City of Rosemead Public Agency Retirement System Retirement Enhancement Plan. • ARTICLE I PARTICIPATION 1.1 Eligibility for Benefits. 0 a) An Employee shall be eligible to receive Retirement Benefits described under Section 2.1 Tier l if he/she: (1) is a full-time Miscellaneous Employee of the Employer or a contract city attorney on or after July 1, 2000; (2) is at least fifty-five (55) years of age; (3) has completed twenty (20) or more years of full-time continuous employment with the Employer as of the last day of employment with the Employer or has been retained continuously as City Attorney for at least twenty (20) years immediately prior to termination of duties; (4) has terminated employment with the Employer; (5) has applied for benefits under this Plan; and (6) has retired under PERS. b) An Employee shall be eligible to receive Retirement Benefits described under Section 2.1 Tier II if he/she: (1) is a full-time Miscellaneous Employee of the Employer or a contract city attorney on or after July 1, 2000; (2) is at least sixty (60) years of age; (3) has completed at least ten (10) but not more than twenty (20) years of full- time continuous employment with the Employer as of the last day of employment with the Employer or has been retained continuously as City f%I ANC'LV^RS PEPWGENCiESNP.x-.$06,,d 9-r,'Pbn[bcifV-van )d -4- i • Attorney for at least ten (10) but not more than twenty (20) years immediately prior to termination of duties; (4) has terminated employment with the Employer; (5) has applied for benefits under this Plan; and (6) has retired under PERS. C) An Employee shall be eligible to receive Retirement Benefits described under Section 2.1 'Tier III if he/she: (1) is a City Council member of the Employer on or after July 1, 2000; (2) is at least fifty-five (55) years of age; (3) has completed twelve (12) or more years of service as a City Council member with the Employer as of the last day of employment with the Employer; (4) has terminated employment with the Employer; (5) has applied for benefits under this Plan; and (6) has retired under PERS. 1.2 Commencement of Benefits. Benefits shall commence as of the first day of the month after an Employee meets the eligibility requirements of section I.I. U-AK-nPAAS KLPIAGENCIESUIme *$iDcf,n 8-rl Plae[wcvmw(V--1(.000 -5- i ARTICLE 11 BENEFITS 2.1 Retirement Benefits. • Tier l : The benefit shall be paid in the Normal Form of Benefit and shall be equal to an amount equal to one-twelfth of the difference between (1) and (2) described below: (1) The number of full and partial years of full-time continuous employment with the Employer and the number of full and partial years retained as city attorney completed as of the Member's retirement (treating each month in which the Member was at any time employed on a full-time basis as one-twelfth of a year), times the Member's Final Pay, times three percent (3%). (2) The number of full and partial years of full-time continuous employment with the Employer and the number of full and partial years retained as city attorney completed as of the Member's retirement (treating each month in which the Member was at any time employed on a full-time basis as one-twelfth of a year), times the Member's Final Pay, times the PERS Benefit Factor. Tier 11: The benefit shall be paid in the Normal Form of Benefit and shall be equal to an amount equal to one-twelfth of the difference between (1) and (2) described below: (1) The number of full and partial years of full-time continuous employment with the Employer and the number of full and partial years retained as city attorney completed as of the Member's retirement (treating each month in which the Member was at any time employed on a full-time basis as one-twelfth of a year), times the Member's Final Pay, times two-and-one half percent (2.50%). F'%AFKEWARS RE►AGEWIr'R.-.-. &Ddnd Bade Plan r~ (yawn a l E -6- i r (2) The number of full and partial years of full-time continuous employment with the Employer and the number of full and partial years retained as city attorney completed as of the Member's retirement (treating each month in which the Member was at any time employed on a full-time basis as one-twelfth of a year), times the Member's Final Pay, times the PERS Benefit Factor. Tier III: The benefit shall be paid in the Normal Form of Benefit and shall be equal to an amount equal to one-twelfth of the difference between (1) and (2) described below: (1) The number of full and partial years of employment as a City Council member with the Employer completed as of the Member's retirement (treating each month in which the Member was at any time employed on a full-time basis as one-twelfth of a year), times the Member's Final Pay, times three percent (3%). (2) The number of full and partial years of full-time continuous employment with the Employer completed as of the Member's retirement (treating each month in which the Member was at any time employed on a full-time basis as one-twelfth of a year), times the Member's Final Pay, times the PERS Benefit Factor. 2.2 Survivor Continuance Benefit. No Survivor Continuance Benefit shall be provided unless the Member elects to have the benefit paid in an Optional Form of Benefit. 2.3 Pre-Retirement Death Benefits. No Pre-Retirement Death Benefits shall be provided. 2.4 Designation of Beneficiary. Each Member shall have the right to designate a Beneficiary to receive the death benefits, if any, that are payable to a Beneficiary from this Plan. Such designation does not permit the F11JI»CEVAPS IlEMC.ENEIES1MnrnoElDefaeAeeufw Mr M-+ 4V- 4)6- -7- 0 0 Member to change a person identified under another provision of the Plan as being eligible to receive a benefit. Such designation must be evidenced by a written instrument filed with the Employer, on a form prescribed by the Employer, and signed by the Member. The Beneficiary for a married Member shall be the Member's spouse at the date of death, unless the written consent of such spouse is provided upon a form acceptable to the Employer. Each such designation for death benefits must be evidenced by a written instrument filed with the Employer, on a form prescribed by the Employer, and signed by the Member. If no such designation is on file with the Employer at the time of the death of the Member, or if for any reason at the sole discretion of the Employer, such designation is defective, then the spouse of such Member shall be conclusively deemed to be the Beneficiary designated to receive such benefit. The signature of the Member's spouse shall be required on a designation of beneficiary form or an application for a benefit under the Plan if the spouse is not the beneficiary, unless the Member declares in writing that one of the following conditions exists: (1) The Member is not married; (2) The Member does not know, and has taken all reasonable steps to determine, the whereabouts of the spouse; (3) The spouse is incapable of executing the acknowledgment because of an incapacitating mental or physical condition; (4) The Member and spouse have executed a marriage settlement agreement that makes the community property laws inapplicable to the marriage; or (5) The current spouse has no identifiable community proprietary interest in the benefits. FLLLANCSPARS REPIAGENCIES\P--oRAd.WBadd M..D~iVwm4)O.c 'O' i ARTICLE III VESTING 3.1 Vesting. • A Member will be fully vested in his Retirement Benefit upon meeting the requirements of Section l .l . 3.2 Full or Partial Termination. Notwithstanding the vesting schedule, upon the complete discontinuance of Employer contributions to the Plan or upon any full or partial termination of the Plan, the Member's Retirement Benefit shall become one hundred percent (100%) Vested_ 3.3 Attainment of Normal Retirement Age. A Member shall be fully vested in his Retirement Benefit upon attaitunent of Normal Retirement Age and fulfilling all requirements established in Section 1.1. 3.4 Affect of Vesting. Vesting shall entitle a Member to payment during his lifetime of the Retirement Benefit at the times and upon the conditions specified herein, and shall entitle the Member's survivor or Beneficiary to any death benefits provided herein. Any unpaid Retirement Benefits are forfeited upon the Member's death. 1LANCEVAR$ REPAGENCIES1Rme -dTXf-udB-flPh-D--1IVuv 4)6o -9- 0 ARTICLE IV DISTRIBUTIONS 4.1 Normal Form of Benefit. • Unless the member elects an optional form of benefit under Section 4.2, payments to a Member of a Retirement Benefit shall be made in the form of monthly payments commencing with the first day of the month following the Member's retirement on or after Normal Retirement Age and ending on the first day of the month in which the Member's death occurs, in the amount specified in Section 2.1. The Retirement Benefit shall be subject to an annual 2% compounding cost-of-living adjustment effective on the anniversary date of commencement of the Retirement Benefit. This form of payment shall be the "Normal Form of Benefit." 4.2 Optional Forms of Benefit. In lieu of the Normal Form of Benefit, a Member may elect a form of benefit payment of Actuarial Equivalent value to the Normal Form of Benefit in one of the following forms: a) Survivor Continuance. Under this form of payment: (1) The Member receives a reduced monthly benefit, and if the Member predeceases the Beneficiary, the Beneficiary will receive a monthly payment for the life of the Beneficiary equal to 100% of such reduced monthly benefit. (2) if the beneficiary predeceases the Member, the Member's reduced monthly payment will not increase. (3) The Member's designation of a Beneficiary shall become irrevocable upon the Member's retirement if electing this form of payment. 1.V-ANCEIPARS REPIAGENCIES1Re otdWInd b-64 Pb- l~- (V-') du _10- • 0 4.3 Cash Out of Small Benefits. If the Actuarial Equivalent of a Member's Normal Retirement Benefit is less than $5,000 at the time of termination of employment, such benefit shall be paid as a single cash lump sum in lieu of any other benefits hereunder. 4.4 Actuarial Equivalence. For the purpose of establishing Actuarial Equivalence between the Normal and an Optional Form of Benefit, the mortality assumption shall be the 1983 Group Annual Mortality Table with 6% interest per annum and 6% load and the interest assumption shall be 6% per a►u1um. 4.5 Direct Rollovers. This section applies to all distributions made on or after January 1, 1993. Notwithstanding any provision of the Plan to the contrary that would otherwise limit a distributee's election under this plan, a distributee may elect, at the time and in the manner prescribed by the Plan Administrator, to have any portion of an eligible rollover distribution paid directly to an eligible retirement plan specified by the distributee in a direct rollover. Definitions (1) Eligible rollover distribution An eligible rollover distribution is any distribution of all or any portion of the balance to the credit of the distributee, except that an eligible rollover distribution does not include: any distribution that is one of a series of substantially equal periodic payments (not less frequently than annually) made for the life (or life expectancy) of the distributee or the joint lives (or joint life expectancies) of the distributee and the distributee's designated beneficiary, or for a specified period of ten years or more; any distribution to the extent such distribution is required under r'LLANcEvARCREPAGENciES%R,a mf%mr,,w B-fk Ra. D- (vffOm4)x '11' • 0 Section 410(a)(9) of the Internal Revenue Code, any hardship distribution, and the portion of any distribution that is not includible in gross income (determined without regard to the exclusion for net unrealized appreciation with respect to employer securities). (2) Eligible retirement plan An eligible retirement plan is an individual retirement account described in Section 408(a) of the Code, an individual retirement annuity described in Section 408 (b) of the Code, or a qualified trust described in Section 401(a) of the Code that accepts the distributee's eligible rollover distribution. However, in the case of an eligible rollover distribution to the surviving spouse, an eligible retirement plan is an individual retirement plan, individual retirement account, or an individual retirement annuity. A distributee includes an Employee or former Employee in addition, the Employee's or former Employee's surviving spouse and the Employee's or former Employee's spouse or former spouse who is the alternate payee under a qualified domestic relations order, as defined in Section 414 (p) of the Code, are distributees with regard to the interest of the spouse or former spouse. (3) Direct Rollover A direct rollover is a payment by the Plan to the eligible retirement plan specified by the distributee. F-LLtiN(tlPARS REPACENCiES1Ro.mwdlDtfned B-FN PA. D-ti (V". t)hoc -12- u ARTICLE V 0 ADMINISTRATION AND AMENDMENT OF PLAN 5.1 Member's Rights Not Subject To Execution. The right of a Member to a benefit under this Plan is not assignable and is not subject to execution or any other process whatsoever, except to the extent permitted by the Code of Civil Procedure and the Family Code of the State of California. Any payment hereunder required under the California Family Code to a person other than the Member must not alter the form or amount of benefits hereunder, except that to the extent provided in a valid court order, an Actuarial Equivalent payment may be made to the spouse or child of a beneficiary pursuant to a qualified domestic relations order (as defined in Code Section 414(p) prior to the Member's retirement. 5.2 Rules and Regulations. The Employer has full discretionary authority to supervise and control the operation of this Plan in accordance with its terms and may make rules and regulations for the administration of this Plan that are not inconsistent with the terms and provisions hereof. The Employer shall determine any questions arising in connection with the interpretation, application or administration of the Plan (including any question of fact relating to age, employment, compensation or eligibility of Employees) and its decisions or actions in respect thereof shall be conclusive and binding upon any and all persons and parties. 5.3 Military Service. Notwithstanding any provision of this Plan to the contrary, contributions, benefits, and service credit with respect to qualified military service will be provided in accordance with section 414(u) of the Code. 0 0 ARTICLE VI DEFINITIONS 6.1 Definitions. Whenever the following terms are used in the Plan, with the first letter capitalized, they shall have the meanings specified below. "Act" means California Government Code. "Anniversary Date" means July 1. "Beneficiary" means any person or persons, other than the Employer or the Trustee, designated by a Participant to receive any benefits, which may be due upon the Participant's death. The Beneficiary of a married Participant shall be the Spouse of the Participant and may not be changed unless Spousal Consent is obtained. "Code" means the Internal Revenue Code of 1986, as amended from time to time. "Compensation" means all compensation for that portion of the Plan Year during which the Employee was a Member, paid in cash by the Employer to the Member for personal services. Compensation in excess of $150,000 shall be disregarded. Such amount shall be adjusted for increases in the cost of living in accordance with Code Section 401(a)(17), except that the dollar increase in effect on January 1 of any calendar year shall be effective for the Plan Year beginning with or within such calendar year. For any short Plan Year the Compensation limit shall be an amount equal to the Compensation limit for the calendar year in which the Plan Year begins multiplied by a ratio obtained by dividing the number of full months in the short Plan Year by twelve (12). "Effective Date" means July 1, 2000. F U-ANCEWAa5 MEMGENOES AX U O UkFMW 8-161 Pl uocwno+IV-4)' -14- • 0 "Eligible Employee" is an employees who meets the requirements of one of the three tiers as described in Section L I and is eligible to receive Retirement Benefits. "Employee" means a full-tune miscellaneous employee of the Employer or the contract city attorney of the Employer. "Employer" means the City of Rosemead that has adopted this Plan. "Final Pay" means the highest average annual compensation paid to an' Employee during any twelve consecutive months of employment with the Employer. "Member" means an Employee eligible to receive benefits under this Plan. "Normal Form of Benefit" is the form of benefit described in Section 4.1. "Normal Retirement Age" means fifty-five (55) years of age. "Normal Retirement Date" means the first day of the month coincident with or next following the date on which the Member attains Normal Retirement Age. "PERS" means the California Public Employees' Retirement System. "PERS Benefit Factor" means the age factor used by the PERS Local Miscellaneous 2% at 55 plan, which is determined at the Member's age at retirement. "Plan" means the City of Rosemead PARS Retirement Enhancement Plan. "Plan Year" means the consecutive twelve-month period beginning on July 1 and ending on June 30. "Plan Administrator" means the individual or position designated by the Employer to act on behalf of the Employer in matters relating to this Plan. If no designation is made, the Employer shall be the Plan Administrator. If a Plan Administrator has been appointed the word "Employer" as used in this Plan shall mean Plan Administrator unless the context indicates a different meaning is intended. i 1U~NCE~VwpS IIEMGENCIFSRo.awoR~Oeimd BmJn K- U- # Vadw .l dr. -15- "Public Agency" means an employer authorized under California Government Code Article 1.5, sections 53215 through 53224 to establish a pension trust. "Retirement Benefits" means the benefits payable to the Member following retirement, as described in Article 11. "Regulations" means the regulations adopted or proposed by the Department of Treasury from time to time pursuant to the Code. "Trust" means the trust established as part of the Public Agency Retirement Trust to hold the assets of the Plan. "Trustee" means the trustee of the Trust. "Vested" mcans the nonforfeitable portion of any account maintained on behalf of a Member. FLL.ANCEWA85 pEAAGENCIESAmeaioMf-48-011 Pin D--m IV-q Aoc -16 0 0 APPENDIX A ANNUAL ADDITIONAL LIMITS A.1 Definitions. As used in this Appendix A, the following terms shall have the meanings specified below. "Affiliated Company" means a company required to be aggregated with the Employer for Purposes of Code Sections 414(b) and (c), provided, however, the determination under Section 414 (b) and (c) of the Code shall be made as if the phrase "more than 50 percent" were substituted for the phrase "at least 80 percent" each place it is incorporated into Section 414 (b) and (c) of the Code. "Annual Benefit" means a benefit payable annually in the form of a straight life annuity (with no ancillary benefits) under a plan to which Employees do not contribute and under which no rollover contributions are made, or to which assets have been transferred from a qualified plan that was not maintained by the Employer. If the benefit is payable in a form other than a straight life annuity, such form must be adjusted actuarial to the equivalent of a straight life annuity before applying the limitations of Section A.2(a). No actuarial adjustment is required for the following: qualified joint and survivor annuity benefits, pre-retirement disability benefits, preretirement death benefits, post-retirement medical benefits, and the value of post- retirement cost-of-living increases made in accordance with the Code and "Treas. Reg. Section 1.415-3(c)(2)(iii). Subject to Revenue Ruling 98-1, the adjusted benefit shall be equal to the greater of (x) an adjustment based on 5% and the mortality table specified in Section 415(b)(2)(E) of the Code or (y) an adjustment based on the factors specified in the Plan to adjust the applicable form of benefits. F u.ANCEVPARS REMGENCIES\Jk s,-e>d\Defined B-fil Pl- Document (Version 4).doe A-] • 0 "Average 415 Compensation" means the average Section 415 Compensation during a Member's high three years of service, which period is the actual number of consecutive calendar years (or, the actual number of consecutive years of employment for those Employees who are employed for less than three consecutive years with the Employer) during which the Employee had the greatest aggregate Section 415 Compensation from the Employer. "Defined Contribution Fraction" means for any Limitation Year: (a) the sum of the annual additions to the Member's account under the defined contribution plans maintained by the Employer as of the close of the Limitation Year, divided by: (b) the sum of the lesser of the following amounts determined for the Limitation Year and for each prior year of his service for the Employer: (1) the product of 1.25, multiplied by the dollar limitation determined tinder Sections 415(b) and (d) of the Code in effect under Section 415(c)(1)(A) of the Code for the Limitation Year (determined without regard to Section 415(c)(6) of the Code) , or (ii) the product of 1.4, multiplied by an amount equal to 25% of the Member's Section 415 Compensation for the Limitation Year. Notwithstanding the foregoing, the numerator of the Defined Contribution Plan Fraction shall be adjusted pursuant to Treas. Reg. Section 1.415-7(d)(1), Questions T-6 and T-7 of Internal Revenue Service Notice 83-10, and Questions Q-3 and-Q-14 of Internal Revenue Service Notice 87-21. "Defined Benefit Fraction" means for any Limitation Year: The Projected Annual Benefit of the Member under this Plan and any Related Plan determined as of the close of the Limitation Year, divided by the lesser of (a) the product of 1.25, multiplied by the dollar limitation determined for the Limitation Year under Sections 415(b) and (d) of the Code and in accordance with Section A.2(b) in effect under F-%LANCEV'ARS REMGENCESVUne-e 60-fined Bmefa Plan Doeumeni (V-.W doe A-2 0 Section 415(b)(1)(A) of the Code for the Limitation Year, or (b) the product of 1.4, multiplied by 100% of the Member's Average Section 415 Compensation, including any adjustments under Section 415(b) of the Code. If the Employee was a Member as of the first day of the first Limitation Year beginning after December 31, 1986, in one or more defined benefit plans maintained by the Employer which were in existence on May 6, 1986, the denominator of this fraction will not be less than 125% of the sum of the Annual Benefits under such plans which the Member had accrued as of the close of the last Limitation Year beginning before January 1, 1987, disregarding any changes in the term and conditions of the Plan after May 5, 1986. The preceding sentence applies only if the defined benefit plans individually and in the aggregate satisfied the requirements of Section 415 of the Code for all Limitation Years beginning before January 1, 1987. "Employer" means the Employer and any Affiliated Company that adopts this Plan. "Limitation Year" means a twelve-consecutive month period ending on the Anniversary Date. If the Limitation Year is amended to a different 12-consecutive month period, the new Limitation Year must begin on a date within the Limitation Year in which the amendment is made. "Related Plan" means any other defined benefit plan (as defined in Section 415(k) of the Code) maintained by the Employer. "Section 415 Compensation" means a Member's earned income, wages, salaries, fees for professional service and other amounts received (without regard to whether an amount is paid in cash) for personal services actually rendered in the course of employment with an F-"NCEIPARS REP,AGENC1EMosemcsdDefined he fir Plan Do rncnl (Version 4(.dn[ A-3 • • Employer maintaining the Plan to the extent that the amounts are includable in gross income (including, but not limited to, commissions paid salesmen, compensation for services on the basis of a percentage of profits, commissions on insurance premiums, tips, bonuses, fringe benefits, reimbursements, and expense allowances) and excluding the following: (a) Employer contributions to a plan of deferred compensation to the extent contributions are not included in gross income of the Employee for the taxable year in which contributed, or on behalf of an Employee to a simplified employee pension plan to the extent such contributions are deductible under Section 219(b)(2) of the Code, and any distributions from a plan of deferred compensation whether or not includable in the gross income of the Employee when distributed; (b) amounts realized from the exercise of a nonqualified stock option, or when restricted stock (or property) held by an Employee becomes freely transferable or is no longer subject to a substantial risk of forfeiture; (c) amounts realized from the sale, exchange or other disposition of stock acquired under a qualified stock option; and (d) other amounts which receive special tax benefits, or contributions made by the Employer (whether or not under a salary reduction agreement) towards the purchase of a 403(b) annuity contract under Section 403(b) of the Code (whether or not the contributions are excludable from the gross income of the Employee), contributions made by the Employer for medical benefits (within the meaning of Section 401(h) or 419A(f)(2) of the Code) which is otherwise treated as an annual addition, or any amount otherwise treated as an annual addition under Section 415(1)(1) or 419A(d)(2) of the Code. Section 415 Compensation for any Limitation Year is the Section 415 Compensation actually paid or includable in gross income during such Limitation Year. "Social Security Retirement Age" shall mean the age used as the retirement age for the Member under Section 216(1) of the Social Security Act, except that such section shall be F--.ILANCEVARS R Y%AGENCIES%Rm.-a")e(-ned Benefit Plan r).-.,M ( Version 4) &C A'4 • 0 applied without regard to the age increase factor and as if the early retirement age under Section 216(1)(2) of such Act were 62. "Year of Participation" means the Member shall be credited with a Year of Participation (computed to fractional parts of a year) for each accrual computation period for which the following conditions are met: (a) the Member is credited with at least the number of Hours of Service (or period of service if the elapsed time method is used) for benefit accrual purposes, required under the terms of the Plan in order to accrue a benefit for the accrual computation period, and (b) the Member is included as a Member under the eligibility provisions of the Plan for at least one day of the accrual computation period. If these two conditions are met, the portion of a Year of Participation credited to the Member shall equal the amount of benefit accrual service credited to the Member for such accrual computation period. A Member who is permanently and totally disabled within the meaning of Section 415(c)(3)(C)(i) of the Code for an accrual computation period shall receive a Year of Participation with respect to that period. In addition, for a Member to receive a Year of Participation (or part thereof) for an accrual computation period, the Plan must be established no later than the last day of such accrual computation period. In no event will more than one Year of Participation be credited for any 12-month period. A.2 Limitation on Benefits. Notwithstanding any other provision of the Plan: (a) the Annual Benefit payable with respect to a Member under the Plan for any Limitation Year shall not exceed an amount equal to the lesser of. (i) $90,000, (or, such other dollar limitation determined for the Limitation Year by automatically adjusting the $90,000 limitation by the cost of living adjustment factor prescribed by the Secretary of the Treasury F 1LANCEIPARS KEPIAGENCIESWo---d%Ocfincd B-fit Pt.. DM-cm (Vasim 4) doc A'5 • 0 under Section 415(d) of the Code in such manner as the Secretary shall prescribe); or (ii) only for Limitation Years commencing on or before December 31, 1994, 100% of the Member's Average Section 415 Compensation. The new dollar limitation shall apply to Limitation Years ending within the calendar year of the date of the adjustment. (b) If the Member has less than ten Years of Participation with the Employer, the dollar limitation in Section A2(a) shall be reduced by multiplying it by a fraction, the numerator of which is the Member's full and partial Years of Participation, and the denominator of which is ten. To the extent provided in regulations or in other guidance issued by the Internal Revenue Service, the preceding sentence shall be applied separately with respect to each change in the benefit structure of the Plan. If the Member has less than ten years of service with the Employer, the compensation limitation in Section A.2(a) shall be reduced by it by a fraction, the numerator of which is the Member's full and partial years of service. For Limitation Years commencing after December 31, 1994, the reductions provided in tlvs paragraph do not apply to payments made to the Member if his payments commence after he has become disabled (within the meaning of Code Section 415(b)(2)(1)), and do not apply to payments made on account of the Member's death. (c) If the Annual Benefit of a Member commences prior to age 62, the dollar limitation in Section A.2(a) shall not apply and the dollar limitation shall be the actuarial equivalent of an Annual Benefit beginning at age 62, reduced for each month by which benefits commence before the month in which the Member attains age 62. To determine actuarial equivalence, subject to Revenue Ruling 98-1, the adjustment is the greater of (x) an adjustment based on 5% and the mortality table specified in Section 415(b)(2)(E) of the Code or (y) the early retirement factors specified in the Plan that are applicable to the Member's benefit. Any F 1LANCEWAR$ kFMr ENCIESNRoicmadOcrmcd Bcmrn Pim Uo m? (Vcm o 4) doc A-6 • 0 decrease in the dollar limit determined in accordance with this Section A-2(c) shall not reflect the mortality decrement to the extent that benefits will not be forfeited upon the death of the Member. The reduction provided in this Subsection A.2(c) shall not reduce the limitation of Subsection A.2(a) below (x) $75,000 if benefits begin after age 55, or (y) if the benefit begins before age 55, the equivalent of the $75,000 limit at age 55. Furthermore, the reduction in this Subsection A.2(c) shall not apply for a Member who is a "qualified participant," as defined in Code Section 415(b)(2)(H). (d) If the Annual Benefit of a Member commences after age 65, the dollar limitation in Section A.2(a) as reduced in Section A.2(b), if necessary, shall be increased so that it is the actuarial equivalent of an Annual Benefit of such dollar limitation beginning at age 65. To determine actuarial equivalence, subject to Revenue Ruling 98-1, the adjustment is the lesser of (x) an adjustment based on 5% and the mortality table specified in Section 415(b)(2)(E) of the Code or (y) the late retirement factors specified in the Plan that are applicable to the Member's benefit. Any increase in the dollar limit determined in accordance with this Section A-2(d) shall not reflect the mortality decrement to the extent that benefits will not be forfeited upon the death of the Member. (e) If the benefit the Member would otherwise accrue in a Limitation Year would produce an Annual Benefit in excess of the limitation under Section A.2(a), the rate of accrual will be reduced so that the Annual Benefit will equal the limitation under Section A.2(a). (f) The limitation in Section A.2(a) is deemed satisfied if the Annual Benefit payable to a Member is not more than $1,000 multiplied by the Member's number of years of service or parts thereof (not to exceed ten) with the Employer, and the Employer has not at any time maintained a defined contribution plan, a welfare benefit plan as defined in Section 419(e) F u.ANCEIPARS REPMGENC[ESkRox.-d\De~-d 8n.fit Plan D~meni (Vmi- a) da A-7 • • of the Code, or an individual medical account as defined in Section 415(1)(2) of the Code in which such Member participated. (g) If the Employer maintains, or has ever maintained, one or more defined contribution plans covering an Employee who is also a Member in this Plan, a welfare benefit fund as defined in Section 419(e) of the Code, or an individual medical account as defined in Section 415(1)(2) of the Code, the sum of the Defined Contribution Plan Fraction and the Defined Benefit Plan Fraction, cannot exceed 1.0 for any Limitation Year commencing before January 1, 2000. For the purpose of this Section A.2(h), Employee contributions to a qualified defined benefit plan are treated as a separate defined contribution plan. In addition, all defined contribution plans of the Employer are to be treated as one defined contribution plan and all defined benefit plans of the Employer are to be treated as one defined benefit plan, whether or not such plans have been terminated. If the sum of the Defined Contribution Plan Fraction and the Defined Benefit Plan Fraction exceeds 1.0, the sum of the fractions will be reduced to 1.0 as follows: (i) voluntary nondeductible Employee contributions made by a Member to this Plan which constitute an Annual Addition to a defined contribution plan, to the extent they would reduce the sum of the fractions to 1.0, will be returned to the Member; (ii) if additional reductions are required for the sum of the fractions to equal 1.0, voluntary nondeductible Employee contributions made by a Member to the defined contribution plans which constitute an Annual Addition to a defined contribution plan, to the extent they would reduce the sum of the fractions to 1.0, will be returned to the Member; (iii) if additional reductions are required for the sum of the fractions to equal 1.0, the Annual Benefit of a Member under this Plan will be reduced (but not below zero and not F ~LANCEV'ARS REMGFVCIES\R-,--dM36,ncd Bcncfil Pon D-.u (vcn~on 4) doc A-8 • below the amount of the Member's Accrued Benefit to date) to the extent necessary to prevent the sum of the fractions, computed as of the close of the Limitation Year from exceeding 1.0; and (iv) if additional reductions are required for the sum of the fractions to equal 1.0, the reductions will then be made to the Annual Additions of the defined contribution plans. If the Employer maintains one or more defined benefit plans, in addition to this Plan, covering an Employee who is also a Member in this Plan, the sum of the Annual Benefits of all the plans will be treated as a single benefit for the purposes of applying the limitations of Section A.2(a). If these benefits exceed, in the aggregate, the limitations of Section A.2(a), the Normal Retirement Benefits under this Plan will be reduced (but not below zero) until the sum of the benefits of the Related Plan(s) satisfy the limitations. In the case of an individual who was a Member in one or more defined benefit plans of the Employer as of the first day of the first Limitation Year beginning after December 31, 1986, the application of the limitations of this Section A.2 shall not cause the Limitation under Section A.2(a) for such individual under all such defined benefit plans to be less than the individual's Current Accrued Benefit. The preceding sentence applies only if such defined benefit plans met the requirements of Section 415 of the Code, for all Limitation Years beginning before May 6, 1986. For purposes of this Section A.2(k), an individual's Current Accrued Benefit means a Member's Accrued Benefit under the Plan, determined as if the Member had separated from service as of the close of the last Limitation Year beginning before January 1, 1987, when expressed as an annual benefit within the meaning of Section 415(b)(2) of the Code. In determining the amount of a Member's Current Accrued Benefit, the following shall be disregarded: (1) any change in the terms and conditions of the Plan after May 5, 1986; and (ii) any cost of living adjustments occurring after May 5, 1986. F-tl_ANCE%PARS FLEPVAGENClES%Rm m-d\Defl-~A denefii Plhn Documeni (Version 4) doc A-9 0 • ADOPTION OF THE CITY OF ROSEMEAD PARS RETIREMENT ENHANCEMENT PLAN The City of Rosemead PARS Retirement Enhancement Plan is hereby adopted effective July 1, 2000. Title: Date: V-- /O - 0 0 F'%LANCENPARS IIEP%AGENCIESUtosemeadOcrined Bmef t Plan Uec-nt (Version 4) dm i 0 AMENDMENT TO THE CITY OF ROSEMEAD PUBLIC AGENCY RE'T'IREMENT SYSTEM (PARS) RETIREMENT ENHANCEMENT PLAN WHEREAS, the City of Rosemead (the "Employer") has previously adopted the City of Rosemead Public Agency Retirement System (PARS) Retirement Enhancement Plan (the "Plan") for the benefit of eligible employees, and WHEREAS, the Employer has reserved the right to amend the Plan from time to time. NOW THEREFORE, BE IT RESOLVED, that effective June 1, 2005, the Plan is hereby amended to provide a pre-retirement death benefit as follows. Article 11, Section 2.3, Pre-Retirement Death Benefits, is hereby amended in its entirety as follows: 2.3 Pre-Retirement Death Benefits Pre-retirement death benefits shall be provided for those actively employed Employees of the Employer who die after attaining the minimum age requirement and completing the required years of service with the Employer under Tier I, Tier II, or Tier III of Section 1.1. The benefit shall be equal to the Member's Retirement Benefit corresponding to the tier of eligibility, actuarially reduced as if the Member had retired and elected a 100% joint-and-survivor option. The benefit will be paid over the lifetime of the surviving spouse. There is no pre-retirement death benefit payable if there is no surviving spouse. 0 0 AMENDMENT TO THE CITY OF ROSEMEAD PARS RETIREMENT ENHANCEMENT PLAN WHEREAS, City of Rosemead (the "Agency") has previously adopted the City of Rosemead PARS Retirement Enhancement Plan (the "Plan"); and WHEREAS, the Agency has the right to amend that Plan; and WHEREAS, effective as of January 1, 2005, the State of California has enacted the California Domestic Partners Rights and Responsibilities Act of 2003 (the "Act"); and WHEREAS, certain provisions of the Plan are governed exclusively by Federal Law; and WHEREAS, Section 297.5(k) of the California Family Code indicates that the Act does not amend or modify federal laws or the benefits, protections and responsibilities provided by those laws; and WHEREAS, the Agency deems it to be in the best interest of the Agency and the Plan to amend the Plan to comply with the terms of the Act. NOW, THEREFORE, BE IT RESOLVED, that Section 2.4 of the Plan is hereby amended by adding the following paragraph at the end thereof to read as follows: "Effective as of January 1, 2005, for purposes of this Section 2.4 only: (1) all references to 'marriage' shall also include 'registered domestic partnerships,' (2) individuals in a 'registered domestic partnership' shall be considered 'married,' and (3) all references to a 'Spouse' shall also include a registered domestic partner. A 'registered domestic partner' and a `registered domestic partnership' refers to persons and partnerships satisfying the requirements of the California Family Code and officially registered as of the date of death with the Secretary of State as such in accordance with Section 298.5 of the California Family Code." fN WITNESS WHEREOF, this Amendment is hereby adopted effective as of January 1, 2005. DATED: ~ t) City of Rosemead By: Its: NL31 049324.1 • AMENDAIENT'1'O "rtw • CITY OF ROSEMEAD PARS RETIREMENT ENHANCEMENT PLAN The City of Rosemead PARS Retirement Enhancement Plan effective July 1, 2000 is hereby amended as follows: Effective January 1, 2002 (except as otherwise provided), the following Appendix B is added to read as follows: "APPENDIX B GOOD FAITH EGTRRA COMPLIANCE 13.1. Adoption and Effective Date of Appendix B. This Appendix B is adopted to reflect certain provisions of the Economic Growth and Tax Relief Reconciliation Act of 2001 ("EGTRRA"). This Appendix B is intended as good faith compliance with the requirements of EGTRRA and is to be construed in accordance with EGTRRA and guidance issued thereunder. Except as otherwise provided, this Appendix B shall be effective as of the first day of the first Plan Year beginning after December 31, 2001. This Appendix B shall supersede the provisions of the Plan and Appendix A to the extent those provisions are inconsistent with the provisions of this Appendix B. B.2. NeN-,' Nortality 'fable. Notwithstanding any other Plan provisions to the contrary, the applicable mortality table used for purposes of adjusting any benefit or limitation under Section 415(b)(2)(B), (C), or (D) of the Code is the table prescribed in Rev. Rul. 2001-62. Such table shall not be used for any other purpose under the Plan. This Section B.2 shall apply to distributions with annuity starting dates on or after December 31, 2002. B.3. Increase in Compensation Limit. The annual compensation of each Member taken into account in determining benefit accruals in any Plan Year beginning after December 31, 2001 shall not exceed $200,000. Annual compensation means compensation during the Plan Year or such other consecutive 12-month period over which compensation is otherwise determined under the Plan (the determination period). The $200,000 limit on annual compensation described in this Section B.3 shall be adjusted for cost-of-living increases in accordance with Section 401 (a)(1 7)(B) of the Code. The cost-of-living adjustment in effect for a calendar year applies to annual compensation for the determination period that begins with or within such calendar year. NB 1:574818,5 • For purposes of determining benefit accruals in a Plan Year beginning after December 31, 2001, the annual compensation limit described in this Section B_3 for determination periods beginning before January 1, 2002 shall be $150,000 for any determination period beginning in 1996 or earlier; $160,000 for any determination period beginning in 1997, 1998, or 1999; and $170,000 for any determination period beginning in 2000 or 2001. Notwithstanding the foregoing, this Section B.3 shall not apply to any Member eligible for a higher limit on annual compensation under the transition rule described in Section 1.401(a)(17)- I (d)(4)(ii) of the Treasury Regulations. B.4. Modification of Definition of Eligible Retirement Plan. For purposes of the direct rollover provisions in the Plan, an eligible retirement plan shall also mean an annuity contract described in Section 403(b) of the Code and an eligible plan under Section 457(b) of the Code which is maintained by a state, political subdivision of a state, or any agency or instrumentality of a state or political subdivision of a state and which agrees to separately account for amounts transferred into such plan from this Plan. The definition of eligible retirement plan shall also apply in the case of a distribution to a surviving spouse, or to a spouse or former spouse who is the alternate payee under a qualified domestic relation order, as defined in Section 414(p) of the Code. This Section B.4 shall apply to distributions made after December 31, 2001. B.5. Increase in Benefits Limit. (a) This Section B.5 shall be effective for Limitation Years ending after December 31, 2001. Notwithstanding the foregoing, this Section B.5 shall not apply to any Member eligible for higher limit on benefits under the special rule described in Section 415(b)(10) of the Code. (b) Benefit increases resulting from the increase in the limitations of Section 415(b) of the Code shall be provided to all Employees participating in the Plan who have one hour of service on or after the first day of the first Limitation Year ending after December 31, 2001. (c) The Annual Benefit payable with respect to a Member under the Plan for any Limitation Year shall not exceed the maximum permissible benefit. (d) Definitions. (i) Defined benefit dollar limitation. The "defined benefit dollar limitation" is $160,000, as adjusted, effective January 1 of each year, tinder Section 415(d) of the Code in such manner as the Secretary shall prescribe, and payable in the form of a straight life annuity. A limitation as adjusted under Section 415(d) will apply to Limitation Years ending with or within the calendar year for which the adjustment applies. (ii) Maximum permissible benefit. The "maximum permissible benefit" is the defined benefit dollar limitation (adjusted where required, as provided in (A) and, if applicable, in (B) or (C) below). N B I :574818.5 2 • (A) If the Member has fewer than ten Years of Participation in the Plan, the defined benefit dollar limitation shall be multiplied by a fraction, (i) the numerator of which is the number of full and partial Years of Participation in the Plan and (ii) the denominator of which is ten. (B) If the Annual Benefit of a Member begins prior to age 62, the defined benefit dollar limitation applicable to the Member at such earlier age is an Annual Benefit payable in the form of a straight life annuity beginning at the earlier age that is the actuarial equivalent of the defined benefit dollar limitation applicable to the Member at age 62 (adjusted under (A) above, if required). The defined benefit dollar limitation applicable at an age prior to age 62 is determined as the lesser of (1) the actuarial equivalent (at such age) of the defined benefit dollar limitation computed using the interest rate and mortality table (or other tabular factor) specified in the plan for early retirement calculations and (ii) the actuarial equivalent (at such age) of the defined benefit dollar limitation computed using a five percent interest rate and the applicable mortality table. Any decrease in the defined benefit dollar limitation determined in accordance with this paragraph (B) shall not reflect a mortality decrement if benefits are not forfeited upon the death of the Member. If any benefits are forfeited upon death, the full mortality decrement is taken into account. (C) If the benefit of a Member begins after the Member attains age 65, the defined benefit dollar limitation applicable to the Member at the later age is the Annual Benefit payable in the form of a straight life annuity beginning at the later age that is actuarially equivalent to the defined benefit dollar limitation applicable to the Member at age 65 (adjusted under (A) above, if required). The actuarial equivalent of the defined benefit dollar limitation applicable at an age after age 65 is determined as (i) the lesser of the actuarial equivalent (at such age) of the defined benefit dollar limitation computed using the interest rate and mortality table (or other tabular factor) specified in the Plan for late retirement benefits, and (ii) the actuarial equivalent (at such age) of the defined benefit dollar limitation computed using a five percent interest rate assumption and the applicable mortality table. For these purposes, mortality between age 65 and the age at which benefits continence shall be ignored." NB 1:574818 5 3 • 2. Effective January 1, 2003, the following Appendix C is added to read as follows: "APPENDIX C MINIMUM DISTRIBUTION REQUIREMENTS C.1. Adoption and Effective Date of Appendix C. This Appendix C is adopted to reflect the final Treasury Regulations promulgated under Section 401(a)(9) of the Code. Except as otherwise provided, this Appendix C shall apply for purposes of determining required minimum distributions for calendar years beginning with the 2003 calendar year. This Appendix C shall supersede the provisions of the Plan and Appendix A to the extent those provisions are inconsistent with the provisions of this Appendix C. All distributions required under this Appendix C will be determined and made in accordance with the Treasury Regulations promulgated under Section 401(a)(9) of the Code. Notwithstanding the other provisions of this Appendix C, distributions may be made under a designation made before January 1, 1984, in accordance with Section 242(b)(2) of the Tax Equity and Fiscal Responsibility Act ("TEFRA") and the provisions of the Plan that relate to Section 242(b)(2) of TEFRA. C.2. Time and Manner of Distribution. (a) Required Beginning Date. The Member's entire interest will be distributed, or begin to be distributed, to the Member no later than the Member's Required Beginning Date. (b) Death of Member Before Distributions Begin. If the Member dies before distributions begin, the Member's entire interest will be distributed, or begin to be distributed, no later than as follows: (i) If the Member's surviving spouse is the Member's sole Designated Beneficiary, then distributions to the surviving spouse will begin by December 31 of the calendar year immediately following the calendar year in which the Member died, or by December 31 of the calendar year in which the Member would have attained age 701/2, if later. (i)) If the Member's surviving spouse is not the Member's sole Designated Beneficiary, then distributions to the Designated Beneficiary will begin by December 31 of the calendar year inunediately following the calendar year in which the Member died. (iii) If there is no Designated Beneficiary as of September 30 of the year following the year of the Member's death, the Member's entire interest will be distributed by December 31 of the calendar year containing the fifth anniversary of the Member's death. (iv) If the Member's surviving spouse is the Member's sole Designated Beneficiary and the surviving spouse dies after the Member but before distributions to the surviving spouse begin, this Section C.2(b), other than Section C.2(b)(1), will apply as if the surviving spouse were the Member. NBL57481R 5 4 • 0 For purposes of this Section C.2(b) and Section C.5, distributions are considered to begin on the Member's Required Beginning Date (or, if Section C.2(b)(iv) applies, the date distributions are required to begin to the surviving spouse under Section C.2(b)(i)). If annuity payments irrevocably commence to the Member before the Member's Required Beginning Date (or to the Member's surviving spouse before the date distributions are required to begin to the surviving spouse under Section C.2(b)(i)), the date distributions are considered to begin is the date distributions actually commence. (c) Form of Distribution. Unless the Member's interest is distributed in the form of an annuity purchased from an insurance company or in a single sum on or before the Required Beginning Date, as of the first Distribution Calendar Year distributions will be made in accordance with Sections C.3, C.4 and C.5 of this Appendix C. If the Member's interest is distributed in the form of an annuity purchased from an insurance company, distributions thereunder will be made in accordance with the requirements of Section 401(a)(9) of the Code and the Treasury Regulations. Any part of the Member's interest which is in the form of an individual account described in Section 414(k) of the Code will be distributed in a manner satisfying the requirements of Section 401(a)(9) of the Code and the Treasury Regulations that apply to individual accounts. C.3. Determination of Amount to be Distributed Each Year. (a) General Annuity Requirements. If the Member's interest is paid in the form of annuity distributions under the Plan, payments under the annuity will satisfy the following requirements: (i) the annuity distributions will be paid in periodic payments made at intervals not longer than one year; (ii) the distribution period will be over a life (or lives) or over a period certain not longer than the period described in Section CA or C.5; (iii) once payments have begun over a period certain, the period certain will not be changed even if the period certain is shorter than the maximum permitted; (iv) payments will either be nonincreasing or increase only as follows: (A) by an annual percentage increase that does not exceed the annual percentage increase in a cost-of-living index that is based on prices of all items and issued by the Bureau of Labor Statistics; (B) to the extent of the reduction in the amount of the Member's payments to provide for a survivor benefit upon death, but only if the beneficiary whose life was being used to determine the distribution period described in Section CA dies or is no longer the Member's Beneficiary pursuant to a qualified domestic relations order within the meaning of Section 414(p) ; (C) to provide cash refunds of employee contributions upon the Member's death; or (D) to pay increased benefits that result from a plan amendment. NB1 574818.5 • (b) Amount Required to be Distributed by Required Beginning Date. The amount that must be distributed on or before the Member's Required Beginning Date (or, if the Member dies before distributions begin, the date distributions are required to begin under Section C.2(b)(i) or C.2(b)(11)) is the payment that is required for one payment interval. The second payment need not be made until the end of the next payment interval even if that payment interval ends in the next calendar year. Payment intervals are the periods for which payments are received, e.g., bi- monthly, monthly, semi-annually, or annually. All of the Member's benefit accruals as of the last day of the first Distribution Calendar Year will be included in the calculation of the amount of the annuity payments for payment intervals ending on or after the Member's Required Beginning Date. (c) Additional Accruals After First Distribution Calendar Year. Any additional benefits accruing to the Member in a calendar year after the first Distribution Calendar Year will be distributed beginning with the first payment interval ending in the calendar year immediately following the calendar year in which such amount accrues. (d) Election to Allow Members or Beneficiaries to Elect 5-Year Rule. Members or Beneficiaries may elect on an individual basis whether the 5-year rule or the life expectancy rule in Sections C.2(b) and C_5 of this Appendix C applies to distributions after the death of a Member who has a Designated Beneficiary. The election must be made no later than the earlier of September 30 of the calendar year in which distribution would be required to begin under Section C,2(b) of this Appendix C, or by September 30 of the calendar year which contains the fifth anniversary of the Member's (or, if applicable, surviving spouse's) death. If neither the Member nor Beneficiary makes an election under this paragraph, distributions will be made in accordance with Sections C. 2(b) or C.5 of this Appendix C. CA. Requirements For Annuity Distributions That Commence During Member's Lifetime. (a) Joint Life Annuities Where the Beneficiary Is Not the Member's Spouse. If the Member's interest is being distributed in the form of a joint and survivor annuity for the joint lives of the Member and a nonspouse Beneficiary, annuity payments to be made on or after the Member's Required Beginning Date to the Designated Beneficiary after the Member's death must riot at any time exceed the applicable percentage of the annuity payment for such period that would have been payable to the Member using the table set forth in Q&A-2 of Section 1.401(a)(9)-6T of the Treasury Regulations. If the form of distribution combines a joint and survivor annuity for the joint lives of the Member and a nonspouse Beneficiary and a period certain annuity, the requirement in the preceding sentence will apply to annuity payments to be made to the Designated Beneficiary after the expiration of the period certain. (b) Period Certain Annuities. Unless the Member's spouse is the sole Designated Beneficiary and the form of distribution is a period certain and no life annuity, the period certain for an annuity distribution commencing during the Member's lifetime may not exceed the applicable distribution period for the Member under the Uniform Lifetime Table set forth in Section 1.401(a)(9)-9 of the Treasury Regulations for the calendar year that contains the annuity starting date. If the annuity starting date precedes the year in which the Member reaches age 70, the applicable distribution period for the Member is the distribution period for age 70 under the N111:57018.5 Uniform Lifetime Table set forth in Section 1.401(a)(9)-9 of the Treasury Regulations plus the excess of 70 over the age of the Member as of the Member's birthday in the year that contains the annuity starting date. If the Member's spouse is the Member's sole Designated Beneficiary and the form of distribution is a period certain and no life annuity, the period certain may not exceed the longer of the Member's applicable distribution period, as determined under this Section C.4(b), or the joint life and last survivor expectancy of the Member and the Member's spouse as determined under the Joint and Last Survivor Table set forth in Section 1.401(a)(9)-9 of the Treasury Regulations, using the Member's and spouse's attained ages as of the Member's and spouse's birthdays in the calendar year that contains the annuity starting date. (c) Election to Allow Designated Beneficiary Receiving Distributions Under 5-Year Rule to Elect Life Expectancy Distributions. A Designated Beneficiary who is receiving payments under the 5-year rule may make a new election to receive payments under the life expectancy rule until December 31, 2003, provided that all amounts that would have been required to be distributed under the life expectancy rule for all Distribution Calendar Years before 2004 are distributed by the earlier of December 31, 2003 or the end of the 5-year period. C.5. Requirements For Minimum Distributions Where Member Dies Before Date Distributions Begin. (a) Member Survived by Designated Beneficiary. Except as otherwise provided, if the Member dies before the date distribution of his or her interest begins and there is a Designated Beneficiary, the Member's entire interest will be distributed, beginning no later than the time described in Section C.2(b)(i) or C.2(b)(ii), over the life of the Designated Beneficiary or over a period certain not exceeding: (1) unless the annuity starting date is before the first Distribution Calendar Year, the life expectancy of the Designated Beneficiary determined using the Beneficiary's age as of the Beneficiary's birthday in the calendar year immediately following the calendar year of the Member's death; or (ii) if the annuity starting date is before the first Distribution Calendar Year, the life expectancy of the Designated Beneficiary determined using the Beneficiary's age as of the Beneficiary's birthday in the calendar year that contains the annuity starting date. (b) No Designated Beneficiary. If the Member dies before the date distributions begin and there is no Designated Beneficiary as of September 30 of the year following the year of the Member's death, distribution of the Member's entire interest will be completed by December 31 of the calendar year containing the fifth anniversary of the Member's death. (c) Death of Surviving Spouse Before Distributions to Surviving Spouse Begin. If the Member dies before the date distribution of his or her interest begins, the Member's surviving spouse is the Member's sole Designated Beneficiary, and the surviving spouse dies before distributions to the surviving spouse begin, this Section C.5 will apply as if the surviving spouse were the Member, except that the time by which distributions must begin will be determined without regard to Section C.2(b)(i) . NB 1:5748 ] 8.5 7 A C.6. Definitions. (a) Designated Beneficiary. The individual who is designated as the Beneficiary consistent with the terms of the Plan and is the Designated Beneficiary under Section 401(a)(9) of the Code and Section 1.401(a)(9)-1, Q&A-4, of the Treasury Regulations. (b) Distribution Calendar Year. A calendar year for which a minimum distribution is required. For distributions beginning before the Member's death, the first Distribution Calendar Year is the calendar year immediately preceding the calendar year which contains the Member's Required Beginning Date. For distributions bcgjnrvng after the Member's death, the first Distribution Calendar Year is the calendar year in which distributions are required to begin under Section C.2(b). (c) Life Expectancy. Life expectancy as computed by use of the Single Life Table in Section 1.401 (a)(9)-9 of the Treasury Regulations. (d) Required Beginning Date. The April 1 of the calendar year following the later of either the calendar year in which the employee attains age 70'/2 or the calendar year in which the employee retires." Executed thisA day of 2003. City of Rosemead By: Nk31 574818 5 0 0 • • CITY OF ROSEMEAD EMPLOYEE HANDBOOK (Version 1.0) • i City of Rosemead Employee's Handbook Table of Contents 1. INTRODUCTION 1.1 Welcome 1.2 Your City Government 1.3 Your Place on the Team 1.4 An Equal Opportunity Employer 1.5 Coverage of Employee Handbook 1.6 Employee Classifications 1-1 1-1 1-2 1-3 1-3 1-4 1-1 2. EMPLOYEE RESPONSIBILITIES & RIGHTS ........................................................................2-1 2.1 Overview 2-1 2.2 Responsibilities ...................2-1 2.2.1 Attendance/Operating Hours 2-1 2.2.2 Courtesy/Etiquette ...................2-l 2.2.3 Citizen Service Requests & Complaints ...................2-2 2.2.4 Safety 2-2 2.2.5 Accident Reporting ...................2-2 2.2.6 Use of City Vehicles & Equipment 2-2 2.2.7 Ethical Behavior 2-3 2.2.8 Receipt of Public Gifts 2-3 2.2.9 Tune Records 2-4 2.2.10 No Smoking Policy ...................2-4 2.2.11 Cellular Telephone Policy 2-4 2.2. l2 Conflict Of Interest 2-4 2.2.13 Workplace Violence ...................2-5 2.2.14 No Reasonable Expectation Of Privacy 2-7 2.2.15 Responsibility For Items Furnished To Employees 2-7 2.2.16 Electronic Communication And Internet Access Policy 2-8 2.3 Rights .................2-14 2.3.1 Training Period .................2-15 2.3.2 Employee Organization 2-15 2.3.3 No Solicitation Policy .................2-16 • • 3. EMPLOYEE BENEFITS 3.1 Overview 3-1 3.2 Payroll Information .........................3-1 3.2.1 Payroll Periods .........................3-1 3.2.2 Overtime .........................3-1 3.2.3 Compensatory Time Off 3-1 3.3 Benefit Programs 3-2 3.3.1 Health Insurance 3-2 3.3.2 Dental Insurance .........................3-3 3.3.3 Life Insurance .........................3-3 3.3.4 Vision Care .........................3-3 3.3.5 Retirement Benefits 3-4 3.3.5.1 Public Employees Retirement System 3-4 3.3.5.2 Public Agency Retirement System 3-4 3.3.5.3 Deferred Compensation (ICMA Retirement Corp.) .........................3-5 3.3.6 Sick Leave 3-5 3.3.7 Bereavement Leave .........................3-6 3.3.8 Vacation Leave 3-6 3.3.9 Parental School Leave .........................3-6 3.3.10 Holidays .........................3-7 3.3.11 Short-Term Disability Plan .........................3-8 3.3.12 Long-Term Disability Plan 3-8 3.3.13 Service Recognition Plan 3-9 3.3.14 Workers Compensation .........................3-9 3.3.15 Military Leave 3-10 3.3.16 Jury Duty 3-10 3.3.17 COBRA Continuance Coverage 3-10 3.3.18 California Extended COBRA 3-12 3.3.19 Unemployment Insurance .......................3-12 4. PERSONNEL ADMINISTRATION ............................................................................................4-1 4.1 Overview 4-1 4.2 City Recruitment Process ...4-1 4.2.1 Application Process ...4-1 4.2.2 Selection Process ...4-1 4.2.2.1 Examination Procedure 4-2 4.2.2.2 Eligibility List ...4-2 4.2.2.3 Accommodation for Disability ..............................................................4-2 4.2.3 Intake Process ...4-3 4.2.4 Verification Of Right To Work 4-3 4.2.5 Statements of Economic Interest 4-3 4.2.6 Personnel Files ............................................................................................4-4 4.2.6.1 Record Updates 4-4 4.2.7 Grievance Process ..4-4 4.2.7.1 Informal Process 4-5 • • 4.2.7.2 Formal Process ........................................................4-5 4.2.8 Disciplinary Action ........................................................4-5 4.2.8.1 Causes For Disciplinary Action 4-6 4.2.9 Layoffs And Recalls ........................................................4-8 5. STATE/FEDERAL LAWS & REGULATIONS .........................................................................5-1 5.1 Overview 5-1 5.2 Americans With Disabilities Act 5-1 5.3 Drug-free Workplace ........................................................5-1 5.4 Family & Medical Leave 5-3 5.5 Pregnancy Leave 5-7 5.6 Personal Leave 5-8 5.7 Harassment ........................................................5-9 5.8 Sexual Harassment ......................................................5-12 5.9 Equal Employment Opportunity ......................................................5-12 ATTACHMENTS Receipt for Employee Handbook Authorized Deduction Form Electronic Communications and Internet Access Policy Acknowledgement Loyalty Oath Substance Abuse Policy Acknowledgement New Employee Information Sheet Attachment A Attachment B Attachment C Attachment D Attachment E Attachment F 0 u 1. Introduction 1.1 Welcome Welcome to your new job with the City of Rosemead. You have joined a team dedicated to providing efficient public services and dedicated to being stewards of the public trust. You have joined an outstanding team of City employees serving the citizens of Rosemead through hard work, dedication, and special talents. This handbook provides an overview of city government, employee rights and responsibilities, and the benefits and career opportunities that come with the job. If you have questions, ask your supervisor for help finding the right person or department to get you more detailed information. You also can learn about the benefits available to you, training opportunities, and more by contacting the City Manager's Office. We hope you enjoy a long and rewarding career as a City of Rosemead Employee. 1.2 Your City Government The City of Rosemead was incorporated on August 4, 1959, and operates as a general law city. The City is a council-manager form of local government, which combines the strong political leadership of an elected City Council, with the professional experience of an appointed administrator. The City Council consists of five councilmembers who are elected at large by the citizens for overlapping four-year terms. Elections are held every two years in March of odd-numbered years. Annually, the council selects one of its members to serve as Mayor. As the legislative body, the City Council is responsible for enacting local legislation, establishing policy to protect the public health safety and welfare of all residents, and adopting an annual budget. The councilmembers also serve as members of the Rosemead Community Development Commission and the Rosemead Housing Development Corporation. The City Manager is appointed by the City Council and serves at the pleasure of the City Council. The manager is responsible for the efficient direction of all departments so that the entire staff works as one team in providing the best possible service for the city. Introduction 1-1 • • The annual cost of delivering municipal goods and services in Rosemead is lower than in most cities, and considerably lower than full service cities that provide their own police and fire services. Rosemead is able to keep the cost for service down while maintaining the high standards that residents demand because we contract-out a considerable amount of city services. The City has a population of 56,100 living in an area encompassing 5.5 square miles. Rosemead is located in the West San Gabriel Valley, approximately ten miles east of the City of Los Angeles. The City shares common boundaries with San Gabriel, Temple City, El Monte, South El Monte, Montebello and Monterey Park. Two major freeways, the San Bernardino (1-10) and the Pomona (SR-60) intersect the City in an east/west direction and provide convenient access to all areas of southern California. 1.3 Your Place on the Team In order to assure that the taxpayer will receive the best and most conscientious service, everyone's cooperation is required in providing efficient operation of the many functions of our city. You are now a member of the team and, as such, you and your job are important. You and every city employee, regardless of salary or title of position, are invaluable in achieving the goal of superior service at the most economical cost. When you have any contact with a constituent, remember that they see you as a representative of the City of Rosemead. Your attitude, behavior, and pertbrmance will help determine that individual's opinion of the city. Your job is important. It deserves the best you can give it. 1.4 An Equal Opportunity Employer The City of Rosemead provides equal employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, medical condition, marital status, sexual preference, disability, or status as a Vietnam- era or special disabled veteran in accordance with applicable federal laws. In addition, the City complies with applicable state and local laws governing nondiscrimination in employment. This policy applies to all terms and conditions of employment, including, but Introduction 1-2 • not limited to, hiring, placement, evaluation, promotion, termination, layoff, transfer, leaves of absence, compensation, and training. The City expressly prohibits any form of unlawful employee harassment based on race, color, religion, sex, national origin, age, medical condition, marital status, sexual preference, disability, status as a Vietnam-era or special disabled veteran, or status in any group protected by state or local law. Improper interference with the ability of the City's employees to perfonn their expected job duties is not tolerated. The City will continue to make Equal Opportunity a reality at all levels of the work farce. 1.5 Coverage of Employee Handbook These personnel policies apply to all employees of the City of Rosemead. These personnel policies may be revised, added to, and modified at any time with prior notice and approval of the City Council due to the operational needs of various components of the City of Rosemead. Therefore, the City reserves the right to change its policies and practices, including but not limited to those policies and practices set forth in this Employee Handbook, from time to time and at any time. This Employee Handbook is intended to give you a broad summary of things that you should know about the City of Rosemead. The information in this handbook is general in nature and, therefore, should more specific questions arise, a supervisor should be consulted for complete details. Introduction 1-3 0 0 1.6 Employee Classifications Employees at the City of Rosemead are classified into the following categories: A. REGULAR FULL-TIME EMPLOYEES: Designates full- time employees who are regularly scheduled to work at least 40 hours per week. Regular full-time employees are eligible for the following: all City benefits after completing one month of employment; health, dental, vision, life, long term disability, and retirement. B. REGULAR PART-TIME EMPLOYEES: Designates hourly employees scheduled to work less than 40 hours per week. This classification receives no benefits other than those required by law under the provisions of Social Security, Workers' Compensation, and State Unemployment and retirement provisions. Regular part-time employees who are scheduled to work 1000 hours or more annually are entitled to health coverage by the HMO plan designated by the City and coverage under PERS, this coverage is for employees only. C. TEMPORARY/SEASONAL EMPLOYEES: Designates hourly employees hired only for a specified period of time, usually a specified task or project. A temporary employee will not automatically change to another status merely by working in excess of the time expected or designated; a change in status, if any, must be recorded in writing, and approved by the City Manager. Regardless of hours worked, this classification is not eligible to receive any benefits other than those required by law. D. EXEMPT EMPLOYEES: Designates exempt employees whose work duties exempt them from the overtime provisions of the Federal Fair Labor Standards Act. E. NON-EXEMPT EMPLOYEES: Designates non-exempt employees who are covered by the overtime provisions of the Federal Fair Labor Standards Act. Non-exempt employees are entitled to an overtime premium in accordance with federal law. Introduction 1-4 • 0 2. Employee Responsibilities & Rights 2.1 Overview As the nature of city employment is public service, you must be extra careful about your conduct on the job. The conduct of each City employee reflects on the city itself, both on and off the job. It is very important for you to be courteous and helpful to all members of the public as well as to your fellow employees. In addition to one's personal conduct, one's appearance is important as well. A neat and attractive appearance, therefore, combined with a courteous and considerate manner, will further reflect well upon the high standards of the City and yourself. 2.2 Responsibilities 2.2.1 Attendance/Operafing Hours You are responsible for arriving at and leaving work at the times agreed upon by your supervisor, including returning on time after lunch and break periods. If you are unable to report to work, notify your supervisor at the beginning of your usual workday, or as soon as possible. If you are absent from work for more than three days without notifying your office, you may be discharged from City service for being absent without official leave (AWOL). Be sure you understand your work schedule and ask your supervisor if you have questions. City Hall operating hours are from 7:00 a.m. to 6:00 p.m., Monday through Thursday. All full-time employees will work either a 40-hour workweek, or 80 hours within a two-week pay period. Work hours may be adjusted to meet requirements of the job. Your director or supervisor will coordinate daily lunches and breaks. 2.2.2 Courtesy/Efiquette You are expected to behave courteously and responsibly at all times. Remember that the image of an organization rests upon the behavior of the employees who represent it. You represent the City Employee Responsibilities & Rights 2-1 0 • of Rosemead. It is important for you to make a positive impression on those you serve and your coworkers. Your dress and appearance should be appropriate for the type of work you do. Your supervisor will let you know if there are any special dress requirements. If your job includes the use of a telephone, do your best to make sure it is as pleasant a contact as possible. Be gracious and considerate under all circumstances. Speak clearly and concisely, and most importantly, try to be helpful. Good telephone usage can improve efficiency, save time and money, and create an atmosphere of good will. Avoid using the City telephone for personal business as you might prevent an important call from being handled in a timely fashion. 2.2.3 Citizen Service Requests & Complaints Public relations cannot be stressed enough, for the effectiveness of many city programs is largely dependent upon public support. That support and confidence can be earned by diligently seeking to maintain good relations with each member of the public. Complaints should be immediately recorded and promptly referred to the correct department or person for action. Service requests should be handled promptly. In all cases, courtesy is important. 2.2.4 Safety Each department makes every effort to provide a safe and healthy work environment. It is your responsibility to perform your assignment and operate equipment safely. If during the course of your work you notice a situation that may endanger someone's health or safety, notify your supervisor immediately. Safety is everyone's responsibility. 2.2.5 Accident Reporting All accidents must be reported immediately to your supervisor and accident reports are to be submitted to the City Clerk at City Hall. 2.2.6 Use of City Vehicles & Equipment If you are required to drive a vehicle on official City business, you must have a valid driver's license appropriate to the type of vehicle. Employee Responsibilities & Rights 2-2 • 0 2.2.7 Ethical Behavior You are prohibited from using drugs (other than medication prescribed by your physician). Drinking alcohol, being intoxicated, or having open containers of alcoholic beverages of any kind on City premises, or while conducting city business, is also prohibited. You may not display any sign, slogan, pin, or other item containing words or symbols offensive or insulting to any group or individual, nor of a partisan political nature. You may not participate in political activity that involves the use of any City resource, which includes city property, funds, equipment, supplies, phones, computers, vehicles, travel, and work time. While City employees are not prohibited from engaging in political activity as private citizens, State Government Code Section 3201 does limit the political activities of City employees. The purpose of these restrictions is to keep City employees' jobs free from political intlucnces. Infractions in any of these areas could result in disciplinary actions ranging from an informal reprimand to dismissal. 2.2.8 Receipt of Public Gifts Employment in municipal government carries with it responsibilities that are not ordinarily found in private employment. Occasionally, a citizen may be so impressed with the service you render that they may offer a gift of some kind. You are expected to courteously decline such offers and to explain in a friendly manner that the service you render is a normal part of your employment and that it is against City policy for you to accept a gift. Gifts from the public or service contractors offered to individual employees at Christmas time should be declined in the same manner and with the same explanation. City employees should not become obligated to individuals or firms by the acceptance of gifts. 2.2.9 Time Records Certain employees record their time on time clocks and others use time sheets as a means of accurately recording hours worked and calculating pay. Care should be taken to see that your timecard Employee Responsibilities & Rights 2-3 i • and/or time sheet is an accurate record of your time worked. Falsifying a timecard and/or time sheet will result in disciplinary action, up to and including termination. Timecards and/or Time sheets are to be turned in to your supervisor. 2.2.10 No Smoking Policy The City of Rosemead is committed to a philosophy of good health and a safe work place. Since tobacco smoke is a major cause of heart, lung and respiratory diseases and causes or aggravates allergic reactions, all of which lead to impaired performance and increased health care cost, smoking is prohibited in and around all buildings and public passenger vehicles. Smoking is permitted only in designated areas. This policy applies to all City of Rosemead employees, on-site contractors including temporary employees, and visitors. If you have any questions regarding this policy, you should contact your supervisor. Noncompliance with this policy will result in disciplinary action, up to and including termination. 2.2.11 Cellular Telephone Policy Employees should limit their use of personal cell phones during business hours because excessive use of personal cell phones, whether making cell phone calls or receiving cell phone calls can be disruptive to employees perfonning their jobs in an efficient manner. Therefore, excessive cell phone usage during business hours is discouraged. Employees may be disciplined for excessive use of their personal cell phones for non-business purposes during business hours. 2.2.12 Conflict Of Interest A "conflict of interest" is when an employee is involved in activity that for any reason is in conflict with the City of Rosemead's governmental interests. Employees must be free of any significant investment in or association with any present or prospective supplier or vendor that might interfere with, or be thought to interfere with their independent exercise of judgment in the best interest of the City of Rosemead. The employee may not be involved in activities constituting a conflict of interest on the City of Rosemead's time, and during "personal" time off duty. The employee may not use the City's Employee Responsibilities & Rights 2-4 • • equipment, materials, resources, or "inside" information except to further the interests of the City of Rosemead. Employees may engage in or have outside business or personal interests or activities that do not constitute or have the potential of creating a conflict of interest with their employment by the City. The City requires that these activities or interests do not adversely affect an employee's capacity to perform his/her functions or result in conflicting loyalties. The City has no objections to you holding another job as long as you can effectively meet the performance standards for your position with the City. The City asks that you think seriously about the effects that such extra work may have on the limits of your endurance, your overall personal health, and your effectiveness with the City. The City will hold all employees to the same standards of performance and scheduling demands and cannot make exceptions for employees who hold outside jobs. If the City determines that an employee's outside job interferes with his or her perfonnance or ability to meet the City's requirements, the employee may be required to elect between terminating their outside employment or terminating their employment with the City of Rosemead. Employees must give notice to the City before accepting outside employment. The employee should seek an opinion from the City Manager who may consult the City Attorney, whether any activity engaged in would be a conflict of interest. 2.2.13 Workplace Violence The City of Rosemead recognizes workplace violence as a growing national problem, which needs to be addressed by all employers. In accordance with this policy, acts or threats of physical violence, including intimidation, harassment, and coercion, which involve or affect the City of Rosemead or occur on City property will not be tolerated. Acts or threats of violence include conduct which is severe, offensive, or intimidating enough to alter the employment conditions at the City of Rosemead or create a hostile, abusive, or intumidating work environment for one or more employees. Examples of workplace violence include but are not limited to: Employee Responsibilities & Rights 2-5 0 , • Threats or acts of violence occurring on City premises, regardless of the relationship between the City and the parties involved in the incident. • Threats or acts of violence occurring off City premises involving someone who is acting as a representative of the City. • Threats or acts of violence occurring off City premises involving an employee of the City if the threats or acts affect the City's legitimate interests. • Acts or threats resulting in the conviction of an employee or agent of the City, or of an individual performing services for the City on a contract or temporary basis, under any criminal code provision relating to violence or threats of violence which adversely affect the City's legitimate interests and goals. Examples of conduct, which may be considered threats or acts of violence include, but are not limited to: • Hitting or shoving an individual. • Threatening an individual or his/her family, friends, associates, or property with harm. • The intentional destruction or threat of destruction of City property. • Harassing or threatening phone calls. • Harassing surveillance or stalking. • The suggestion or insinuation that violence is appropriate. This policy applies to all persons involved in the City's operations, including but not limited to the City of Rosemead's personnel, contract and temporary workers, and anyone else on City property. Violation of this policy by any individual on City property, by an individual acting as a representative of the City while off City property, or by any individual acting off City property when his/her actions affect the City business interests, will lead to-disciplinary action up to and including termination, and/or legal action, as appropriate. No provision of this policy shall alter the at-pleasure nature of the employment relationship at the City of Rosemead. Every employee and every person on the City of Rosemead's property should immediately report incidents of threats or acts of physical violence of which he/she has knowledge to the City Manager or your supervisor. Prompt investigation and resolution of any violation of this policy will be made with discretion and in the same manner as any other infraction of the City policy. Nothing in this policy alters any other obligation established in the City policies or in state, federal, or other applicable law. Lmployce Responsibilities & Rights 2-6 0 11 2.2.14 No Reasonable Expectation Of Privacy The City of Rosemead's employees do not have a reasonable expectation of privacy in City provided property, including but not limited to lockers, desks, electronic communications systems, telephones, cell phones, desk top computers, personal computers and/or personal electronic data storage devices that are used for or contain any City data and/or information that pertains to City business and/or other City property under the employee's control. Use of City property as described above must be limited to business purposes only. Whenever the City of Rosemead has a reasonable suspicion that an employee has used City property for his or her own private use or for no legitimate City purposes, the City may inspect the electronic communications systems, telephones, cell phones, desk top computers, personal computers and/or personal electronic data storage devices that are used for or contain any City data and/or information that pertains to City business and/or other City property under the employee's control. 2.2.15 Responsibility For Items Furnished To Employees In the course of employment, certain City of Rosemead employees may be furnished work-related items such as office keys, entry authorization cards, unifornns, tools, office equipment, and vehicles. Any employee receiving such items shall return each and all of the same to the City of Rosemead in good condition, reasonable wear and tear excepted, at the termination of his or her employment for any reason. If any such item is not returned within a reasonable period of time, the reasonable value to such item may be claimed against such employee and the employee agrees that such reasonable value may be deducted from such employee's pay. Please review and sign the Authorized Deduction Form attached to this Handbook as Attachment B. No office equipment may be removed from the office without written permission from your supervisor. 2.2.16 Electronic Communication And Internet Access Policy PURPOSE: Employee Responsibilities & Rights 2-7 0 The purpose of this policy is to establish guidelines for the use of computer systems, electronic mail (hereinafter "E-mail") and Internet Access on the City of Rosemead's (hereinafter "City") computer network. The City's computer systems, E-mail and Internet Access are business tools, which will be used in accordance with generally accepted business practices and current law reflected in the California Public Records Act to provide an efficient and effective means of City communication. APPLICATION: This policy, shall apply to all City officials, appointees, employees, volunteers, consultants and other non-employees utilizing general application computer systems and electronic communications owned, managed, supervised, controlled, or operated by the City. PROVISIONS: Information technology facilitates electronic communication between staff, residents and other organizations. Computer systems and electronic communications are for business-related purposes only. The data created, stored on, or transmitted using City computer systems is the property of the City, except as otherwise required by law. City Management reserves the right to access all data stored on or transmitted using its computer systems. The City respects the individual privacy of its employees; however, employees do not have the right to privacy concerning work-related conduct, use of City-owned equipment or supplies, or electronic communications that are sent or received from the City. Consequently, E-mail and Internet Access users shall have no reasonable expectation of privacy in communications sent over the City's general application computer network as such communications are not confidential. The City reserves the right to lawfully inspect and service all aspects of its computer system. The determination of those department employees who will be provided or denied E-mail and/or Internet access shall be at the sole discretion of the Department Director. In addition to existing systems and services, this Electronic Communication and Internet Access Policy is intended to apply to the current and future computer base systems and services. A. PROPER USE OF COMPUTER SYSTEMS AND ELECTRONIC COMMUNICATIONS Employee Responsibilities & Rights 2-8 The use of E-mail and Internet access is for City Business activities. Some incidental and occasional personal use of the E-mail system is permitted as long as such use is kept to a minimum. Personal messages are not confidential and are subject to access and disclosure pursuant to the provisions of this policy. 2. Users of E-mail are responsible for the management of data and messages. Data stored on the network server should be backed up regularly. 3. Employees shall protect all computer equipment against viruses, physical abuse and unauthorized use. Specifically, employees shall use and not disable virus protection software and not willfully introduce virus- intccted files. B. PROHIBITED USES OF E-MAIL AND INTERNET ACCESS Unless otherwise permitted by law, the following constitutes abuse of the City's computer systems and electronic communications and are prohibited: 1. Messages that disrupt or threaten to disrupt the efficient operation of City business or administration are prohibited. Messages in this section include, but are not limited to: a. Messages that publicize a personal dispute, other than to an approved grievance procedure. b. Messages that constitute or counsel insubordination. c. Messages that may harm close working relationships. d. Messages that harm the integrity of the computer system or network. 2. Messages that violate law, violate individual rights, create potential liability for the City or violate public Employee Responsibilities & Rights 2-9 • 0 policy are prohibited. These prohibited messages include, but are not limited to: a. Any messages that would be in conflict with the City's Harassment in the Workplace Policy and/or comments or images (including screen savers and wallpaper) that could offend on any basis protected by law such as, but not limited to, race, color, religion, sex, national origin, ancestry, age, physical disability, mental disability, medical condition, veteran status, marital status, sexual orientation or any other status protected by local, state or federal law. b. Any message or comment containing disparaging remarks concerning elected officials, appointed officials, employees, volunteers, consultants or other non- employees of the City. c. Any E-mail message, an Internet site or screen saver, including wallpaper, that any reasonable person would find defamatory, offensive, harassing, derogatory, or disruptive. d. Messages that may undermine the City's ability to provide public services through its employees. e. Messages that are pornographic, obscene, indecent, or sexually explicit. f. Messages that contain the use of racial, religious, or ethnic slurs. g. Messages intended including derogatory, hate messages. to harass or annoy, vulgar, defamatory, or h. Messages that contain threats to personal safety. 3. Messages that contain confidential, privileged or otherwise private information except when such messages are transmitted for an authorized purpose and Employee Responsibilities & Rights 2-10 • • are transmitted in an appropriately secure manner. These messages include, but are not limited to: a. Personnel, payroll and medical files or confidential information from these files. b. Financial or account codes, numbers or authorizations that could be misused if intercepted by or disclosed to unauthorized persons that may otherwise lead to unauthorized financial obligations to the City. c. Privileged or confidential communications or documents from or to legal counsel. 4. Personal messages which include, but are not limited to: a. Messages for personal activity including personal research or surveys. b. Messages to promote, distribute materials, or solicit individuals on behalf of commercial ventures, politician causes (unless specifically authorized), religious causes, charitable organizations and other organizations in which the user is involved. c. Chain letters. d. Junk mail sent via distribution lists that concern non-City business related topics. e. Participation in non-business related "chat- room" discussions. 5. Using someone's password or code without authorization. 6. Disclosing anyone's password or code without authorization. 7. Use of the Internet or E-mail system for gambling. 8. Messages sent anonymously or with fictitious names. Fmhkoyce Rcsponsibilitics Rights 2 -1 1 • • C. STATUS OF ELECTRONIC DATA AND MESSAGES 1. E-mail communications are not confidential and are subject to review by authorized personnel, as designated by the City Manager or Department Director, and disclosure to the public. 2. E-mail communication may be subpoenaed or requested under the Public Records Act and/or may be used as evidence in court or as part of an investigation. The content of E-mail may be subject to disclosure within or outside of the City without employee permission or knowledge. 3. The City, through its authorized personnel, has the authority to access communications in the E-mail system at any time for any lawful City business-related reason. 4. The City has unlimited access to protect system security or the City's property rights. However, the City does not routinely monitor E-mail communications or Internet usage and expects that employees will voluntarily abide by this policy. D. RECORDS MANAGEMENT 1. E-mail messages which are intended to be retained in the ordinary course of the City's business are recognized as official records that need protection/retention in accordance with the California Public Records Act. 2. The City will maintain E-mail messages designated as official records for a minimum of two (2) years or as otherwise designated in the City's retention schedule. These are subject to public disclosure, even if they are drafts or informal notes, unless the need to retain their confidentiality outweighs the need for disclosure, or the E-mail message is otherwise exempt under any provision of the Public Records Act or other state or federal law. 3. E-mail communications that are not intended to be retained and which serve no useful purpose to the City should be deleted from the system. E. E-MAIL PROCEDURES/ETIQUETTE Employee Responsibilities & Rights 2-12 • Employees who are granted E-mail and Internet access are required to abide by the following procedures and etiquette. Employees are to: 1. Remember that they are representing the City through their communications both internally and externally, and it is critical that they maintain a positive image for both themselves and the City. 2. As a good business practice, E-mail is to be checked at least once each work day and messages responded to promptly. 3. Be certain that their messages are addressed to the proper person. The list of persons being E-mailed when choosing a "REPLY ALL" function must be checked prior to sending the E-mail message. E-mail should not be used for broadcast purposes unless the message is of interest to all users. 4. Capitalize words only to emphasize an important point or to distinguish a title or heading. Capitalizing whole words that are not titles is generally interpreted as shouting. 5. Be professional and careful of what is said about others. E-mail is easily forwarded and blind copied. 6. Be cautious when using sarcasm and humor. Without face-to-face conununications, humor may be viewed as criticism. By the same token, E-mail users must carefully read what others write. The perceived tone may easily be misinterpreted. 7. Be aware that deleting or erasing information, documents, or messages maintained on the City's network is, in many cases, ineffective. Information kept on the City's system may be electronically recalled or re- created regardless of whether it may have been erased or deleted by an employee. Further, since the City may periodically back up files and messages, and because of the way in which computers re-use file storage space, files and messages may exist even after a user assumes they are deleted. Finally, information or messages may Employee Responsibilities & Rights 2-13 • • still exist in the storage areas of other users. Therefore, employees who delete or erase information or messages should not assume that such information or messages are confidential. F. PENALTIES FOR MISUSE OF E-MAIL OR INTERNET ACCESS 1. All E-mail and Internet Access users will be provided a copy of this regulation, upon the granting of access to the computer network. Each such person shall be required to complete an "Employee Acknowledgement" in substantially that form attached to this Handbook as Attachment C. One copy of the form shall be given to the employee, and another shall be kept in the employee's personnel file. 2. Failure on the part of any employee to comply with the provisions of this policy may result in suspension or revocation of the privilege of using or accessing E-mail and Internet Access, as well as disciplinary action up to, and including, termination of employment. 3. Failure on the part of any contractor or consultant to comply with the provisions of this policy will constitute grounds for termination of their contract with the City. 2.3 Rights 2.3.1 Training Period You will be in training for the first 12 months of your job. The length of your training depends on your particular job and time base. Your job description/duty statement describes your responsibilities and the standards for accomplishing the specific tasks or set of duties. During your training period, your work will be evaluated by your supervisor, who will prepare a report or reports covering your Employee Responsibilities & Rights 2-14 0 • work performance, personal conduct, and ability to handle responsibility measured against the standards of the position. Your overall performance will be reviewed and your supervisor will discuss any areas that may need improvement. You will gain regular status if you meet the required level of performance by the end of your training period. Successful completion of the training period does not change any employee's at-will status. In some instances, the training period may be extended because of borderline performance. In such cases, his/her supervisor will inform the employee at least 60 days prior to the end of the training period that the training period has been extended for an additional 60 day period rather than terminate the employee for poor performance. The supervisor may only extend the training period one time during an employee's training period. 2.3.2 Employee Organization You have the right to participate in employee organization activities on your own time or during non-working hours. Your "own time," or "non-working" hours, include lunch periods and time before and after work, excluding breaks. You may not be discriminated against, granted preferential treatment, or have reprisal taken against you because of membership (or non-membership) or lawful involvement in an employee organization or its activities. 2.3.3 No Solicitation Policy The following policy is established in order to prevent disruptions in the operation of the City of Rosemead, interference with employees while working, and the distribution of printed or written material which could create a litter problem. Employees. Employees may not solicit, for any purpose, during their working hours. Employees may not solicit other employees during the working hours of such other employees. Employees may not distribute literature on the City of Rosemead's premises for any purpose, during their working hours, nor may they distribute literature, for any purpose, in working areas at any time. Working hours include the working hours of both the employee doing the Employee Responsibilities & Rights 2-15 0 • soliciting or distribution, and the employees to whom it is directed. For purposes of this policy, break times and meal periods are not considered working hours. Non-Employees. Persons not in the employ of this City may not solicit or distribute literature in areas that would interfere with employees performing their City work, or solicit or distribute literature in City employee work areas for any purpose at any time. Non-employees may solicit or distribute in public non-work areas. The City of Rosemead is anxious to maintain a pleasant and cooperative relationship with its employees in all matters. However, no governmental agency can operate efficiently if there are frequent work interruptions. For this reason, you should discourage friends, relatives, and others from disturbing you at work. In case of emergency, there is no objection to someone calling the office and asking that a message be given to you. Only in case of urgent necessity may any employee be called from work to see a visitor during the employee's working hours. All such requests require the approval of your supervisor. Under no circumstances are sales people pennitted to solicit employees on the premises. Employee Responsibilities & Rights 2-16 0 • 3. Employee Benefits 3.1 Overview The City of Rosemead provides a very comprehensive and substantial package of employee benefits. 3.2 Payroll Information All city employees are automatically covered under Social Security and Medicare. Payroll deductions are made each pay period. 3.2.1 Payroll Periods Payday is Thursday, and paychecks are issued biweekly. If a payday falls on a holiday, you will receive your check on the preceding workday. Employees are required to record their own time on individual time sheets for each pay period; which is every two weeks. These time sheets are to be turned in on Monday of the payday week. Salaries are computed on a yearly basis with a total of twenty-six pay periods per year. 3.2.2 Overtime Employees shall be paid for their hours worked in accordance with all legal requirements. All non-exempt employees qualify for overtime pay. Employees who qualify as administrative, executive, or professional employees within the meaning of federal wage and hour laws are exempt from overtime pay and are not subject to this po licy. Non-exempt employees who are required to work beyond the 40 hours per workweek, shall be paid at one and one-half times the straight time hourly rate. 3.2.3 Compensatory Time Off Compensatory time off (CTO) is time off with pay in lieu of overtime pay for irregular or occasional overtime work, or when permitted under agency flexible work schedule programs. Emplovee Benefits 3-1 • 0 Employees are subject to a 240-hour limit for accrual of CTO; excess hours above these maximums must be paid off in cash. Upon termination, all accumulated hours of CTO must be paid at time-and-one-half, in cash. Employees must first get authorization before taking accrued compensatory time off. 3.3 Benefit Programs 3.3.1 Health Insurance If you are a regular full-time employee or a regular part-time employee who works 1000 hours or more during the fiscal year, you will receive comprehensive health insurance coverage including major medical. The City pays for the full cost of the coverage for regular full-time employees and dependents as defined in the program. Plans are offered through the Public Employees' Medical and Hospital Care Act. Regular part-time employees receive single Health Maintenance Organization (HMO) coverage for themselves only. The City will provide health insurance for full-time employees and their dependents effective the first of the month following employment. Employees are responsible for notifying the City's personnel office of changes in marital status, number or age of dependents, etc. This insurance is subject to an open enrollment period once a year that allows an employee to make any changes in their choice of coverage. The City of Rosemead reserves the absolute right, in its discretion, at any time and from time to time, to discontinue coverage under any health and hospitalization plan in which it or its employees have previously been enrolled and to substitute for such prior coverage alternate coverage which may be different in character and amount, and either more or less comprehensive. Employees of the City of Rosemead shall not have or gain, by reason of their employment, any vested rights in or to any particular health and hospitalization coverage whatsoever. Employee Benefits 3-2 • • 3.3.2 Dental Insurance If you are a regular full-time employee, the City will provide dental insurance for you and your dependents effective the first of the month following employment. The City of Rosemead reserves the absolute right, in its discretion, at any time and from time to time, to discontinue coverage under any dental plan in which it or its employees have previously been enrolled and to substitute for such prior coverage alternate coverage which may be different in character and amount, and either more or less comprehensive. Employees of the City of Rosemead shall not have or gain, by reason of their employment, any vested rights in or to any particular dental coverage whatsoever. 3.3.3 Life Insurance If you are a regular full-time employee, the City will provide term life insurance coverage of $50,000. Coverage is subject to teens and conditions of the insurance policy given each new employee at the time of deployment. The City will provide term life insurance for full-time employees effective the first of the month following employment. The City of Rosemead reserves the absolute right, in its discretion, at any time and from time to time, to discontinue coverage under any life insurance plan in which it or its employees have previously been enrolled and to substitute for such prior coverage alternate coverage which may be different in character and amount, and either more or less comprehensive. Employees of the City of Rosemead shall not have or gain, by reason of their employment, any vested rights in or to any particular life insurance coverage whatsoever. 3.3.4 Vision Care If you are a regular full-time employee, you and your dependents are eligible for enrollment in the City's vision care insurance program. The City will provide vision insurance for regular full-time employees and their dependents effective the first of the month following employment. The City of Rosemead reserves the absolute right, in its discretion, at any time and from tune to time, to discontinue coverage under any vision care plan in which it or its employees have previously been enrolled and to substitute for such prior coverage alternate coverage which maybe different in character and amount, and either more or less comprehensive. Employees of the City of Rosemead shall not have or Employee Bcnetits 3-3 0 • gain, by reason of their employment, any vested rights in or to any particular vision care coverage whatsoever. 3.3.5 Retirement Benefits 3.3.5.1 Public Employees Retirement System The City of Rosemead is a member of the State of California Public Employees' Retirement System (PERS). Employees classified as regular full-time, or regular part-time employees who work 1000 hours or more during the fiscal year, will be enrolled in PERS, which provides for future retirement benefits. The City will provide PERS for employees who qualify effective the first of the month following employment. The City pays the employees' contribution into the fund as deferred (non-taxed) income. The City pays 7% of the employee's share of the normal member contributions for regular full-time and regular part-time employees as employer paid member contributions, and reports this to PERS as compensation. Upon termination, the employee's contribution (the amount contributed by the City as the employee's portion, but not the City's portion), plus interest, will be refunded to the regular full-time employee or regular part-time employee if there is less than five years of service. The employee has one year to withdraw funds. Upon termination, regular full-time employees and regular part-time employees who have been eligible for retirement system benefits with five or more years of service may withdraw their contributions, leave contributions with PERS until retirement, or retire (under cert am circumstances). The minimum retirement age is 55 for full retirement benefits. To be eligible for benefits, employees must have at least five years of credited service in PERS. 3.3.5.2 Public Agency Retirement System The City also provides a tax-qualified governmental defined-benefit plan through the Public Agency Retirement System (PARS) for regular full-time employees as defined in the Plan Document. These supplemental benefits shall be in addition to the benefits employees will receive from the PERS plan. All contributions to fund PARS shall be Emt)lovee Benefits 3-4 • 0 made by the City. However, the City reserves the right to require the employee to contribute a percentage of his/her compensation towards this plan pursuant to agreement. Please refer to the Plan Documents for further details regarding PARS benefits. 3.3.5.3 Deferred Compensation (ICMA Retirement Corp.) The City of Rosemead also has a contract with the ICMA Retirement Corporation for a Section 457 retirement plan. As a public employee, you have a unique opportunity to supplement your retirement income. Under this deferred compensation plan, you can invest through automatic payroll deductions and pay with pre-tax dollars. Pre-tax contributions are funds contributed before federal, and state income taxes are applied. Your contributions and your earnings on them are not taxed while you let them grow since they are retirement savings. 3.3.6 Sick Leave You begin to accrue sick leave upon being employed, but can not take sick leave until you have completed thirty (30) days of employment. A regular full-time employee can accumulate up to eight (8) hours per month of sick leave. Once an employee accumulates over 160 hours of sick leave, they must participate in the Sick Leave Buy-back program and sell back unused hours. Employees with less than five years of continuous City employment are paid back at 50% of the unused portion over 160 hours. Employees with over five years of continuous service receive 75% of the unused portion over 160 hours. The buy-back program occurs annually at the end of the calendar year. Upon retirement, layoff, termination (either voluntary or non- voluntary), or death, any unused accumulated sick leave shall be paid to the employee, or in the event of death, to the employee's rightful heirs. An employee may begin to use sick leave for approved absences, after thirty (30) days of employment, and once it has been earned. You may be allowed reasonable time off (normally two hours) for medical or dental appointments. This time will be deducted in increments of two hours from your accumulated sick leave. Additional time may be allowed when justified and approved by your supervisor. • 0 You are encouraged to build a substantial reserve of sick leave to protect yourself and your family from loss of income if you ever suffer a lengthy illness or injury. 3.3.7 Bereavement Leave After ninety (90) calendar days of employment, you will be entitled to three paid (3) days for bereavement leave for the death of a member of the immediate family, including a spouse, parent, child, sibling, grandparent, or grandchild. To be entitled to receive paid time off for bereavement leave, an employee will be required to present written documentation to the City showing that the employee attended the funeral of a spouse, parent, child, sibling, grandparent, or grandchild. 3.3.8 Vacation Leave City employees accumulate vacation hours that may be paid upon termination or retirement. A regular full-time employee accumulates vacation time at eight days per year during the first ten years of tenure (based on 40 hours worked per week). After ten years, an employee can accumulate up to a maximum of 12 days per year (based on 40 hours worked per week). Employees may only take time off for vacation leave after one year of continuous employment with the City. The City allows employees who have earned vacation time an opportunity to have the City buy-back up to two weeks of vacation time per year. In order to participate in the Vacation Buy-back Program, an employee must take at least forty consecutive hours of vacation at one time during a year. The buy-back occurs annually at the end of the calendar year. A supervisor must first authorize vacation days before they can be taken. 3.3.9 Parental School Leave An regular full-time employee who is a parent, guardian, or grandparent having custody of one or more children in kindergarten or grades 1 through 12, may take off up to 40 hours each year, not exceeding eight (8) hours in any calendar month of the year, to Employee Benefits 3-6 • 0 participate in activities of the school or licensed child day care facility of any of his or her children, if the employee, prior to taking the time off, gives reasonable notice to the employer of the planned absence. The employee shall utilize existing vacation, personal leave, or compensatory time off for purposes of the planned absence for parental school leave. The City may require documentation from the school or licensed child day care facility as proof that he or she participated in school or licensed child day care facility activities on a specific date and at a particular time. If the City employs both parents of the child, then the first parent to give notice to the City may take the planned absence, while the other parent may take a planned absence as well if he or she obtains the City's approval for the requested time off. 3.3.10 Holidays The City observes eight fixed holidays a year during which normal City services will be closed. These include: New Year's Day (January 1) President's Day Memorial Day (last Monday in May) Independence Day (July 4) Labor Day (first Monday in September) Veteran's Day Thanksgiving Holiday (fourth Thursday) Christmas Holiday City facilities will be closed on the following Monday if any holiday falls on a Sunday. If any such days fall upon a Friday, the City office shall be closed on the proceeding Thursday. If a holiday falls on a Saturday, the employee will not receive any additional pay for that holiday. The City provides employees with 80 paid hours per fiscal year for holidays, and ten hours discretionary time off for regular full-time employees as a floating holiday, which may be taken at any time throughout the fiscal year with prior approval of the supervisor/director. Employee Benefits 3-7 • 0 Holiday hours are intended for the current fiscal year and may not be carried over to succeeding years. 3.3.11 Short-Term Disability Plan If you are a regular-full time employee, you will be eligible for Short-Term Disability Insurance. The plan goes into effect after the fourteenth day of sickness for a maximum benefit period of 46 days. Short-term disability benefits end when Long-term disability benefits begin. The City of Rosemead reserves the absolute right, in its discretion, at any time and from time to time, to discontinue coverage under any short-term disability plan in which it or is employees have previously been enrolled and to substitute for such prior coverage alternate coverage which may be different in character and amount, and either more or less comprehensive. Employees of the City of Rosemead shall not have or gain, by reason of their employment, any vested rights in or to any particular short-term disability coverage whatsoever. 3.3.12 Long-Term Disability Plan If you are a regular-full time employee, you will be eligible for Long-term Disability Insurance. The plan goes into effect after sixty days of disability and continues to pay benefits during the disability until the age of sixty-five. The City of Rosemead reserves the absolute right, in its discretion, at any time and from time to time, to discontinue coverage under any long term disability plan in which it or its employees have previously been enrolled and to substitute for such prior coverage alternate coverage which may be different in character and amount, and either more or less comprehensive. Employees of the City of Rosemead shall not have or gain, by reason of their employment, any vested rights in or to any particular long-term disability coverage whatsoever. 3.3.13 Service Recognition Plan The City offers an Employee Recognition Policy, which recognizes years of service. If an employee has been employed by the City for 10 years he or she will receive a City plaque. After 15 years of Employee Benefits 3-8 0 • service, the employee will receive a clock radio. If an employee has been employed by the City for 20 years, he or she will receive a watch. When an employee reaches 25 years of service, the employee will receive a 3-Day Cruise for two with $200 for expenses. The eligible employees will be recognized at the annual employee appreciation luncheon. 3.3.14 Workers Compensation Workers' Compensation is a benefit provided to you if you are injured on the job or become ill due to your job. Workers' Compensation is separate from personal health insurance. There is no deductible for Workers' Compensation; all approved medical bills will be paid. If you are injured or become ill as a direct result of your job, report the injury to your supervisor as soon as possible. An employee who is injured on the job, and misses more than one (1) day of work or requires treatment by a physician must obtain a Workers' Compensation Claim Form from your supervisor or your office manager. This form must be completed and returned to the City. If an employee misses more than three (3) days of work, this form will be mailed to his/her home. In addition, the employee must present a medical release from his/her physician prior to returning to work. THIS RELEASE MUST SPECIFICALLY STATE THAT THE EMPLOYEE IS ABLE TO RETURN TO WORK WITHOUT THE IMMEDIATE RISK OF RE- INJURY OR FURTHER INJURY TO THE EXISTING CONDITION, AND THAT HE/SHE CAN PERFORM THE ESSENTIAL DUTIES OF HIS/HER JOB. The City of Rosemead pays high premium costs for Workers' Compensation insurance in order to protect and provide medical treatment for employees who incur work-related injuries. The City considers Workers' Compensation fraud to be a very serious offense. Any employee, who knowingly makes or causes to be made any false or fraudulent material statement or material representation for the purpose of obtaining or denying Workers' Compensation benefits or payments, is guilty of a felony and may be prosecuted. The City of Rosemead will not tolerate fraudulent claims and will not hesitate to report fraudulent claimants to the proper authorities. In the event of an employee's death caused by an injury covered by Workers' Compensation, the employee's qualified surviving dependent would be eligible for death-related benefits. Emplovee Benefits 3-9 3.3.15 Military Leave City employees called to active military duty may be paid their regular City salary for up to 30 days of duty per year, if they meet certain requirements. 3.3.16 Jury Duty All City of Rosemead employees may attend jury duty in accordance with their legal obligation to do so. All regular full- time employees who have completed twelve (12) months of continuous service may be eligible for jury duty benefits. Regular part-time and temporary employees are not eligible for jury duty benefits. The City will pay each regular full-time employee for jury duty up to a maximum of ten (10) business days during any twelve (12) month period. Any time served beyond this ten (10) day period shall be without pay. However, the salary of exempt employees will not be reduced for any week in which he/she performs any work, even if he/she misses part of the week due to jury duty. Any benefits under this policy shall be reduced by the amount of jury-duty pay (other than travel expenses) received by the employee from other sources. Proper certification of jury duty from the Court Clerk or the jury foreperson must be submitted to the personnel office in order to receive pay for jury duty. All employee benefits will continue for up to thirty (30) days while you are on jury duty leave. However, you will be required to continue payment of any required contribution for insurance and retirement benefits during your jury duty leave. Health and welfare insurance coverage will be discontinued after thirty (30) days, unless other arrangements have been made. 3.3.17 COBRA Continuance Coverage Under the federal Consolidated Omnibus Budget Reconciliation Act (COBRA), employees and dependents who lose their health, dental, or vision coverage due to certain "qualifying events" are allowed to continue their coverage for a specified period of time. Employees and/or their dependents (beneficiaries) are eligible to continue, at their own expense, their health coverage at a premium of 102% of the applicable group rate if the following conditions apply: Emplovee Benefits 3-10 • , a. Employees, who are tenminated (except those terminated for gross misconduct), or who have a reduction of hours (partial or full layoff or an extended leave of absence of more than 30 days), are eligible to continue their health insurance benefits for 18 months, and thereafter such employees are entitled to convert, at their own expense, their group policy to individual policies. b. Employees or beneficiaries, who are no longer eligible for group health coverage because of (1) death of the employee, (2) divorce or legal separation from the employee, (3) the employee becoming eligible for Medicare, or (4) a dependent child of an employee being no longer qualified as a dependent, are eligible to continue their health insurance coverage for 36 months; thereafter such employees are entitled to convert at their own expense their group policy to individual policies. c. For plan years beginning on or after December 19, 1989, certain disabled qualified beneficiaries of employees, who are terminated (except those terminated for gross misconduct), or who have a reduction of hours (partial or full layoff or an extended leave of absence for more than 30 days), may be eligible to continue their health insurance benefits for 29 months or even 36 months so long as the disabled qualified beneficiaries were disabled at the time employees became eligible for continuation coverage and the qualified beneficiaries provide notice of their disability determinations before the end of the original 18 month period of continuation coverage. Disabled qualified beneficiaries may be charged 150% of the applicable group rate, after the initial 18 month period of continuation coverage. The qualified beneficiary's disability must be determined under either Title 11 (Old Age, Survivors, and Disability Insurance) or Title XVI (Supplemental Security Income) of the Social Security Act. d. Continuation benefits are no longer available when the earlier of the following occurs: 1. The 18-month, 29-month, or 36-month period expires; 2. The City ceases providing any group health plan to any employee; 3. The premium is not paid in a tunely manner by the employee and/or the beneficiary; 4. The qualified employee and/or beneficiary becomes covered by any other group plan or Medicare; or Employee Benefits 3-11 • • 5. A beneficiary remarries and becomes covered by another health plan. 3.3.18 California Extended COBRA The California Legislature recently passed a new law, which expands COBRA coverage for California employees (Cal- COBRA). Those individuals on COBRA who have used their 18 or 29 months of federal COBRA can then be shifted to Cal-COBRA for the additional 7 or 18 months, giving the employee a total of 36 months. For Federal COBRA beneficiaries who elect to continue coverage under the new Cal-COBRA law, the additional coverage only applies to plans that offer "core" coverage, or medical and hospital benefits, and not to dental and vision plans. Federal COBRA beneficiaries, who elect to extend their cover under Cal-COBRA, could be charged more for such coverage. Cal- COBRA allows the health plan to charge the employee 110% of the cost of coverage, and 150% for individuals whose coverage is extended due to disability. 3.3.19 Unemployment Insurance In accordance with the California Labor Code, the City pays the premium for unemployment insurance for City employees. This insurance provides for income payments while unemployed, according to the amount of earnings in the quarter reflecting the highest earnings. Emalovee Benefits 3-12 • • 4. Personnel Administration 4.1 Overview The City of Rosemead recruits and hires without regard to age, race, religious creed, color, national origin, ancestry, physical disability, mental disability, medical condition, marital status, sex, or sexual orientation of any person except in those specific instances whereby a bona fide occupational qualification demands otherwise. 4.2 City Recruitment Process The City recruitment procedures described below are intended only as general guidelines for current employees seeking promotional opportunities and other prospective applicants and may be modified or revoked without prior notice or agreement. 4.2.1 Application Process Application materials may be obtained from the City Manager's Office, Rosemead City Hall, 8838 E. Valley Blvd., Rosemead, CA, 91770 or by calling the City Hall at 626-569-2110. Applications and any accompanying materials must be filled out completely and must show that the minimum qualifications are met. Neither resumes nor references to a resume will be accepted in lieu of a completed City application. Completed applications must be received in the City Manager's Office, at the above address, no later than 6.00 p.m. of the final filing deadline. The City will not accept applications that are facsimiled to the City. 4.2.2 Selection Process Applicants must be specific and complete in describing their qualifications for this position. Based upon the information presented on the application, those applicants who appear to possess the most suitable qualifications will be requested to continue in the recruitment process. Failure to state all pertinent qualifications may lead to elimination from the recruitment process. All applicants will be notified by mail of the results of the selection process. Personnel Administration 4-1 4.2.2.1 Examination Procedure Written/Skills Inventory Examination: A written examination will be warranted when it is necessary to test the candidate's knowledge and/or abilities in relation to those factors that are essential for successful performance on the job. Candidates need a score of 70% or higher to continue in the examination process. This examination component may comprise between 25% and 50% of the candidate's final score, depending on the nature of the job function. Personnel may waive the written/skills inventory examination depending upon the number of applicants. When this examination is waived, the oral interview will receive a weight of 100%. Oral Interview Examination: Interviews will evaluate the candidate's knowledge, skills, and abilities in relation to those factors that are essential for successful perfonnance on the job. Candidates need a score of 70% or higher to pass this examination. Position on an eligibility list will be based on the combined passing scores of the written and oral interview examinations. 4.2.2.2 Eligibility List This contains the names of the candidates that successfully complete the written/skills inventory and/or oral interview examinations (see Examination Procedure). Unless exhausted sooner, eligibility lists remain active for a period of one (1) year. The eligibility list established for each recruitment may be used to fill future regular, and/or part-time/seasonal/temporary vacancies for that specific job classification. 4.2.2.3 Accommodation for Disability Individuals with disabilities who require accommodation in the application, testing and/or interviewing process, must provide the City Manager's Office by the application due date, documentation from a qualified authority to confirm the disability and prescribed accommodation. An applicant is not required to disclose information about physical or mental limitations that he or she believes will not interfere with his or her ability to perform the essential requirements of the job. Personnel Administration 4-2 • • 4.2.3 Intake Process The City of Rosemead requires a job related physical examination, including a drug and alcohol test and a complete background investigation, as part of our selection of regular and part-time, seasonal, and/or temporary employees. All new employees will be fingerprinted as part of the employment process, and a criminal history check will be conducted with the Department of Justice. Offers of employment are conditioned upon the successful completion of these examinations. Additionally, all full-time employees are required to take an Oath of Office (within thirty days). The Oath is attached to this Handbook as Attachment D. Personnel will arrange an appointment with the City Clerk to administer the Oath of Office. The Oath of Office is an affirmation that the employee will support, defend, and bear truth and allegiance to the Constitution of the United States and the State of California. It states that the employee will take this obligation freely and will faithfully carry out the duties upon which the employee is about to enter. Furthermore, the Federal Immigration Reform and Control Act of 1986 requires that an employee must be a U. S. citizen or an alien lawfully authorized to work in the United States in order to be eligible for hire. All new hires will be required to provide documentation to verify their status. 4.2.4 Verification Of Right To Work The City of Rosemead is required to verify the right to work in the United States of America of all employees. All new employees must verify their right to work in the United States. Failure of any employee to provide documents proving his or her right to work in the United States or to execute the required form issued by the Department of Justice under penalty of perjury will result in immediate termination. 4.2.5 Statement Of Economic Interest The Political Reform Act (Government Code Sections 81000- 91015) requires certain state and local government employees to publicly disclose their personal assets and income. The City Clerk will advise you whether your position requires filing of a Statement Personnel Administration 4-3 of Economic Interest. These forms are public documents and are available for public review. 4.2.6 Personnel Files Your Official Personnel File contains records relating to your employment. An employee's personnel record will contain any personnel actions taken, workers' compensation information, benefit enrollment forms, educational courses taken, and all employment- related documents, giving complete history of employment. Medical information and Worker's Compensation files are kept separate. This history is subject to confidentiality. You have a right to review the content of the folder and request copies during regular business hours. There may be nominal duplication charges for duplications. Confidential or restricted information contained in the Official Personnel File may be disclosed only to persons authorized by law and departmental policy to receive such information for official purposes. 4.2.6.1 Record Updates Your department personnel contact should be informed immediately of any changes in name, address, telephone number, marital status, or family status, beneficiary, or other information on file in order to ensure that federal withholding statements, medical, dental, and life insurance, retirement records, etc. are corrected. The employee may be liable for any costs incurred by the City as a result of failure to notify your department personnel contact of the changes. 4.2.7 Grievance Process The grievance procedure is designed to give employees a process to settle work-related problems. An employee will have the right to file a grievance concerning an alleged violation, misinterpretation or inequitable application of City policy, rules, regulations, administrative orders and/or procedures. The grievance procedure is as follows: Personnel Administration 4-4 C: • 4.2.7.1 Informal Process Any employee who believes there is a problem that constitutes a grievance shall: Contact their immediate supervisor and arrange an appointment to verbally settle the problem that same day. If this discussion settles the matter, then no further action is necessary. If the employee feels the meeting does not resolve the problem, then the employee shall: 4.2.7.2 Formal Process Contact their supervisor's immediate superior to arrange an appointment as soon as possible to discuss the problem If no satisfactory solution is reached, the employee has ten working days to begin formal proceedings described below. The employee shall write out their grievance forinally and give three copies to their immediate supervisor (One copy to the City Manager's Office and one copy for their supervisor). The immediate supervisor shall respond in writing to the employee within ten (10) working days of receiving the written grievance. If no response is received, or the response is not satisfactory, the employee may: Send a copy of the written grievance to the supervisor's immediate superior (department director) within ten (10) working days. The department director shall respond in writing within ten (10) working days of receiving the written grievance. If no response is received, or the response is not satisfactory, the employee may: Send a copy of the written grievance to the City Manager within ten (10) working days. The City Manager shall reply with a written decision within thirty (30) calendar days, and this decision will be final. 4.2.8 Disciplinary Action Discipline is the enforcement of conformity to policies, rules, and regulations and other administrative and/or legal requirements or practices. Discipline is designed to maintain a standard of Personnel Administration 4-5 cooperation and conduct necessary to successfully carry out the service mission of the City organization. Self-discipline or self- conformity is the goal for which these policies and procedures strive. Where self-discipline fails, disciplinary action is authorized and shall be accomplished in such a manner as to be just, equitable, consistent, and suited to the situation. The disciplinary action, when taken, shall be documented in such a manner as to be defensible on appeal and/or review. In all instances where disciplinary action is contemplated, the affected regular, non-probationary employee shall be afforded a reasonable opportunity to present, in person, his/her view of the incident(s) resulting in the discipline prior to a decision to impose disciplinary action. 4.2.8.1 Causes For Disciplinary Action Any one or more of the following shall constitute grounds for disciplinary action: (a) Fraud in securing employment or making false statements on an application for employment or on any supporting documents furnished with or made a part of any application. (b) Incompetency, such as failure to comply with the minimum standard of an employee's position for a significant period of time. (c) Inexcusable negligent of duty, such as failure to perform duties required of an employee within his or her position. (d) Willful disobedience and insubordination such as a willful failure to submit to duly appointed and acting supervision-or a willful failure to conform to duly established orders or directions of persons in a supervisory position. (e) Dishonesty involving employment. (f) Being under the influence of alcohol or intoxicating drugs while on duty. (g) Addiction or habitual use of alcoholic beverages, narcotics, or any habit forming drug, so as to interfere with job performance. Personnel Administration 4-6 (h) Inexcusable or unexcused absence. (1) Conviction of a felony, or a misdemeanor involving moral turpitude, which shall be deemed to include only crimes involving dishonesty or character depravity, which can be proven to relate to the satisfactory performance of the employee's job. (j) Discourteous treatment of the public. Normally such behavior is grounds for reprimand, but more serious discipline shall be given in event of multiple reprimands. (k) Improper or unauthorized use of City property. (1) Violation of the rules and regulations of any department. (m) Any willful act of conduct undertaken in bad faith which either during or outside of duty hours is of such a nature that it causes discredit to fall upon the City, the employee's department or division. Willful failure to maintain proper decorum during working hours causing discredit to the employee's department or division. (n) Abuse of sick leave, such as taking sick leave without a doctor's certificate when one is required. (o) Inattention to duty, tardiness, indolence, carelessness or negligence in the care and handling of City property. (p) Acceptance from any source of a reward, gift, or other form of remuneration in addition to regular compensation by an employee for the performance of official duties. (q) Falsification of any City report or record, or of any report of record required to be, or filed by the employee. (r) Willful violation of any of the provisions of the Rosemead Municipal Code, lawful ordinances, resolutions, or any rules, regulations, or policies which may be prescribed by the City Council, City Manager or department head as appointing authority. (s) The political activities of City employees, which do not conform to pertinent provisions of State Law. Personnel Administration 4-7 The following are activities not affected: (a) Nothing in these rules and regulations shall be construed to prevent any officer or employee from becoming or continuing to be a member of a political club or organization, or from attendance at a political meeting, or from enjoying entire freedom from all interference in casting his vote or from seeking or accepting election or appointment to public office. (b) No person in the employ of the City, or seeking admission thereto shall be employed, promoted, demoted, or discharged, or in any way favored or discriminated against because of political opinions, except that no one shall be eligible to hold a position with this City who is or becomes sympathetic or affiliated with any group or movement that advocates the overthrow of the government by force or violence. (c) Any employee of the City seeking election for himself or for any other person to any public office or soliciting votes in favor of or against any propositions to be submitted to the voters in any election shall not do so during working hours or while wearing a uniform or badge identifying him with his employment by the City; except, however, that such prohibitions shall not be applicable to any employee appearing before any public employees' organization for which he is a member. 4.2.9 Layoffs And Recalls The appointing authority may layoff or reduce an employee when necessary for reasons of lack of funds or lack of work. At other times, layoffs result from the reorganization of personnel to make the City more efficient. At such times, the City of Rosemead must retain its best and most productive employees. The City of Rosemead will lay off employees based upon a number of factors including job classification or status, work record, performance, evaluations, attendance and discipline, skill, ability, qualifications, and length of employment with the City of Rosemead. The relative weight to be given each of these factors in determining which employees within the classification are laid off will be determined by the City of Rosemead. Personnel Administration 4-8 • An employee who has health insurance coverage, who is laid off for lack of work, will have his or her health and life insurance benefits continued for thirty (30) days. At that time, the employee may choose to enroll in a COBRA plan. See Section 3.3.16 entitled COBRA Continuance Coverage. An employee who is laid off will have rights for six (6) calendar months following their lay off. Thereafter, he/she will lose all employee status with the City of Rosemead. An employee who is entitled to recall rights will have the right to be called back to the position they held at the tirne of layoff or to a lower position if such position becomes available during the six (6) month period after the layoff based on a number of factors including: job classification, work load, performance evaluations, attendance and discipline, skill, ability, qualification, and length of employment with the City of Rosemead. The relative weight to be given to each of these factors in determining who shall be recalled from layoff shall be determined by the City of Rosemead. Personnel Administration 4-9 • • 5. State/Federal Laws & Regulations 5.1 Overview The City of Rosemead adheres to a number of laws and policies, summarized below, that are designed to promote a safe, comfortable, and professional work environment for all employees. For details of these laws and policies, contact the City Manager's Office. 5.2 Americans With Disabilities Act The Federal Americans with Disabilities Act (ADA) protects permanently disabled employees and job applicants from discrimination based on their disabilities. The ADA requires employers to provide reasonable accommodations to enable individuals with disabilities to apply for and perform their job. California's Fair Employment and Housing Act provides civil rights protections similar to, and in some cases broader than, the ADA. 5.3 Drug-free Workplace The City of Rosemead has a formal SUBSTANCE ABUSE POLICY STATEMENT. The purpose of this policy is to deter substance abuse as it relates to City employees and the provision of City services to the public by creating a program of education and rehabilitation assistance for City employees. This policy establishes procedures for the investigation, referral or discipline of City employees deemed to have substance abuse related problems. POLICY STATEMENT For purposes of this policy, the term "controlled substances" shall mean illegal drugs, narcotics, and hallucinogens, including but not limited to Cocaine, THC (marijuana), opiates (codeine, heroin, morphine), Amphetamines (i.e.,"speed"), and Phencyclidine (PCP), and prescription medications not medically prescribed to the specific individual. "Alcohol" shall mean alcoholic beverages. The public has a right to expect each public employee to deliver services in a safe and conscientious manner. The use of controlled substances or alcohol by City employees in the workplace, or at such time as it may impair the employee's ability to perform State/Federal Laws & Repaulations 5-1 required duties during working hours, creates a serious potential public liability. Therefore, in order to ensure the safety of employees, the public and the work environment, City employees must be free of potential impainnent by controlled substances or alcohol. The unlawful manufacture, distribution, dispensing, possession or use of a controlled substance or alcohol by City employees in the workplace or at such time as it may impair the employee's ability to perform required duties during working hours is strictly prohibited. Violation of this policy may result in disciplinary action, up to and including termination of employment. Specific actions to be taken in dealing with individual employees will be detennined on a case-by-case basis. Employees who suspect that they may have a chemical dependency problem based on alcohol or controlled substance abuse are encouraged to utilize the drug/alcohol rehabilitation programs in their health plans. If none are available, they may utilize other community-based resources available before this dependency affects their employment status. Such participation is voluntary and confidential. The City will attempt to rehabilitate an employee whenever the individual employee's work record, length of employment with the City, and other factors justify such an effort. Rehabilitative efforts may include referral to community resources, detoxification or treatment at the employee's expense, approved leave of absence, or transfer or reassignment as the circumstances may warrant. The City reserves the right to require employee participation in a rehabilitative program as a condition of discipline or continued employment if the employee has been found to be in violation of this policy. Failure of a rehabilitative effort for a qualified employee may result in serious discipline, up to and including termination of employment. CONDITIONS FOR TESTING Supervisors and managers are charged with the responsibility to ensure that employees are not allowed to perform hazardous duties when there is any reasonable objective indication of impairment of their ability to perform their required duties. Employees may be subject to blood and/or urine testing for cause. Cause shall be determined by employee behavior or conduct inappropriate to the job and symptoms indicative of controlled substance or alcohol use. An employee suspected of impairment caused by the use of alcohol or controlled substances will be State/Federal Laws & Regulations 5-2 ordered to submit to blood and/or urine testing. Refusal by an employee to submit to such testing as ordered, will be considered insubordination and grounds for discipline, up to and including termination of employment. NOTICE OF CONVICTION As a condition of continued employment, City employees are required to notify the City of any criuninal drug statute conviction for a violation no later than five (5) days after such conviction. Within thirty (30) days of receiving such notice from an employee, the City shall take one of the following actions with respect to any employee so convicted: 1. Take appropriate personnel action against such employee, up to and including termination; or 2. Require such employee to participate satisfactorily in a substance abuse assistance or rehabilitative program approved for such purposes by a Federal, State, or local health, law enforcement or other appropriate agency. Please review and sign the Substance Abuse Policy Acknowledgement form attached to this Handbook as Attachment E. 5.4 Family & Medical Leave This policy is intended to meet the requirements of the Family and Medical Leave Act of 1993 "FMLA" and the California Moore- Brown-Roberti Family Rights Act. Eligibility and terms of the leave. Family and medical leaves of absence arc available on an unpaid basis to eligible employees. In order to qualify for a leave, an employee must (a) have been employed for at least 12 months, (b) have worked at least 1,250 hours of service during the 12-month period immediately before the leave would begin, and (c) work within a 75-mile radius of 50 or more employees of the City. An eligible employee may request up to 12 weeks leave in a 12-month period to care for a newborn child, for the placement of a child for adoption or foster care, to care for the employee's seriously ill spouse, child or parent, or for the employee's own serious health condition that prevents the employee from performing his or her job. A serious health condition is defined as an illness, injury, impairment, or physical or mental condition which warrants the participation of a family member to provide care during the period State/Federal Laws & Regulations 5-3 • 0 of the treatment or supervision and involves either: (a) in-patient care in the hospital, hospice, or residential health care facility; or (b) continuing treatment or continuing supervision by a health care provider. Under California law, leaves taken because of disability on account of pregnancy, childbirth, or related medical conditions are not included within the definition of one's own serious health condition. Female employees are entitled to four months of pregnancy disability leave as provided by law in addition to the Family and Medical Leave. When it is medically necessary, you may take your leave on an intermittent basis or use a reduced-time schedule, that is, work fewer hours per day or per week than your usual schedule requires. Notice. If your leave of absence is foreseeable based on an expected birth, placement for adoption or foster care, or planned medical treatment for your own serious health condition or that of a family member, you must give the City at least 30 days advance notice. If 30 days notice is not practicable, the employee must give notice as soon as possible. The notice must be sufficient to make your supervisor or the City aware that you intend to take FMLA- qualifying leave, and the anticipated timing and duration of the leave. In the event your leave is for a planned medical treatment, you must consult with your supervisor and make a reasonable effort to schedule your leave so as not to disrupt operations. If an employee fails to give 30 days notice of a foreseeable leave with no reasonable excuse for the delay, the City reserves the right to delay the taking of FMLA leave until at least 30 days after the date the employee provides notice of the need for FMLA leave. If you are granted a leave of absence, you may be required to provide periodic reports, as requested, that describe your status and when you expect to return to work. Applying for Family and Medical Leave. Any employee applying for medical leave, must submit a Request for Leave of Absence along with a written certification from your health care provider containing the following information: (1) The date on which the serious health condition began or will begin; (2) The probable duration of the condition; (3) A statement that, due to the serious health condition, you are or will be unable to perform the functions of your position. State/Federal Laws & Regulations 5-4 A request for family leave to care for a child, spouse, or parent who has a serious health condition must be accompanied by a certification signed by a physician that includes all of the following information: (1) The date on which the serious health condition began; (2) The probable duration of the condition; (3) An estimate of the amount of time that the physician believes the employee needs to take in order to care for the child, parent, or spouse; and (4) A statement that the serious health condition warrants the participation of a family member to provide care during a period of treatment or supervision of the child, parent, or spouse. If you request intermittent leave or leave on a reduced-time schedule, you also must provide certification of the medical need for either of these types of leave, its expected duration, and, if applicable, the duration and date your medical treatment is to be given. If you need additional leave after the time stated in your original certification, you must submit recertification containing the information outlined above. Return to work. When you are ready to return to work, you must present the City with certification from your physician that you are able to safely perform all of the essential functions of your position without the immediate risk of re-injury or further injury to your current health condition, and can do so with reasonable accommodation. If you take 12 work weeks of leave or less in a 12-month period due to either your own serious health condition (not including pregnancy) or family care, you are entitled, upon return from leave, to be reinstated in the position you held before going on leave or to be placed in an equivalent position with equivalent employment benefits, pay, and other terms and conditions of employment. Integration with other benefits. Family and medical care leaves are unpaid. The City does not pay you during a leave of absence for non-occupation disability and you must exhaust accrued vacation time and personal holiday(s) prior to taking any unpaid leave. If the leave is taken due to your own serious health condition, you must also exhaust all accrued sick leave. Sick leave will not be exhausted in the case of a family leave of absence. The employee must use all vacation pay while on family leave. Sick State/Federal Laws & Rev-ulations 5-5 pay, if any is provided to an employee, must be used while an employee is on family leave, if the leave is taken due to the employee's own illness or injury. The City will maintain your group health benefits during the first 3 months of any leave of absence you take during the relevant 12- month period under the same terms and conditions of coverage which was provided prior to the leave, so long as the employee makes his or her contribution, if any, in the same amount as required prior to the leave of absence. If you remain on unpaid leave beyond 3 months, the City's contribution towards your medical plan will be discontinued and you will need to make arrangements to pay the premiums. If you fail to return from family care or medical leave, for a reason other than your own serious health condition or that of an immediate family member, or another reason beyond your control, the City may recover from you the health coverage premiums paid by the City for you while you were out on unpaid leave. The recovery by the City of paid insurance premiums, when appropriate, will be deducted from your final paycheck as authorized by the necessities of life exception to the assignment of wages pursuant to California Labor Code section 300 (g). For the purposes of pension and retirement plans, the City shall not be required to make planned payments for an employee during the leave, and the leave shall not be required to be counted for the purposes of time accrued under the plan. However, an employee covered by a retirement plan may continue to make contribution in accordance with the terms of the plan during the period of the leave. Refusals to grant family care leave. By law, the City may refuse to grant a request for family care leave made by an employee if the City's refusal is necessary to prevent undue hardship to the City's operation. The City of Rosemead may refuse to grant a request for family care leave made by a salaried employee who, on the date the request for family care leave is made, is either one of the five highest-paid employees or among the top ten percent of the employees in terms of gross salary, whichever group encompasses the greater number of persons employed by the City at the same location. The City shall not be required to grant an employee family care leave, which would allow the employee and the other parent of the child, family care leave totaling more than the amount specified in this policy. The City shall not be required to grant an employee family care leave for a period of time in which the child's other State/Federal Laws & Reiaulations 5-6 parent is also taking family care leave from employment or is unemployed. 5.5 Pregnancy Leave Eligibility and terms of leave. A pregnant employee is entitled to a reasonable leave of absence without pay for any temporary disability resulting from pregnancy, miscarriage, childbirth or recovery. Such reasonable leave of absence shall not exceed a period of four (4) months. You may take this leave, as needed, for all disabilities related to each pregnancy. The leave does not have to be taken in one continuous period of time. Applying for leave. An employee who plans to take a pregnancy leave must give a reasonable notice (not less than four weeks) before the date she will take the leave or as soon as you know, with reasonable certainty, the expected date on which your leave will begin. You should submit an Employee Leave Time Report/Request, and you must present written certification from your health care provider stating your anticipated delivery date and the estimated duration of your absence, including any period of time before and after delivery that you are expected to be disabled, assuming a normal delivery. Any request for a leave of absence after your disability has ended will be treated as a request for family care leave. Return to work. To return to work, you must present the City with a written release from your health care provider certifying that you are able to perform safely all the essential functions of your position without the immediate risk of re-injury or further injury to your health condition, and that you can return to work with reasonable accommodation. The City will reinstate you to the position you held before your leave began, unless one of the following conditions exists: (a) Your job has ceased to exist for legitimate business reasons; (b) Your job could not be kept open or filled by a temporary employee without substantially undermining the City's ability to operate safely and efficiently; (c) You have directly or indirectly indicated your intention not to return to your job; (d) You are no longer able to perform the essential functions of your job with or without reasonable accommodation; or (e) You are no longer qualified for the job. State/Federal Laws & Regulations 5-7 0 , If the City cannot reinstate you to your job, the City will offer you a substantially similar position provided: (1) a substantially similar position exists and is available, (2) filling the available position would not substantially undermine the City's ability to operate safely and efficiently, and (3) you are qualified for the position. Integration with other benefits. The City does not pay you during your leave of absence for pregnancy, childbirth, or other related medical condition, but, if you choose, you may use your sick leave, accrued vacation time, and your personal holiday time during your leave. The City will maintain your group health benefits during the first 3 months of any leave of absence you take in the relevant 12-month period under the same terms and conditions of coverage which was provided prior to the leave, so long as you make your contribution, if any, in the same amount as required prior to the leave of absence. 5.6 Personal Leave Employees who are temporarily unable to work for personal reasons, and who have completed their training period, may apply for an unpaid leave of absence. A leave of absence without pay may be granted at the discretion of management, for any reason it deems adequate. A request for a leave of absence will be considered on the basis of the employee's position, level of responsibility, length of service, performance, the reason for the request, and the City's ability to obtain a satisfactory replacement during the time the employee would be absent. The City reserves the right to require written documentation supporting the employee's stated reason(s) for requesting an unpaid leave of absence. Benefits are not earned during personal leave. Personal leaves of absence taken under any circumstance are discouraged except in extreme personal urgent matters. Any personal leave must be arranged with an employee's supervisor and submitted in writing for approval. No personal leave exceeding thirty (30) consecutive days will be granted for any reason, due to the potential hardship such leaves may impose on fellow employees and the City. Any employee not returning to work at the end of an authorized leave will be subject to discharge. Personal leaves are not granted to training period employees. The City requires at least one (1) year of continuous service before it will consider an employee's application for a personal leave of absence. State/Federal Laws & Regulations 5-8 The City will make a reasonable effort to place employees returning from a personal leave of absence, in the same or similar position. However, with the exception of family and medical, pregnancy, and/or military leaves, the City is under no obligation to place any employee back on the payroll in any position at any salary level. Personal leaves of absence are unpaid. You will not accrue vacation or sick leave, nor will you be paid for holidays during your leave of absence. The City will maintain your group health benefits during the first 30 days of your personal leave of absence under the same terms and conditions of coverage, which was provided prior to the leave, so long as you make your contribution, if any, in the same amount as required prior to the leave of absence. If you remain on unpaid leave beyond 30 days, the City's contribution towards your medical plan will be discontinued and you will need to make arrangements to pay the premiums. If you fail to return from your personal leave of absence, the City may recover from you the health coverage premiums paid by the City for you while you were out on unpaid leave. For the purposes of pension and retirement plans, the City shall not be required to make planned payments for an employee during the leave, and the leave shall not be required to be counted for the purposes of time accrued under the plan. However, an employee covered by a retirement plan may continue to make contributions in accordance with the terms of the plan during the period of the leave. 5.7 Harassment The City has a formal policy against HARASSMENT IN THE WORK PLACE. The following harassment in the workplace statement is to define and issue to all employees the City's policy on the prohibition of harassment in the work place. POLICY: Harassment of an applicant or employee by a supervisor, management employee or co-worker on the basis of race, religious creed, color, national origin, ancestry, physical handicap, medical condition, marital status, sex or age will not be tolerated. Disciplinary action up to, and including termination, will be instituted for behavior described in the following definition of harassment. State/Federal Laws & Regulations 5-9 • • DEFINITION: Harassment includes, but is not limited to: 1) Verbal Harassment - For example, epithets, derogatory comments or slurs on the basis of race, religious creed, color, national origin, ancestry, physical handicap, medical condition, marital status, sex or age. 2) Physical Harassment - For example, assault, impeding or blocking movement, or any physical interference with normal work or movement when directed at an individual on the basis of race, religious creed, color, national origin, ancestry, physical handicap, medical condition, marital status, sex or age. 3) Visual Forms of Harassment - For example, derogatory posters, notices, bulletins, cartoons, or drawings on the basis of race, religious creed, color, national origin, ancestry, physical handicap, medical condition, marital status, sex or age. 4) Sexual Favors - Unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature which is conditioned upon an employment benefit, which unreasonably interferes with an individual's work performance or creates an otlcnsive work environment. GRIEVANCE PROCESS: An employee who has been harassed on the job should inform, as soon as possible, the employer, its agents or supervisors of the incident. To accommodate the unique nature of harassment complaints, the following grievance process is provided for the purpose of resolution of a complaint at the earliest possible date. Elements of this process are: Complaint Advisors - The City Manager or his/her designee will be available to receive harassment complaints. Actions to be taken will include, but may not be limited to: (1) Counseling the employee and outlining the options available. (2) Obtaining a factual written statement of the complaint for the affected Department Head. State/Federal Laws & Regulations 5-10 • 0 (3) Assisting in follow-up investigation, interviewing accused, witnesses, and supervisors as appropriate, and recommending disposition of the complaint. Department Head and/or City Manager - Authorizes investigation of the complaint, reviews factual information collected to determine whether the alleged conduct constitutes harassment, giving consideration to the record as a whole and the totality of circumstances, including the nature of the verbal, physical, visual or sexual favor aspect of the advance and the context in which the alleged incidents occurred. Takes and/or authorizes appropriate action, including but not limited to the following: A. Determination that the allegations are not sustained; or B. Discipline the employee, upon a determination that the allegations against the employee are sustained. Such discipline may take the form of any of, or a combination of, the following: (1) Oral reprimand. (2) Written reprimand. (3) Imposition of probationary status. (4) Suspension without pay. (5) Dismissal from employment. Confidentiality - Significant efforts will be made to protect the privacy of parties involved in a complaint. Files pertaining to complaints handled under the pre-grievance process will not be made available to the general public. Dissemination of City Policy - All employees, supervisors and managers shall be sent copies of this Policy and this Policy shall be posted in appropriate places. PLEASE NOTE: Harassment, as defined above, violates Title XI1 of the Civil Rights Act of 1964, the California Government Code, regulatory guidelines of the Equal Employment Opportunity Commission, and the California Fair Employment and Housing Commission. VIOLATION OF THIS POLICY SHALL GENERALLY CONSTITUTE JUST AND REASONABLE CAUSE FOR DISCIPLINE, UP TO AND INCLUDING TERMINATION. State/Federal Laws & Regulations 5-11 5.8 Sexual Harassment Sexual harassment is a form of discrimination prohibited by the Civil Rights Act of 1964 and the California Government Code. Sexual harassment is illegal and will not be tolerated. Unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature constitute sexual harassment when: (1) submission to such conduct is made either explicitly or implicitly a term or condition of employment, (2) submission to or rejection of such conduct by an employee is used as the basis for employment decisions affecting such employee, or (3) such conduct has the purpose or effect of unreasonably interfering with an employee's work performance or creating an intimidating, hostile, or offensive working environment. For example, sexual harassment includes soliciting sexual favors from an unwilling subordinate or co-worker in return for promotions, increased wages or continuance of the job, as well as verbal or physical conduct of a sexual nature such as off-color jokes, crude language or initiating sexually suggestive conversations. Employees are requested to report any incident of harassment immediately to their supervisor or to any member of management. If the alleged harasser is the reporting employee's immediate supervisor, the employee need not report their claim to the immediate supervisor, and should report the harassment to any member of management. All complaints will be thoroughly investigated. The results of the investigation will be made known to the complaining employee, and the City will take appropriate disciplinary action against the alleged harasser, if warranted. 5.9 Equal Employment Opportunity The City is an equal opportunity employer. It is the policy of the City that its workforce be representative of California's diverse population. All employees are entitled to a work environment free of discrimination based on race, color, age, religion, sex, disability, national origin, ancestry, marital status, sexual orientation, or political affiliation. It is illegal to retaliate against an employee for filing a discrimination complaint or participating in the complaint process. State/Federal Laws & ReLmlations 5-12 0 0 State/Federal Laws & Regulations 5-13 City of Rosemead FY 2007.08 Personnel Budget Worksheet City Council FY 2007.2008 ast Name irst Name itle ccount Number % Monthly Calculated Salary + Monthly Salary + Monthly CDC Salary + Monthly Health Benefit Cost ($1,200) Monthly Ancillary Cost ($66.83) + Monthly WIC Cost (1% or 4% of salary) + Monthly FICA Cost (6.2% of salary, up to $94,200) + Monthly Medicare Coat (1.45% of salary) + Monthly PIERS Cost (26.802% of salary) + Monthly PARS Cost (8.64%o salary) + Monthly Deferred Comp. (1% • 5%, depending on years of service) + Monthly Auto Allowance Cost , 2-Months OTAL ANNUAL COST RATION Tran John Mayor 100% $ 2,31863 $ 1,118.63 $ 1,200 00 $ 1,200.00 $ 6683 $ 92,75 $ 14376 $ 3362 $ 62144 $ 20033 S 11593 $ 50900 12 S 63,51937 Nunez John Mayor Pro Tem 100% $ 2,318.63 $ 1,118.63 $ 1,200.00 $ 1,200.00 $ 66.83 $ 92.75 $ 143.76 $ 33.62 $ 621.44 $ 200.33 $ 115.93 $ 500.00 12 $ 63,519.37 Clark Margaret Council Member 100% $ 2,318.63 $ 1,118.63 $ 1,20000 $ 1,200.00 $ 66.83 $ 92.75 $ 143.76 $ 33.62 $ 621.44 $ 200.33 $ 115.93 $ 500.00 12 $ 63,519.37 Low Polly Council Member 100% $ 1,26863 $ 1,118.63 $ 15000 $ 1,200.00 $ 66.83 $ 50.75 $ 7666 $ 18,40 $ 34002 $ 109.61 $ 6343 $ 50000 12 $ 44.35578 or Gary Council Member 100% $ 1,26863 $ 1,11863 $ 15000 $ 1,200.00 $ 6683 $ 5075 $ 78.66 $ 1840 $ 340,02 $ 10961 $ 6343 $ 50000 12 $ 44,355.78 Sub Total $ 9,493.15 $ 5.59315 $ 3.90000 $ 6.000.00 $ 33415 $ 379.73 $ 588.58 $ 137.65 $ 2,544.35 $ 820.21 $ 474.66 $ 2,50000 $ 279.269.66 TOTALS $ 9,493.15 $ 5,593.15 $ 3,900.00 $ 6,000.00 $ 334 15 $ 9 „ 5 n o_ GF Allocation $ 232,469.66 CDC Allocation $ 46,800 00 TOTAL $ 279,269.66 0 City of Rosemead FY 200708 Personnel Budget Worksheet City Manager FY 2007.2008 ast Name irst Name itle ccount Number % Charged Monthly Salary + Monthly Health Benefit Cost ($1,200) , Monthly Ancillary Cost ($66.83) + Monthly WIC Cost (11% or 4% of salary) + Monthly FICA Cost (6.2% of salary, up to $94,200) . Monthly Medicare Cost (1.45% of salary) + Monthly PERS Cost (26.802% of salary) + Monthly PARS Cost (8.64%o salary) + Monthly Deferred Comp. (1% • 5%, depending on years of service) + Monthly Auto Allowance Cost x 2-Months = OTAL ANNUAL COST AD$INIBTRATION Lauarettc Andy City Manager GF 40% $ 6.38000 $ 480 00 S 26 73 S 63 80 S 194 27 $ 92.51 S 1,709 97 $ 551 23 $ 63 80 S 320 00 12 $ 118.587 63 Lazzaretto Andy City Manager CDC 35% $ 5,582.50 S 420.00 S 23.39 $ 5582 S 169.98 $ 80.95 $ 1,496.22 $ 482.33 $ 55.82 $ 280.00 12 $ 103,76418 Lauaretto Andy City Manager Prop, A 25% $ 3,987.50 $ 300.00 $ 16.71 $ 39.87 $ 121.42 $ 57.82 $ 1,068.73 $ 344.52 S 39.87 $ 200.00 12 $ 74,117.27 Chi Oliver Deputy City Manager GF 35% $ 3,323.13 $ 420 00 $ 23.39 $ 33.23 $ 169.98 $ 48.19 $ 890.66 $ 287.12 $ 33.23 $ 175,00 12 $ 64,847 18 1 Oliver Deputy City Manager CDC 35% $ 3,323.13 $ 420.00 $ 23.39 $ 33.23 $ 169.98 $ 48.19 $ 690.66 $ 287.12 $ 33.23 $ 175.00 12 $ 64,847.18 Chi Oliver Deputy City Manager Prop A 30% $ 2,84840 $ 360.00 $ 2005 $ 28.48 $ 145.70 $ 41.30 $ 763.43 $ 246.10 $ 2848 $ 15000 12 $ 55,583,30 NEW POSITION Assistant to the City Manager GF 20% $ 1,436.90 $ 240.00 $ 13.37 $ 14.37 $ 89.09 $ 20.84 $ 38512 $ 12415 $ 14 37 $ 100.00 12 $ 29,258 32 NEW POSITION Assistant to the City Manager CDC 30% $ 2,15535 $ 360.00 S 20.05 $ 21.55 $ 133.63 $ 31.25 $ 577.68 $ 186.22 $ 2155 $ 150.00 12 $ 43,887,47 Saavedra Jan Executive Assistant GF 50% $ 2,432.70 $ 600.00 $ 3142 $ 24.33 $ 15083 $ 3517 $ 65201 $ 21019 $ 121.64 $ - 12 $ 51,124.51 Saavedra Jan Executive Assistant CDC 50% $ 2,432.70 $ 600.00 $ 33.42 $ 24.33 $ 150.83 $ 35.27 $ 652.01 $ 210.19 $ 121.64 $ 12 $ 51,124.51 Escalona Conchita Administrative Assistant GF 50% $ 1,681.89 $ 60000 $ 33.42 $ 1682 $ 104.28 $ 2439 $ 45078 $ 145.32 $ 50.46 $ 12 $ 37,288.09 Escalona Conchita Administrative Assistant Prop. A 25% $ 840.95 $ 300.00 $ 16.71 $ 8.41 $ 52.14 $ 12.19 $ 225,39 $ 72.66 $ 25.23 $ 12 $ 18,644.04 Escalona Conchita Administrative Assistant CDC 25% $ 84095 $ 300.00 $ 16.71 $ 8.41 $ 52.14 $ 1219 $ 22539 $ 72.66 $ 25.23 $ 12 $ 18,64404 Calderon Elizabeth Administrative Assistant GF 45°% $ 1,398.97 $ 540.00 $ 30.07 $ 13.99 $ 86 74 $ 2029 , $ 374 95 $ 120.87 $ 4197 S 12 $ 31,534.14 Calderon Elizabeth Administrative Assistant CDC 30% $ 932.65 S 36000 S 20.05 S 933 S 5782 S 1352 S 24997 S 8058 $ 2798 $ 12 $ 21.02276 Sub Total $ 39,597 69 $ 6,300.00 $ 350.86 $ 395 98 S 1.848 82 $ 574 17 $ 10,612 97 $ 3.421.24 $ 704 50 S 1.55000 S 784.274 64 PERSONNEL - NEW POSITION People Manager GF 60°% $ 4.31070 S 1.20000 S 40 10 S 4311 5 267 26 S fit 51 S 1.15535 S 372 44 S 43 11 $ 306 00 12 S 93.534 95 W POSITION People Manager CDC 40% $ 2.87380 $ 1,200 00 S 26 73 S 28 74 S 17818 S 41 67 $ 770 24 S 248 30 $ 28 74 S 200 00 12 $ 67.15663 Sub Total $ 7.18450 $ 2.40000 $ 66.83 $ 71 65 S 445 44 $ 10418 $ 1,925.59 $ 620.74 S 71.85 $ 500.00 $ 160,691.58 PUBLIC INFORMATION NEW POSITION Public Communication Manager GF 601% S 4,310.70 $ 1,200 00 $ 40.10 $ 43 11 $ 267.26 $ 62.51 $ 1.15535 S 372 44 $ 43 11 $ 300 00 12 $ 91534 55 NEW POSITION Public Communication Manager CDC 40% $ 2,873.80 $ 1,200 00 $ 26.73 $ 28.74 $ 178.18 $ 41.67 $ 770 24 $ 248 30 $ 28 74 $ 200 00 12 S 61.156 63 Sub Total $ 7,184.50 $ 2,400.00 $ 66.83 $ 71.85 $ 445.44 $ 104.18 $ 1,925.59 $ 620.74 $ 71.85 $ 500.00 S 24.00 $ 160,691-58 GF Allocation $ 519,709.77 CDC Allocation $ 437,603.41 Prop. A Allocation $ 148,344.62 TOTAL $ 1,105,657.80 City of Rosemead FY 2007.08 Personnel Budget Worksheet City Clerk FY 2007-2008 ast Name irst Name itle ccount Number % Charged Monthly Salary + Monthly Health Benefit Cost ($1,200) + Monthly AncillaryCost (588.83) + Monthly WIC Cost (1%or 4% of salary) + Monthly FICA Cost (6.2%of salary, up to $94,200) + Monthly Medicare Cost (1.45% of salary) + Monthly PIERS Coat (26.802% of salary) + Monthly PARS Cost (8.64%o salary) + Monthly Deferred Comp.(1%•5%, depending on years of service) + Monthly Auto Allowance Cost x 2-Months OTAL ANNUAL COST ADMINISTRATION ~.1sP ,'~j D yrh GF 50 $ 3.966.77 S 60C ;JO 5 3?.t2 3q:d7 S 2-1-11 R3 5 07 52 S 1 703 17 5 x273 S 39 67 5 {50 00 12 5 79 62929 Caslrulta Nina City Clerk CDC 50% $ 3,966.77 $ 600.00 $ 33.42 $ 39.67 $ 242.83 $ 57,52 $ 1,063.17 5 342.73 $ 39.67 $ 250.00 12 $ 79,629.29 Bhate Kamal Assistant to the City Clerk GF 50% $ 2,073.07 $ 600.00 S 33.42 $ 20.73 $ 128.53 S 30.06 $ 555.62 $ 179.11 $ 20.73 $ 12 $ 43,695.20 Bhate Kamal Assistant to the City Clerk CDC 50% $ 2,073.07 $ 600.00 $ 33.42 $ 20.73 $ 128.53 $ 30.06 $ 555.62 $ 179.11 $ 20.73 $ 12 $ 43,695.20 WPOSITION Administrative Assistant GF 50% $ 1.554.41 $ 600.00 $ 33.42 $ 15.54 $ 96.37 $ 22.54 $ 416.61 $ 134.30 $ 15.54 $ 12 $ 34,664.87 POSITION Administrative Assistant CDC 50% $ 1.554.41 S 60000 $ 33.42 $ 15.54 $ 96.37 $ 22.54 S 416.61 $ 134.30 $ 15.54 $ 12 $ 34,664.87 Sub Total $ 15,188.49 5 3,600.00 $ 200.49 $ 151.88 $ 935.47 $ 220.23 $ 4,070.82 $ 1,312.29 $ 151.88 $ 500.00 $ 315.978.73 TOTALS $ 15,188.49 $ 3,600.00 $ 100.49 $ 151.88 $ 935.47 $ 220.23 $ 4,070.82 $ 1,312.29 $ 151.88 is 500.00 $ 315,978.73 GF Allocation $ 157,989.37 CDC Allocation $ 157,989.37 TOTAL $ 315,978.73 0 City of Rosemead FY 2007.08 Personnel Budget Worksheet Finance - Full Time L- FY 2007-2008 ast Name W irst Name itle ccount Number % Charged Monthly Salary + Monthly Health Benefit Cost ($1,200) + Monthly Ancillary Cost ($66.83) + Monthly WIC Cost (1% or 4% of salary) + Monthly FICA Cost (6.2% of salary, up to $94,200) + Monthly Medicare Cost (1.45% of salary) + Monthly PERS Cost (26.802% of salary) + Monthly PARS Cost (8.64%o salary) + Monthly Deferred Comp. (1%• 5%, depending on years of service) + Monthly Auto Allowance Cost x 2-Months = OTAL ANNUAL COST MTION N Pedote Lisa Chief Financial Officer GF 35% S 4,482 78 S 420 00 S 23 39 S 44 83 S 169 98 S 65 00 S 1 201 48 S 387 31 S 44 83 S 250 00 12 S 85.075 20 Pedote Lisa Chief Financial Officer CDC 30% $ 3,842.39 $ 360.00 S 20.05 $ 38.42 $ 145.70 $ 5511 $ 1,02984 $ 331.98 $ 38.42 $ 150.00 12 $ 72,15017 Pedote Lisa Chief Financial Officer Prop A 25% S 3,201.99 $ 300.00 $ 16.71 $ 32.02 $ 121,42 $ 46.43 $ 85820 $ 27665 $ 3202 $ 12500 12 $ 60,12514 Pedote Lisa Chief Financial Officer HOME 10% $ 1,280.80 S 110 00 $ 6.68 $ 12.81 $ 48.57 $ 18.57 $ 34128 $ 110.66 $ 12.81 $ - 12 $ 23,450 06 Ishlbashi Colleen Finance Assistant GF 50% $ 2,621.08 $ 600 00 $ 33.42 $ 26.21 $ 16251 $ 38.01 S 702.50 $ 226 46 S 51.42 S 12 S 53,551 15 Ishibashi Colleen Finance Assistant CDC 50% $ 2,621.08 $ 600.00 $ 3342 S 26.21 $ 162.51 $ 38.01 $ 702.50 $ 226.46 $ 52,42 $ 12 $ 53,55115 Araceli Galindo Account Technician II GF 50% $ 1,681.89 $ 600.00 $ 33.42 $ 16.82 $ 104 28 $ 24.39 $ 450.78 $ 145 32 $ 16.82 $ 12 s 36.884 43 Araceli Galindo Account Technician II CDC 50% $ 1,681.89 $ 600.00 $ 33.42 $ 16.82 $ 104.28 $ 24.39 $ 450.78 $ 145.32 $ 16.82 $ 12 $ 36.884 43 Llamas Silvia Account Technician I GF 50% $ 1,492.61 $ 600.00 $ 33 42 $ 14.93 $ 9254 $ 21 64 $ 400.05 S 128 96 $ 14 93 S 12 $ 33,588 87 Llamas Silvia Account Technician I CDC 50% $ 1,492.61 $ 600.00 $ 33.42 $ 14.93 $ 92.54 $ 21.64 $ 400.05 $ 128.96 $ 14 93 $ 12 $ 33,588 87 NEW POSITION Accounting Manager GF 50% $ 3,417.48 $ 600.00 $ 3342 $ 3417 $ 21188 S 4955 $ 915.95 $ 295.27 $ 3417 S 12 $ 67,102.86 NEW POSITION Accounting Manager CDC 50% $ 3,417.48 $ 600.00 $ 3342 $ 34.17 $ 211.88 $ 49.55 $ 915.95 $ 295.27 $ 34.17 $ 12 $ 67,102.86 NEW POSITION Assistant to the City Manager GF 50% $ 3,592.25 $ 60000 S 3342 $ 35.92 S 22272 S 5209 S 96279 $ 31037 $ 3592 $ 250.00 12 $ 73,145.79 Sub Total $ 34,82631 $ 6,600.00 $ 367.57 $ 348.26 $ 1,650.80 S 504.98 $ 9,334 15 $ 3,008.99 $ 400.68 $ 775.00 $ 696,201.00 TOTALS $ 34,826.31 $ 6,600.00 $ 367.57 $ 348.28 $ 1,850.80 $ 504.98 $ 9,334.15 $ 3,008.99 $ 400.68 $ 775.00 S 696,201.00 GF Allocation $ 349,348.31 • CDC Allocation HOME Allocation $ $ 263,27749 23,450.06 Prop. A Allocation $ 60,12514 TOTAL S 696,201.00 City of Rosemead FY 2007-08 Personnel Budget Worksheet Finance - Part Time FY 2007.2008 ast Name irst Name itle ccount Number % Charged Monthly Salary + Monthly Health Benefit Cost ($600) + Monthly AncillaryCost ($66.83) + Monthly WIC Cost (1%or 4% of salary) + Monthly FICA Cost (3.75 of salary) + Monthly Medicare Cost (1.45% of salary) + Monthly PIERS Cost (26.802% of salary) + Monthly PARS Cost (8.64% o salary) + Monthly Deferred Comp. (1%-5%, depending on years of service) + Monthly Auto Allowance Cost z 2-Months = OTAL ANNUAL COST ADMINISTRATION a;or,c alene A1X0LJ ( Te(jimcian I GF 50 5 688.81) S $ 5 6.89 5 26.88 S 9.99 S S $ $ 8.778.07 Mazone Valerie Account TechnicianI CDC 50% $ 688.80 $ $ 5 6.89 $ 25.83 5 9.99 S $ $ $ 12 $ 8,778.07 Sub Total $ 1,377.60 $ $ $ 13.78 S 51.66 $ 19.98 $ $ $ S $ 17,556.13 TOTALS f 1,377.60 f f IS 13.78 $ 51.66 IS 19.98 is Is is Is is 17,556.13 GF Allocation $ 8,778.07 CDC Allocation $ 8,778.07 TOTAL $ 17,556.13 0 City of Rosemead FY 2007.08 Personnel Budget Worksheet Community Development - Full Time FY 2007.2008 ast Name irst Name itle ccount Number % Charged Monthly Salary Monthly Health BeneFlt Cost ($1,200) • Monthly Ancillary Coat ($66.83) « MonthyWIC Coat (1%or 4% of salary) « Monthly FICA cost (6.2%of salary, up to $94,200) « Monthly Medicare Cost (1.45% of salary) « MonthyPERS Coat (26.802% salary) « Monthly PARS Cost (8.64% of salary) . Monthly Deferred Comp. (1%-5% depending on years of service) Monthly Auto Allowance Cost x 2-Months - OTAL ANNUAL COST 110M187MUW_ AWL I . Duff Jesse Interim Community Development Director GF 40% $ 6.500.00 $ S - $ 65 00 $ 117 50 S 94 25 $ - $ S $ - 12 $ 81,321 00 Duff Jesse Interim Community De~elooment Director CDC 40% S 6,500 00 $ $ - $ 65.00 $ 117.50 $ 94 25 $ - $ $ $ - 12 $ 81,321.00 Duff Jesse Interim Community Development Director Prop A 20% $ 3.250.00 $ $ $ 32.50 $ 58.75 $ 4713 $ $ . $ - $ 12 $ 40,660.50 Tnnh Lily AdmnislraliveAssistant GF 50% $ 1,75039 S 60000 $ 3342 $ 1750 5 108.52 S 25.38 $ 46914 $ 15123 S 1750 S 12 $ 38,07709 Tnnh Lily Admimslra6veAssistant CDC 50% S 1.750.39 $ 60000 S 3342 5 17.50 $ 108.52 $ 25.38 $ 469-14 $ 151.23 $ 1750 $ - 12 S 38.077.09 Sub Total W* N N $ 19.750.78 S 1,200 00 S 66 83 S 197 51 $ 510 80 $ 286.39 $ 93828 $ 302.47 $ 35 01 S S 279 456.68 RVICIES W A I nnsor Bract Planning Sernces Administrator GF 40% $ 3.36954 $ 480 00 S 26 73 S 33 70 S 194.27 $ 48.86 $ 903.11 $ 291.13 S 6739 $ 200.00 12 $ 67.376.65 Johnson Brad Planning Serices Administrator CDC 40% $ 3,36954 S 480.00 S 26.73 S 33.70 $ 194.27 S 4886 $ 903,11 $ 29113 $ 6739 S 200.00 12 $ 67,37665 Johnson Brad Planning Services Administrator Prop. A 20% $ 1,684 77 S 240.00 $ 13.37 S 16.85 $ 97.13 S 24.43 S 451.55 $ 145.56 S 33 70 $ 100.00 12 $ 33.688.33 Byaruhanga George Senior Planner CDC 100% $ 5.910.94 S 1,200.00 S 66.83 $ 59.11 $ 366.48 $ 85.71 $ 1,584.25 $ 510.71 $ 59.11 $ - 12 $ 118.117.57 Bermele Shen Associate Planner GF 50% $ 2,482.27 $ 60000 $ 33.42 S 24.82 $ 153.90 $ 35.99 $ 665,30 $ 214,47 S 24,82 $ - 12 $ 50.81988 Bermeio Shen Associate Planner CDC 50% S 2,48227 S 600,00 $ 3142 $ 24.82 $ 153.90 S 35.99 S 665,30 S 214.47 S 24.82 S 12 S 50,819.88 NEW POSITION Assistant Planner GF 50% $ 2,192.44 $ 600.00 $ 33.42 $ 2192 $ 135.93 $ 31.79 $ 587.62 S 189.43 S 2192 S 12 $ 45.77355 NEW POSITION Assistant Planner CDC 50",; S 2.192.44 $ 600.00 $ 33.42 S 21 92 $ 135-93 $ 31.79 $ 587 62 $ 199 43 $ 21 92 $ S 45.773 55 Sub Total CO O C $ 23,684 21 $ 4,800.00 S 26732 $ 236.84 $ 1,431 81 S 343.42 $ 6,347.84 S 2.046.32 S 321.08 $ 50000 $ 106 oo S 479.746 08 E N NN DM Saek, Brien RedevelopmentAdmnistrator CDC 100% S 8.380.60 S 1.200.00 S 6683 S 83.81 $ 485.67 $ 12152 $ 2.246.17 $ 724.08 S 8181 $ 50000 12 $ 166.70976 VACANT Economic Developmenl Administrator CDBG 10% S 83806 $ 120.00 $ 6.68 $ 6.38 S 48.57 $ 12 15 $ 224.62 S 72.41 $ 8.38 $ - 12 $ 16,070 98 VACANT Economic Development Administrator HOME 55% $ 4,609.33 S 660.00 $ 36.76 S 46.09 $ 267.12 $ 66.84 $ 1,235.39 S 398.25 S 46.09 $ - 12 $ 88,390.37 VACANT Economic De~elopmentAdministrator Set-Aside 35% $ 2,93321 $ 42000 S 23.39 $ 29.33 S 16998 $ 42.53 $ 786.16 S 253.43 $ 29.33 $ 500.00 12 5 62,248.41 NEW POSITION Management Analyst CDBG 20% $ 1.065.28 S 240.00 S 13.37 $ 10,65 $ 66.05 $ 1545 $ 285.52 S 9204 , $ 10.65 $ - 12 $ 21,587.99 NEW POSITION Management Analyst HOME 80% $ 4,261.11 $ 960-00 $ 53.46 S 42.61 S 264.19 S 6139 $ 1,142.06 S 36816 S 42.61 $ - 12 S 86,35196 NEW POSITION Grant Specialist CDBG 60% $ 2.63092 $ 720.00 S 40.1e S 26.31 S 16312 S 3815 S 70514 S 227 31 $ 26.31 S 12 $ 54.928.26 WPOSITION Grant Specialist HOME 40% $ 1.75395 $ 480.00 $ 26.73 $ 17,54 $ 108.74 $ 25-43 $ 470.09 $ 151.54 $ 17.54 $ 12 $ 36.618.84 Sub Total $ 26.472.46 $ 4,800,00 $ 267.32 $ 264.72 $ 1,573.43 $ 383.85 $ 7,095.15 $ 2,28722 $ 264.72 $ 1,000.00 $ 532,906_57 TOTALS $ 69,907.45 $ 10,000.00 $ $01.47 $ 699.07 S 3,51644 S 1.D13.66 S 14,381.27 S 4,636.00 $ 620.81 S 1,50000 S 1,292,109.33 GFAllocation $ 329,141,73 CDC Allocation $ 522.421.95 CDBG Allocation $ 92,587.23 HOME Allocation $ 211,361.17 Set-Aside Allocation $ 62.248.41 Prop. A Allocation $ 74,348.63 TOTAL $ 1,292,109.33 City of Rosemead FY 2007.08 Personnel Budget Worksheet Community Development - Part Time FY 2007.2008 Monthly Monthly Deferred Monthly Monthly Monthly WIC Monthly FICA Medicare Cost Monthly PERS Monthly PARS Comp.(1%-5%, Monthly Auto Charged Health Benefit Ancillary Cost Cost (1%or Cost (3.75%0 (1.45% of Cost (26.802% Cost (8.64%o depending on Allowance Account Monthly Salary Cost ($600) ($66.83) 4% of salary) salary) salary) of salary) salary) years of service) Cost 12-Months TOTAL ANNUAL Last Name First Name Title Number % + + + + + + + + + x = COST PLANMNO 81MVICE VACANT B CM810N Planning Intern GF 100"0 $ 1.200 00 $ $ $ 12 00 $ 45 00 $ 17 40 $ $ $ $ 12 $ 15.292 80 VACANT Planning Intern GF 100% $ 1,20000 $ $ $ 12.00 $ 4500 $ 1740 $ $ $ $ 12 $ 15.29280 Sub Total S 2,400.00 $ $ $ 24.00 $ 90.00 $ 34.80 $ $ $ $ $ 30.585.60 TOTAL $ 30.585.60 u City of Rosemead FY 2007-08 Personnel Budget Worksheet 41 Public Safety Services - Full Time FY 2007-2008 ast Name irst Name itle ccount Number % Charged Monthly Salary • Monthly Health Benefit Cost ($1,200) • Monthly Ancillary Cost ($66.83) • Monthly WIC Cost j1% or 4% of salary) • Monthly FICA Cost (6.2%of salary, up to $94,200) • Monthly Medicare Cost (1.45%of salary) • MonthlyPERS Cost (26.802% of salary) • Monthly PARS Cost (8.64%of salary) • Monthly Deferred Comp. (1%-5% depending on years of service) • Monthly Auto Allowence Cost x 12-Months = OTAL ANNUAL COST Anderson Don Intenm Director of Public Safety Seances GF 45°.p $ 6.942.00 S - $ - $ 277.68 $ 29375 S 100.66 $ - $ S - S 12 $ 91369.09 Anderson Don Intenm Director of Public Safety Ser ces CDBG 1510 $ 2,314.00 $ - $ - $ 92.56 $ 293.75 $ 33.55 S $ $ - $ 12 $ 32.806.36 Anderson Don Interim Director of Public Safety Services CDC 40% $ 6,170.67 $ $ $ 246.83 $ 293.75 $ 89.47 S $ $ $ 12 $ 81,606.63 Rodriguez Ray Public Safety Services Supervisor GF 50% $ 3,333,31 $ 600.00 $ 33,42 $ 133.33 $ 206.67 $ 48.33 S 893.39 S 288.00 $ 3333 $ 12 $ 66.837.37 Rodriguez Ray Public Safety Services Supervisor CDBG 50% $ 3,333.31 $ 600.00 $ 33.42 $ 133.33 $ 206.67 S 48 33 S 893.39 $ 288.00 $ 3133 $ 12 $ 66.837.37 Ta EWPOSITION NEW POSITION Linda Administrative Assistant Administrative Assistant Public Safety Coordinator GF CDBG GF 100% 100% 50% $ 3,233.98 $ 3.10882 $ 1,742.96 $ 1,200.00 S 1.200.00 $ 600.00 $ 66.83 S 6683 $ 3342 S 32.34 S 31.09 S 11.43 $ 200.51 S 192.75 S 108.06 S 46.89 S 45.08 $ 25.27 S 866.77 S 833.23 $ 46715 $ 27942 S 268.60 $ 150.59 $ 32.34 $ 31.09 $ 17.43 $ $ $ 12 12 12 $ 71,508.92 $ 69,329.75 $ 37,947.13 NEW POSITION Public Safety Coordinator CDC 50% $ 1,74216 $ 600.00 S 3342 $ 17.43 $ 108.06 $ 25.27 $ 467.15 S 150.59 $ 17.43 $ - 12 $ 37,947.73 NEW POSMON Commun,ry Seances Officer CDC 100°x, $ 2 606 00 S 1.200 00 $ 66 83 S 26 00 S 161 20 $ 37 72 S 696 85 $ 22464 S 26 00 5 - $ 69.470 65 Sub Total S 3a ,572C 1 S 5200110 $ 33.715 $ L00802 $ 2.06516 S 50057 S 5.1',793 S 164984 S 19095 S - S 61n,66359 CODE ENFORCEMENT Co W avne CG'.a Enforcen.?nt 00Cer GF 5.9 S S 1.13 An 5 35 $ 9F_ 71 3 ' i7 3 Torres Steve Code Enforcement Officer GF 100°r, S 3,61958 S 1,200.00 $ 66.83 S 144.42 S 223.86 S 51.35 S 967,71 S 31195 $ 36.11 $ - 12 $ 19,365.72 Rodriguez Abel Code Enforcement Officer CDBG 100% $ 3,610.58 $ 1,200.00 $ 66.83 $ 144.42 S 223.86 $ 52.35 $ 967.71 $ 31195 S 7221 $ 12 $ 79,79899 Espinoza 67die CodeEnfo,remen!Officer CDBG 1711"„ S 3.67^58 S '.20000 S 6683 S 14442 S 22386 S 5235 S 9677' $ 31195 72 ' S - 12 S 7979? Sun Total l 5 144.1;_32 $ 4.80000 S 2673; S 57769 $ 89542 $ 20941 $ 3,870.83 $ 1,24782 S 21663 S $ 318,329.43 PARKING ENFORCEMEN VACANT T u3rk,nrq Ccmro' Office- GF 4'104 S 1 7F,- - S 430 Ci- 26 51143 $ S 8 30 S 338 21 S 111 5.;4 $ 2 62 S - 12 S 28 5'- E9 VACANT P3rx.noCunr^,0-C CDC 60'" S .0:;:99 S $ 31^ S 'S7: 736 S '6±55 5 1393 $ - 12 $ 42,76'54 Sub Tolal $ 1.261 99 S 480.00 $ 26 73 $ 50 48 S 78 r°4 S ill 30 S 3.i° 24 S 109 04 S 12 fit $ $ 71.269 24 GRAFFM ABATEMENT Bailin R^be^- Giaf6t ADa _ ten S,nnaP<_ GF SJ $ '.S'S 56 s n')0 OG $ 33 42 $ 11,0 62 9fi $ 5 X76 S 1 lc i1 5 45.•11 $ 12 S 34.897 79 Baron Robert Graffiti Abatement Specialist Prop. A 5016 $ 1,515.56 $ 600-00 S 33.42 $ 60 62 S 93.96 $ 21 98 $ 406 20 $ 130.94 $ 45.47 $ - 12 $ 34,897.79 Limon Jimmy Graffiti Abatement Specialist GF 20% $ 571.09 $ 240.00 $ 13.37 $ 22,84 S 35.41 S 8.28 $ 153.06 $ 49.34 S 571 S - 12 S 13.189.26 Limon Jimmy Graffiti Abatement Specialist CDC 80% $ 2,284.36 S 960.00 $ 53.46 $ 9137 $ 141.63 S 3312 $ 612.25 $ 197.37 S 22.84 $ - 12 $ 52.757.02 VACANT Senior Graffiti Abatement Manager GF 20% $ 722.12 S 240.00 $ 13.37 $ 28.88 $ 44.77 $ 10.47 $ 19154 $ 62.39 S 722 $ - 12 $ 15,873.14 VACANT Senior Graffiti Abatement Manager CDC 80% $ 2,888.46 $ 960.00 $ 53.46 $ 115.54 S 17908 $ 41.88 $ 774.17 $ 24966 5 28.88 S - 12 $ 63.492.58 Sub Total $ 9,497.15 S 3,600.00 $ 200.49 $ 379.89 $ 588.82 S 137.71 $ 2,545.43 $ 82055 5 155.59 S - $ 115,107.58 P, t 86549 S 11.872.43 S 3,827.21 S 575.80 S $ 1,221,36984 GF Allocation $ 518,862.42 CDC Allocation $ 339,03816 Prop. A Allocation S 34,897,79 CDBG Allocation $ 328,571.46 TOTAL S 1,221,369.84 City of Rosemead FY 2007-08 Personnel Budget Worksheet Public Safety Services - Part Time FY 2007.2008 ast Name irst Name itle ccount Number % Charged Monthly Salary + Monthly Health Benefit Cost ($600) + Monthly Ancillary Cost ($66.83) + MonthlyWlC Cost (1%or 4% of salary) + Monthly FICA Cast (3.75% o salary) + Monthly Medicare Cost (1.45% of salary) + Monthly PERS Cost (26.802% of salary) + Monthly PARS Cost (8.64% o salary( + Monthly Deferred Comp.(1%-5%, depending on years of service( + Monthly Auto Allowance Cost x 2-Months = OTAL ANNUAL COST PART TIME EMPCOYE NEW POSITION N Community Services Officer GF 1001l1 S 1.200 00 S S S 12 00 S 45 00 S 17 40 5 $ 5 $ 12 $ 15.202 80 NEW POSITION Community Services Officer GF 100% $ 1,200 00 $ S $ 12 00 $ 45.00 $ 17 40 $ $ $ $ 12 $ 15,292 80 NEW POSITION Community Services Officer CDC 100% $ 1,200.00 $ $ $ 1200 $ 45.00 $ 1740 $ $ S - $ 12 $ 15.29280 NEW POSITION Community Seances Officer CDC 100% $ 1,200.00 $ $ $ 1200 . $ 45.00 $ 17.40 $ $ $ $ 12 $ 15.292 80 NEW POSITION Community Services Officer CDC 100% $ 1,200.00 $ S $ 1200 $ 45.00 $ 17.40 $ $ $ $ 12 $ 15,29280 EW POSITION Parking Control Officer GF 100% $ 1,360.00 $ $ $ 13 60 $ 5100 $ 19.72 $ $ $ $ 12 S 17.331 84 NEW POSITION Parking Control Officer CDC 100% $ 1,360.00 $ $ $ 1360 $ 51.00 $ 19.72 $ $ $ $ 12 $ 17,331.84 NEW POSITION Parking Control Officer CDC 100% $ 1,360.00 S $ $ 13.60 $ 51.00 $ 1972 $ $ S $ 12 $ 17,331.84 NEW POSITION Graffiti Abatement Specialist CDC 100% $ 1.360.00 $ $ $ 13.60 $ 51.00 $ 19.72 $ $ $ $ 12 $ 17,331.84 Valdepena Crossing Guard CDC 100% $ 791.20 $ $ $ 7.91 S 29.67 S 11 47 $ $ $ $ 12 S 10.083 05 Vasquez Crossing Guard CDC 100% $ 791.20 S $ $ 7.91 $ 29.67 $ 11.47 $ $ $ $ 12 $ 10,08305 Cen Crossing Guard CDC 100% $ 791.20 $ $ $ 7.91 $ 29.67 $ 11 47 $ $ $ $ 12 S 10,083 05 Vargas Crossing Guard CDC 100% $ 791 20 $ $ $ 7 91 $ 29.67 $ 11.47 $ $ $ $ 12 S 10,083 05 Patin Crossing Guard CDC 100% $ 791.20 $ $ $ 7.91 $ 29.67 $ 11.47 $ $ $ $ 12 $ 10,083.05 Uranga Crossing Guard CDC 100% $ 791 20 $ $ $ 7 91 S 29.67 $ 11.47 $ $ $ $ 12 $ 10,083 05 Mendez Crossing Guard CDC 10056 $ 753.60 $ $ $ 7 54 $ 28.26 $ 10.93 $ $ $ $ 12 $ 9,603.88 Tuyin Crossing Guard CDC 100% $ 753.60 $ S $ 7 54 $ 28.26 $ 10.93 $ S $ $ 12 $ 9,60388 Calderon Crossing Guard CDC 100% $ 691.20 $ $ $ 691 $ 25.92 $ 10.02 $ $ $ $ 12 $ 8,808.65 Calderon Crossing Guard GF 100% $ 691.20 $ $ $ 6.91 $ 25.92 $ 1002 $ $ $ $ 12 $ 8,808.65 Gama Crossing Guard GF 100% $ 670.40 $ $ $ 670 $ 2514 $ 9.72 $ $ $ $ 12 $ 8,543.58 Oviedo Crossing Guard GF 100% $ 691 20 $ $ $ 6,91 $ 25.92 $ 10.02 $ $ S $ 12 $ 8.80865 Rangel Crossing Guard GF 100% $ 691.20 $ $ $ 6.91 $ 25.92 $ 10.02 $ S $ $ 12 $ 8,808.65 Pu Crossing Guard GF 100% $ 691.20 $ $ $ 6.91 $ 25.92 $ 10.02 $ $ $ $ 12 $ 8,808.65 Coopee Crossing Guard GF 100% $ 691.20 $ $ $ 6 91 $ 25.92 $ 10 02 S $ $ S 12 S 8,808.65 O'Neil Crossing Guard GF 100% $ 691.20 $ $ $ 691 $ 25.92 $ 10.02 $ $ $ $ 12 $ 8,808.65 Fienco Crossing Guard GF 100% $ 670.40 $ $ $ 6.70 $ 2514 $ 9 72 $ $ $ $ 12 $ 8.543 58 roez Crossing Guard GF 100'/, $ 6,91 20 S S S fi 91 5 25 92 5 10 r'2 S < $ 12 S Ali 111 1 2.1 TOTALS $ 24,564.89 6 Is $ 245.65 $ 921.18 $ 356.19 $ S $ IS $ 313,053.81 GF Allocation $ 126,66516 CDC Allocation $ 186,388.65 TOTAL $ 313,053.81 City of Rosemead FY 2007.08 Personnel Budget Worksheet Parks & Recreation - Full Time FY 1007.2008 ast Name irst Name itle ccount Number % Charged Monthly Salary + Monthly Health Benefit Cost ($1,200) + Monthly Ancillary Cost ($66.83) + Monthly WIC Cost (1%or 4% of salary) + Monthly FICA Cost (6.2% of salary, up to $94,200) + Monthly Medicare Cost (1.45% of salary) + Monthly PERS Cost (26.802% of salary) + Monthly PARS Cost (8.64%o salary) + Monthly Deferred Comp. (1%- 5%, depending on years of service) + Monthly Auto Allowance Cost x 2-Months = OTAL ANNUAL COST ADM118TRATION Burbank Michael Director of Parks 8 Rec GF 5017, $ 5,296 24 $ 600 00 S 66 83 $ 52 96 $ 486 70 $ 76 80 $ 1,41950 $ 457 59 $ 264 81 $ 250 00 12 $ 107.657 11 Burbank Michael Director of Parks 8 Rec CDC 50 % S 5r296 24 S 600 00 S 66 83 $ 52.96 S 486 70 S 76 80 S 1,419.50 $ 457 59 $ 264 81 S 25000 12 $ 107,657 11 Bemica Sandy Administrative Specialist GF 50% $ 2,279.47 $ 600.00 $ 66.83 $ 2219 $ 14133 $ 33.05 $ 61094 $ 19695 $ 11397 $ - 12 $ 48,784u mica Sandy Administrative Specialist CDC 50% $ 2,279.47 $ 600 00 $ 66.83 $ 22 79 S 141.33 $ 33.05 $ 610.94 $ 196.95 $ 113.97 S 12 $ 48,784 ckwood Rachaei Administrative Assistant GF 90% $ 2 908 96 $ 1.08000 S 66 83 $ 29 09 S 180.36 $ 42.18 $ 779 66 S 251 33 $ 5818 $ 12 S 64,753 Lockwood Rachael Administrative Assistant Prop. A 10% $ 323.22 S 120 00 S 66 83 $ 3 23 S 2004 S 4 69 $ 86 63 $ 27 93 $ 6.46 $ 12 $ 7,908 Sub Total S 18.383.59 S 3.60000 $ 40098 $ 183.84 $ 1,456.45 $ 26656 $ 4,92717 $ 1,588.34 $ 82221 $ 50000 S 385,544 Scott John Supenntedent of Parks GF 70% $ 3.83860 $ 840 00 S 46 78 $ 153.54 $ 237.99 $ 55 66 $ 1,028 82 $ 331 65 S 115 16 $ - 12 $ 79.779 Scott John Superintedent of Parks CDC 30% $ 1,645.11 $ 360.00 S 20.05 $ 65.80 $ 102 00 $ 23 85 $ 440 92 S 14214 5 49 35 S 12 $ 34.19 Wayman Steve Senior Maintenance Person GF 70% $ 2,184.08 $ 840 00 $ 46.78 $ 87 36 S 135.41 $ 31.67 $ 585.38 $ 188.70 $ 21.84 $ 12 $ 49,454.82 Wayman Steve Senior Maintenance Person CDC 30% $ 936.04 $ 360.00 $ 20.05 $ 37 44 $ 58.03 $ 13.57 $ 250.88 $ 80.87 $ 9 36 $ 12 $ 21,194.92 Vasquez Gerry Senior Maintenance Person GF 70% $ 2,309.22 $ 840.00 S 46 78 $ 92.37 $ 14317 S 33.48 $ 618.92 $ 199.52 $ 92.37 $ 12 $ 52,509.86 Vasquez Gerry Senior Maintenance Person CDC 30% $ 989.66 $ 360.00 $ 20.05 $ 39.59 $ 61.36 $ 14.35 $ 26525 S 85.51 $ 39 59 S 12 $ 22,504.23 Allman Jim Senior Maintenance Person GF 70% $ 2,450.55 $ 840.00 $ 46.78 $ 9802 $ 151.93 S 35.53 $ 656.80 $ 211.73 $ 73.52 $ 12 $ 54,778.25 Altman Jim Senior Maintenance Person CDC 30% $ 1,050.23 S 360.00 S 20.05 $ 42,01 $ 65.11 $ 15.23 $ 281 48 $ 90.74 $ 31.51 $ 12 $ 23,476.39 Armeni Robert Senior Maintenance Person GF 70% $ 2,450.55 $ 840.00 $ 4678 $ 98.02 $ 151.93 $ 3553 $ 656.80 $ 211.73 $ 73.52 $ 12 $ 54,778,25 Armendanz Robert Senior Maintenance Person CDC 30% $ 1,050.23 $ 36000 $ 20.05 $ 42.01 $ 65.11 $ 15.23 $ 281.48 $ 90.74 $ 31.51 $ 12 $ 23,476 39 Vasquez Rick Senior Maintenance Person GF 70% $ 2,49976 $ 840.00 $ 46.78 $ 99.99 $ 154.98 $ 36 25 $ 669-98 $ 215.98 $ 50 00 $ 12 $ 55,364.61 Vasquez Rick Senior Maintenance Person CDC 30% $ 1,071.32 $ 360.00 $ 20.05 S 4285 $ 66.42 $ 15.53 $ 28714 $ 92,56 $ 21.43 $ 12 $ 23,727.69 Armendariz Charles Maintenance Person GF 70% $ 2,119.94 $ 840.00 $ 46.78 $ 8480 $ 131.44 $ 3074 $ 568.19 $ 183.16 $ 106.00 $ 12 $ 49.332.41 rmendariz Charles Maintenance Person CDC 30% $ 908.54 $ 36000 $ 20.05 $ 36.34 $ 56.33 $ 1317 $ 243.51 S 7850 S 45.43 $ 12 $ 21,141.46 odoy Daniel Maintenance Person GF 70% $ 1,938.23 $ 840 00 $ 46.78 S 77 53 $ 120.17 $ 28.10 $ 519.48 $ 167.46 $ 38.76 $ 12 $ 45,318 Godoy Daniel Maintenance Person CDC 30% $ 830.67 $ 360.00 $ 20.05 $ 33.23 $ 51.50 $ 1204 . $ 222.64 $ 71 77 $ 16.61 $ 12 $ 19,422 Franco Emilio Maintenance Person GF 70% $ 1,755.26 $ 84000 $ 46.78 S 7021 $ 108.83 $ 2545 S 47044 $ 15165 $ 1755 $ 12 $ 41,834 Franco Emilio Maintenance Person CDC 30% $ 752.25 $ 360.00 $ 20.05 $ 30 09 $ 46.64 $ 10.91 $ 201.62 $ 64 99 $ 7.52 $ 12 $ 17,92E Yates Elbert Maintenance Person GF 70% $ 1,75526 $ 840.00 $ 46.78 $ 70.21 $ 108.83 S 25.45 $ 47044 $ 151.65 $ 17,55 $ 12 $ 41,83.1 Yates Elbert Maintenance Person CDC 30% $ 752.25 $ 360 00 $ 2005 . $ 30.09 $ 46.64 $ 10.91 $ 201.62 $ 64 99 $ 7.52 $ 12 $ 17,929 ' Del Cid L Maintenance Person GF 70% $ 1,687.42 $ 84000 $ 46.78 $ 67.50 $ 104.62 $ 24.47 $ 452.26 S 145,79 $ 16.87 $ 12 S 40,628 5 Del Cid L Maintenance Person CDC 30% $ 723.18 $ 360 00 $ 20.05 $ 28.93 S 44.84 $ 10.49 $ 193.83 S 62.48 $ 7.23 $ 12 L $ 17.412 Jones Martin Assistant Park Superintendent GF 70% $ 2.46317 $ 840 00 $ 46.78 $ 98.53 $ 152.72 $ 35.72 $ 660.18 S 212.82 $ 49 26 $ 12 $ 54,709 t Jones Martin Assistant Park Superintendent CDC 30% $ 1,055.64 $ 360.00 $ 2005 $ 42.23 S 65 45 $ 15 31 $ 282.93 $ 9111 $ 21 11 S 12 $ 23,447 11 Sub Total $ 39,21716 $ 14,40000 $ 80196 $ 1,56869 $ 2.43146 $ 568.65 $ 10,510.98 $ 3,388.36 $ 960.57 $ $ 886,1740 City of Rosemead FY 2007.08 Personnel Budget Worksheet RECREATION Sherwood-Scott Jean Recreation Supervisor GF 70% S 4,304 23 S 840 00 $ 46 78 $ 43 04 $ 266 86 $ 6241 $ 1,15362 $ 371 89 $ 172 17 $ 12 $ 87.132 02 Sherwood-Scott Jean Recreation Supervisor CDC 309% $ 1,844.67 S 360 00 S 20.05 $ 18 45 $ 114.37 $ 26.75 S 494 41 $ 159 38 $ 73 79 $ 12 S 37,342.29 Regan Monday Recreation Supervisor GF 70% $ 3.036.05 $ 840.00 $ 46 78 $ 30.36 $ 188 24 $ 44 02 $ 813 72 $ 26232 $ 91.08 $ 12 $ 64,230.88 Regan Monday Recreation Supervisor CDC 30% $ 1,301.17 $ 360.00 $ 20.05 $ 13.01 $ 80.67 $ 18.87 $ 346 74 $ 11242 $ 39.03 $ 12 $ 27,527.52 Palmer-Boris Kim Recreation Supervisor GF 70% $ 3,50925 $ 840.00 $ 4678 $ 35.09 $ 217.57 $ 50.88 $ 940.55 $ 30320 $ 175.46 S 12 $ 73,425.58 Palmer-Boris Kim Recreation Supervisor CDC 30% $ 1,503.97 $ 360.00 $ 20.05 $ 15.04 $ 93.25 $ 21.81 $ 403.09 $ 129.94 $ 75.20 $ 12 $ 31,46810 Mota Geraldo Recreation Supervisor GF 70% $ 2,748.35 $ 84000 $ 46.78 $ 27.48 S 170 40 $ 39 85 $ 736 61 $ 237 46 $ 54 97 $ 12 $ 58,822.75 Mota Geraldo Recreation Supervisor CDC 30% $ 1,17786 $ 360 00 $ 20.05 $ 11 78 S 73 03 $ 17 08 $ 315 69 $ 101 77 $ 23.56 $ 12 $ 25.209.75 Sub Total $ 19.425 55 $ 4,800.00 $ 267 32 $ 194 26 $ 1,204 38 S 281 67 $ 5,206.44 $ 1,678 37 $ 705.26 $ $ 5890 TOTALS S 77,026.30 S 22,800.00 S 1,470.26 S 1.946.78 S 5,092.30 $ 1,116.88 S 20,644.59 S 6,655-07 S 2,488.04 $ 500.00 $ 1,676,882.64 Allocation $ 1,125,133.30 49C Allocation $ 543.841 04 Proposition A $ 7,908.31 TOTAL $ 1,676,882.64 City of Rosemead FY 2007-08 Personnel Budget Worksheet Parks & Recreation - Part Time FY 2007.2008 ast Name irst Name itle otes ccount Number otal Monthly Salary Monthly Health Benefit Cost ($1,200) + Monthly Ancillary Cost ($66.83) + Monthly WIC Cost (11% or 4% of salary) + Monthly FICA Cost (3.75% o salary) + Monthly Medicare Cost (1.45% of salary) + Monthly PERS Cost (26.802% of salary) + Monthly PARS Cost (8.64% a salary) + 2-Months = OTAL ANNUAL COST AQUATICS Romero 0 Pool Manager Rosemead Pool GF $ 1,03955 S 60000 S 6683 S 4158 S 3898 S 1507 S 278.62 $ 8982 12 $ 26.04538 Vacant Pool Manager Garrey Pool GF $ 1,05300 S - $ - $ 42.12 $ 39 49 S 15 27 $ - S - 12 S 13.798.51 Lockwood A Asst Pool ManagerlRec Leader Rosemead Pool GF $ 41486 $ $ $ 16.59 $ 15.56 $ 6.02 $ $ 12 $ 5.436.36 Vacant Asst Pool Manager Garvey Pool GF $ 419.25 $ $ $ 16.77 $ 15.72 $ 6.08 $ $ 12 $ 5,493.85 Vacant Guards Rosemead Pool, 3 positions GF $ 1,554.58 $ $ $ 62.18 $ 58.30 $ 22.54 $ $ 12 $ 20,371 26 nt Jr Guards Rosemead Pool, 3 positions GF $ 1,365.00 $ $ $ 54.60 $ 51.19 $ 19.79 $ $ 12 $ 17,886.96 nt Cashier Rosemead Pool GF $ 346.67 $ $ $ 13.87 $ 13 00 $ 5.03 $ $ 12 $ 4.54272 Vacant Locker Attendants Rosemead Pool, 2 positions GF S 671 67 $ $ $ 26.87 $ 25.19 $ 9 74 $ $ 12 $ 8,801 52 Vacant Guards Gamey Pool, 3 posdions GF $ 1,55458 $ $ $ 62.18 $ 58 30 $ 22.54 $ $ 12 $ 20,371.26 Vacant Jr Guards Garvey Pool, 3 positions GF $ 702.00 $ $ $ 28.08 $ 26.33 $ 10.18 $ $ 12 $ 9.19901 Vacant Cashier Garvey Pool GF $ 277 33 $ $ $ 11.09 $ 10 40 $ 4 02 $ $ 12 $ 3,634.18 Vacant Locker Attendants Garvey Pool_ 2 positions GF $ 604 50 $ S $ 24 18 $ 22 67 S 8 77 S $ 12 $ 7.921 37 Sub Total 5 10,002.99 $ 600.00 $ 66.83 $ 400.12 $ 375.11 $ 145.04 $ 276.62 $ 89.82 S 143,502.38 AQUATICS - FEE E C HARGE Rowein 0 Pool Manager Rosem: ad Pool GF S 60 67 5 S 5 ? ~3 5 2 29 5 98 5 $ 2 $ yE 6N. Vacant Pool Manager Garvey Pool GF $ 6067 $ $ $ 2,43 $ 2,28 $ 088 $ $ 12 $ 794.98 Lockwood A Asst Pool Manager Rosemead Pool GF $ 104.00 $ $ $ 4.16 S 3.90 $ 1 51 $ $ 12 $ 1,362.82 Vacant Asst Pool Manager Garvey Pool GF $ 104.00 $ $ $ 4.16 $ 3.90 $ 1.51 $ $ 12 $ 1,362.82 Vacant Instructors Rosemead Pool GF $ 476.67 S $ $ 19.07 $ 17.88 $ 6.91 $ $ 12 $ 6,246.24 Vacant Instructors Garvey Pool GF $ 476.67 $ $ $ 19.07 $ 17.88 $ 6 91 $ $ 12 S 6.246 24 Vacant Swim Team Rosemead Pool GF $ 206.00 $ $ $ 8.32 $ 7.80 $ 3,02 $ $ 12 $ 2,725.63 Sub Total $ 1,490.67 $ $ $ 59.63 $ 55.90 S 21.61 S $ S 19,533.70 TOTALS $ 55,708.21 $ 5,400.00 $ 601.47 $ 2,228.33 $ 2,089.06 $ 807.77 $ 4,443.90 $ 1,432.55 Is 812,53553 GF Allocation $ 819,499 28 CDBG Allocation $ 53,036 26 TOTAL $ 872,535.53